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PFG Provident Financial Plc

225.00
0.00 (0.00%)
19 Apr 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type Share ISIN Share Description
Provident Financial Plc LSE:PFG London Ordinary Share GB00B1Z4ST84 ORD 20 8/11P
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 225.00 223.60 224.80 0.00 01:00:00
Industry Sector Turnover Profit EPS - Basic PE Ratio Market Cap
0 0 N/A 0

Provident Financial PLC Holding(s) in Company (7340L)

28/12/2018 12:00pm

UK Regulatory


TIDMPFG TIDMTTM

RNS Number : 7340L

Provident Financial PLC

28 December 2018

TR-1: Standard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and 
  to the FCA in Microsoft Word format if possible)(i) 
 
 1a. Identity of the issuer or the underlying                             Provident Financial PLC 
  issuer of existing shares to which voting 
  rights are attached(ii) : 
                                                                 ----------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with 
  an "X" if appropriate) 
 Non-UK issuer 
                                                                                                      ---- 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") 
 An acquisition or disposal of voting rights                                                           X 
                                                                                                      ---- 
 An acquisition or disposal of financial instruments 
                                                                                                      ---- 
 An event changing the breakdown of voting rights 
                                                                                                      ---- 
 Other (please specify)(iii) : 
                                                                                                      ---- 
 3. Details of person subject to the notification obligation(iv) 
 Name                                                             Woodford Investment Management 
                                                                   Ltd 
 City and country of registered office                            9400 Garsington Road, Oxford, OX4 
  (if applicable)                                                  2HN, United Kingdom 
 4. Full name of shareholder(s) (if different from 3.)(v) 
 Name 
                                                                 ----------------------------------------- 
 City and country of registered office 
  (if applicable) 
                                                                 ----------------------------------------- 
 5. Date on which the threshold was crossed                       27/12/2018 
  or reached(vi) : 
                                                                 ----------------------------------------- 
 6. Date on which issuer notified (DD/MM/YYYY):                   28/12/2018 
                                                                 ----------------------------------------- 
 7. Total positions of person(s) subject to the notification obligation 
                           % of voting         % of voting rights      Total of both   Total number 
                            rights attached     through financial       in % (8.A +     of voting rights 
                            to shares (total    instruments             8.B)            of issuer(vii) 
                            of 8. A)            (total of 8.B 
                                                1 + 8.B 2) 
                          ------------------  ----------------------  --------------  -------------------- 
 Resulting situation 
  on the date 
  on which threshold 
  was crossed 
  or reached                    24.01%                                    24.01%           253,284,305 
                          ------------------  ----------------------  --------------  -------------------- 
 Position of 
  previous notification 
  (if 
  applicable)                   23.98%                                    23.98% 
                          ------------------  ----------------------  --------------  -------------------- 
 
 
 
 8. Notified details of the resulting situation on the date on 
  which the threshold was crossed or reached(viii) 
 A: Voting rights attached to shares 
 Class/type        Number of voting rights(ix)     % of voting rights 
  of 
  shares 
  ISIN code (if 
  possible) 
                  ------------------------------  ------------------------------------- 
                   Direct          Indirect        Direct                 Indirect 
                    (Art 9 of       (Art 10 of      (Art 9 of Directive    (Art 10 of 
                    Directive       Directive       2004/109/EC)           Directive 
                    2004/109/EC)    2004/109/EC)    (DTR5.1)               2004/109/EC) 
                    (DTR5.1)        (DTR5.2.1)                             (DTR5.2.1) 
                  --------------  --------------  ---------------------  -------------- 
 GB00B1Z4ST84      60,824,768.00                   24.01% 
                  --------------  --------------  ---------------------  -------------- 
 
 SUBTOTAL 8. 
  A                        60,824,768.00                          24.01% 
                  ------------------------------  ------------------------------------- 
 
 
 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 
  2004/109/EC (DTR5.3.1.1 (a)) 
 Type of financial   Expiration   Exercise/                Number of voting        % of voting 
  instrument          date(x)      Conversion Period(xi)    rights that may         rights 
                                                            be acquired if 
                                                            the instrument 
                                                            is 
                                                            exercised/converted. 
                    -----------  -----------------------  ----------------------  ------------ 
 
                                  SUBTOTAL 8. B 1 
                                 -----------------------  ----------------------  ------------ 
 
 
 B 2: Financial Instruments with similar economic effect according 
  to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
 Type of financial   Expiration   Exercise/      Physical or        Number of        % of voting 
  instrument          date(x)      Conversion     cash               voting rights    rights 
                                   Period (xi)    settlement(xii) 
                    -----------  -------------  -----------------  ---------------  ------------ 
 
                                                 SUBTOTAL 8.B.2 
                                                -----------------  ---------------  ------------ 
 
 
 9. Information in relation to the person subject to the notification 
  obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is not controlled                     X 
  by any natural person or legal entity and does not control 
  any other undertaking(s) holding directly or indirectly an 
  interest in the (underlying) issuer(xiii) 
 Full chain of controlled undertakings through which the voting 
  rights and/or the 
  financial instruments are effectively held starting with 
  the ultimate controlling natural person or legal entity(xiv) 
  (please add additional rows as necessary) 
 Name(xv)               % of voting rights   % of voting rights      Total of both 
                         if it equals or      through financial       if it equals or 
                         is higher than       instruments if          is higher than 
                         the notifiable       it equals or is         the notifiable 
                         threshold            higher than the         threshold 
                                              notifiable threshold 
                       -------------------  ----------------------  ------------------- 
 Woodford Investment 
  Management Ltd        24.01                0.00                    24.01 
                       -------------------  ----------------------  ------------------- 
 
 
 
 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder 
                                            ------------------------------------------- 
 The number and % of voting rights 
  held 
                                            ------------------------------------------- 
 The date until which the voting 
  rights will be held 
                                            ------------------------------------------- 
 
 11. Additional information(xvi) 
 
 
 
 
 Place of completion   9400 Garsington Road, Oxford, OX4 2HN, United Kingdom 
 Date of completion    27/12/2018 
                      ------------------------------------------------------ 
 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

END

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December 28, 2018 07:00 ET (12:00 GMT)

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