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| Share Name | Share Symbol | Market | Type | Share ISIN | Share Description |
|---|---|---|---|---|---|
| Prophotonix Limited | LSE:PPIX | London | Ordinary Share | COM SHS $0.001 (DI) |
| Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
|---|---|---|---|---|---|---|---|---|---|---|
| 0.00 | 0.00% | 8.75 | 8.50 | 9.00 | 0.00 | 01:00:00 |
| Industry Sector | Turnover | Profit | EPS - Basic | PE Ratio | Market Cap |
|---|---|---|---|---|---|
| 0 | 0 | N/A | 0 |
TIDMPPIX
RNS Number : 8909P
ProPhotonix Limited
05 September 2017
TR-1: Standard form for notification of major holdings
Hot Features
Premium
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant
issuer and to the FCA in Microsoft Word format if possible)(i)
----------------------------------------------------------------------------------------------------
1a. Identity of the issuer PROPHOTONIX LTD
or the underlying issuer
of existing shares to which
voting rights are attached(ii)
:
------------------------------------------------- -------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X" if appropriate)
----------------------------------------------------------------------------------------------------
Non-UK issuer X
------------------------------------------------------------------------------------- -------------
2. Reason for the notification (please mark the appropriate
box or boxes with an "X")
----------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights
------------------------------------------------------------------------------------- -------------
An acquisition or disposal of financial instruments
------------------------------------------------------------------------------------- -------------
An event changing the breakdown of voting rights
------------------------------------------------------------------------------------- -------------
Other (please specify)(iii) : Correction of previous X
TR-1; notified on 31(st) August 2017
------------------------------------------------------------------------------------- -------------
3. Details of person subject to the notification obligation(iv)
Name GRESHAM HOUSE STRATEGIC PLC
City and country of registered LONDON, UK
office (if applicable)
4. Full name of shareholder(s) (if different from 3.)(v)
----------------------------------------------------------------------------------------------------
Name
------------------------------------------------- -------------------------------------------------
City and country of registered
office (if applicable)
------------------------------------------------- -------------------------------------------------
5. Date on which the threshold 31 AUGUST 2017
was crossed or reached(vi)
:
------------------------------------------------- -------------------------------------------------
6. Date on which issuer notified 05 SEPTEMBER 2017
(DD/MM/YYYY):
------------------------------------------------- -------------------------------------------------
7. Total positions of person(s) subject to the notification
obligation
----------------------------------------------------------------------------------------------------
% of voting % of voting Total of Total number
rights attached rights through both in % of voting
to shares financial (8.A + 8.B) rights of
(total of instruments issuer(vii)
8. A) (total of
8.B 1 + 8.B
2)
---------------------- ------------------------- ---------------- ---------------- -------------
Resulting
situation
on the date
on which
threshold
was crossed
or reached 5.5% 5.5% 4,993,492
---------------------- ------------------------- ---------------- ---------------- -------------
Position
of previous
notification
(if
applicable)
---------------------- ------------------------- ---------------- ---------------- -------------
8. Notified details of the resulting situation on the
date on which the threshold was crossed or reached(viii)
--------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
--------------------------------------------------------------------------------------------------------------
Class/type Number of voting rights(ix) % of voting rights
of
shares
ISIN code
(if possible)
----------------------
Direct Indirect Direct Indirect
(Art 9 of (Art 10 of (Art 9 of (Art 10 of
Directive Directive Directive Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
--------------------- --------------------- -------------- ------------------------------ ---------------
4,993,492 5.5%
---------------------- --------------------- -------------- ------------------------------ ---------------
SUBTOTAL
8. A 4,993,492 5.5%
---------------------- ------------------------------------- -----------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a)
of Directive 2004/109/EC (DTR5.3.1.1 (a))
--------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date(x) Conversion rights that rights
Period(xi) may be acquired
if the instrument
is
exercised/converted.
---------------------- --------------------- -------------- ------------------------------ ---------------
SUBTOTAL 8.
B 1
-------------- ------------------------------ ---------------
B 2: Financial Instruments with similar economic effect
according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
--------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Physical Number % of voting
financial date(x) Conversion or cash of voting rights
instrument Period settlement(xii) rights
(xi)
--------------------- ---------------------- -------------- ----------------- ----------- ---------------
SUBTOTAL
8.B.2
----------------- ----------- ---------------
9. Information in relation to the person subject to
the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is X
not controlled by any natural person or legal entity
and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying)
issuer(xiii)
Full chain of controlled undertakings through which
the voting rights and/or the
financial instruments are effectively held starting
with the ultimate controlling natural person or
legal entity(xiv) (please add additional rows as
necessary)
------------------------------------------------------------- ---------------------
Name(xv) % of voting % of voting Total of both
rights if it rights through if it equals
equals or is financial instruments or is higher
higher than if it equals than the notifiable
the notifiable or is higher threshold
threshold than the notifiable
threshold
----------------- ----------------- ----------------------- ---------------------
GRESHAM HOUSE
STRATEGIC PLC 5.5% 5.5%
----------------- ----------------- ----------------------- ---------------------
10. In case of proxy voting, please identify:
------------------------------------------------------------------------------------
Name of the proxy holder
------------------------------------ ----------------------------------------------
The number and % of voting
rights held
------------------------------------ ----------------------------------------------
The date until which the
voting rights will be held
------------------------------------ ----------------------------------------------
11. Additional information(xvi)
------------------------------------------------------------------------------------
GRAHAM BIRD 020 3372 2807
------------------------------------------------------------------------------------
Place of completion LONDON
-------------------- -----------
Date of completion 05/09/2017
-------------------- -----------
Annex: Notification of major holdings (to be filed with
the FCA only)
A: Identity of the person subject to the notification
obligation
----------------------------------------------------------------------
Full name (including legal Prophotonix Ltd
form for legal entities)
-------------------------------------- ------------------------------
Contact address (registered Registered Office
office for legal entities) BRL Law Group LLC
425 Boylston Street, 3rd
Floor
Boston, MA 02116 USA
-------------------------------------- ------------------------------
E-Mail
-------------------------------------- ------------------------------
Phone number / Fax number +44 1279 717170
-------------------------------------- ------------------------------
Other useful information
(at least legal representative
for legal persons)
-------------------------------------- ------------------------------
B: Identity of the notifier, if applicable
----------------------------------------------------------------------
Full name Graham Bird
-------------------------------------- ------------------------------
Contact address Gresham House, Octagon Point,
5 Cheapside, EC2V 6AA
-------------------------------------- ------------------------------
E-Mail g.bird@greshamhouse.com
-------------------------------------- ------------------------------
Phone number / Fax number
-------------------------------------- ------------------------------
Other useful information Fund Manager
(e.g. functional relationship
with the person or legal
entity subject to the notification
obligation)
-------------------------------------- ------------------------------
C: Additional information
----------------------------------------------------------------------
Please send the completed form together with this annex to the FCA at the following email
address: Majorshareholdings@fca.org.uk. Please send in Microsoft Word format if possible.
This information is provided by RNS
The company news service from the London Stock Exchange
END
HOLLLFSSASIEIID
(END) Dow Jones Newswires
September 05, 2017 10:46 ET (14:46 GMT)
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