Proteome Sciences PLC Holding(s) in Company (7701D)

TIDMPRM

RNS Number : 7701D

Proteome Sciences PLC

28 April 2017

 
 
 
 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
-------------------------------------------------------------------------------------------- 
 
 1. Identity of the issuer or                                   PROTEOME SCIENCES PLC 
  the underlying issuer 
  of existing shares to which 
  voting rights are 
  attached: (ii) 
-------------------------------------------------------------  ----------------------------- 
 2 Reason for the notification (please tick the appropriate 
  box or boxes): 
-------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                  YES 
----------------------------------------------------------------  -------------------------- 
 An acquisition or disposal of qualifying financial 
  instruments which may result in the acquisition 
  of shares already issued to which voting rights 
  are attached 
----------------------------------------------------------------  -------------------------- 
 An acquisition or disposal of instruments with 
  similar economic effect to qualifying financial 
  instruments 
----------------------------------------------------------------  -------------------------- 
 An event changing the breakdown of voting rights 
----------------------------------------------------------------  -------------------------- 
 Other (please 
  specify): 
-------------------------------------------------------  -------  -------------------------- 
 3. Full name of person(s)                                  VULPES LIFE SCIENCES FUND 
  subject to the                                             VULPES TESTUDO FUND 
  notification obligation: 
  (iii) 
---------------------------------------------------------  --------------------------------- 
 4. Full name of shareholder(s) 
  (if different from 3.):(iv) 
---------------------------------------------------------  --------------------------------- 
 5. Date of the transaction                                 27 APRIL 2017 
  and date on 
  which the threshold is 
  crossed or 
  reached: (v) 
---------------------------------------------------------  --------------------------------- 
 6. Date on which issuer                                    28 APRIL 2017 
  notified: 
---------------------------------------------------------  --------------------------------- 
 7. Threshold(s) that is/are                                >18% 
  crossed or 
  reached: (vi, vii) 
---------------------------------------------------------  --------------------------------- 
 
 
 
 8. Notified details: 
---------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
---------------------------------------------------------------------------------------------------------------------- 
 Class/type     Situation previous                Resulting situation after the 
  of             to the triggering                 triggering transaction 
  shares         transaction 
 
  if possible 
  using 
  the ISIN 
  CODE 
-------------  --------------------------------  --------------------------------------------------------------------- 
                Number           Number           Number         Number of voting             % of voting 
                 of               of               of shares      rights                       rights (x) 
                 Shares           Voting 
                                  Rights 
-------------  ---------------  ---------------  -------------  ---------------------------  ------------------------- 
                                                  Direct         Direct         Indirect      Direct        Indirect 
                                                                  (xi)           (xii) 
-------------      -----------    -----------    -------------  -------------  ------------  ------------  ----------- 
 GB0003104196   53,943,715       53,943,715       54,043,715     54,043,715                   18.34% 
               ---------------  ---------------  -------------  -------------  ------------  ------------  ----------- 
 
 
 B: Qualifying Financial Instruments 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of            Expiration     Exercise/                       Number of voting               % of voting 
 financial           date           Conversion                      rights that                    rights 
 instrument          (xiii)         Period (xiv)                    may be 
                                                                    acquired if 
                                                                    the 
                                                                    instrument is 
                                                                    exercised/ converted. 
-----------------  -------------  ------------------------------  -----------------------------  --------------------- 
 
 
 C: Financial Instruments with similar economic effect 
  to Qualifying Financial Instruments (xv, xvi) 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of          Exercise       Expiration     Exercise/        Number of voting               % of voting 
 financial         price         date           Conversion        rights instrument              rights 
 instrument                      (xvii)         period            refers to                      (xix, xx) 
                                                (xviii) 
---------------  -------------  -------------  ---------------  -----------------------------  ----------------------- 
                                                                                                Nominal       Delta 
---------------  -------------  -------------  ---------------  -----------------------------  ------------  --------- 
 
 
 Total (A+B+C) 
---------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                            Percentage of voting rights 
-------------------------------------------------  ------------------------------------------------------------------- 
 54,043,715                                         18.34% 
-------------------------------------------------  ------------------------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
  (xxi) 
--------------------------------------------------------------------------------------------- 
 
 
 Proxy Voting: 
--------------------------------------------------------------------------------------------- 
 10. Name of the proxy holder: 
--------------------------------------------------------------  ----------------------------- 
 11. Number of voting rights proxy 
  holder will cease 
  to hold: 
--------------------------------------------------------------  ----------------------------- 
 12. Date on which proxy holder will 
  cease to hold 
  voting rights: 
--------------------------------------------------------------  ----------------------------- 
 
                                                              [e-mail] 
  13. Additional information: 
------------------------------------------------------------  ------------------------------- 
 14. Contact name:                                             Victoria Birse 
------------------------------------------------------------  ------------------------------- 
 15. Contact telephone number: 
------------------------------------------------------------  ------------------------------- 
 
 
 
 Note: Annex should only be submitted to the FCA not 
  the issuer 
 Annex: Notification of major interests in share 
 
 A: Identity of the persons or legal entity subject to 
  the notification obligation 
----------------------------------------------------------------------- 
 Full name                             VULPES LIFE SCIENCES FUND 
  (including legal form of 
  legal entities) 
------------------------------------  --------------------------------- 
 Contact address                       c/o Maples Corporate Services 
  (registered office for legal          Limited, PO 
  entities)                             Box 309, Ugland House, Grand 
                                        Cayman, KY1-1104, Cayman 
                                        Islands 
------------------------------------  --------------------------------- 
 Phone number & email 
------------------------------------  --------------------------------- 
 Other useful information 
  (at least legal representative 
  for legal persons) 
------------------------------------  --------------------------------- 
 
 B: Identity of the notifier, if applicable 
----------------------------------------------------------------------- 
 Full name                             Stephen Diggle 
------------------------------------  --------------------------------- 
 Contact address                       One George Street #07-03 
                                        Singapore 049145 
------------------------------------  --------------------------------- 
 Phone number & email                  Tel: [phone] (Main) 
                                        Email: [e-mail] 
------------------------------------  --------------------------------- 

 Other useful information              Director 
  (e.g. functional relationship 
  with the person or legal 
  entity subject to the notification 
  obligation) 
------------------------------------  --------------------------------- 
 
 C: Additional information 
----------------------------------------------------------------------- 
 Email address: Complete the required TR-1 form and email 
  it to: Major shareholdings [e-mail] 
  Fax number: You can print the TR-1 form, complete it 
  and fax it to: 020 7066 0050 
----------------------------------------------------------------------- 
 For notes on how to complete form TR-1 please see the 
  FCA website. 
 

This information is provided by RNS

The company news service from the London Stock Exchange

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April 28, 2017 11:54 ET (15:54 GMT)