Pembridge Resources plc Holding(s) in Company (4778Y)

TIDMPERE

RNS Number : 4778Y

Pembridge Resources plc

05 December 2017

TR-1: Standard form for notification of major holdings

 
  1a. Identity of the issuer or the underlying 
   issuer of existing shares to which voting                                Pembridge Resources PLC 
   rights are attachedii: 
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 1b. Please indicate if the issuer is a non-UK issuer (please mark with 
  an "X" if appropriate) 
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 Non-UK issuer 
----------------------------------------------------------------------------  ----------------------------------------------- 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") 
----------------------------------------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                                         X 
----------------------------------------------------------------------------  ----------------------------------------------- 
 An acquisition or disposal of financial instruments 
----------------------------------------------------------------------------  ----------------------------------------------- 
 An event changing the breakdown of voting rights 
----------------------------------------------------------------------------  ----------------------------------------------- 
 Other (please specify)iii: 
----------------------------------------------------------------------------  ----------------------------------------------- 
 3. Details of person subject to the notification obligationiv 
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 Name                                                 Mark Lancaster 
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 City and country of registered office 
  (if applicable) 
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 4. Full name of shareholder(s) (if different from 3.)v 
----------------------------------------------------------------------------------------------------------------------------- 
 Name 
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 City and country of registered office 
  (if applicable) 
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  5. Date on which the threshold was crossed 
   or reachedvi:                                        04/12/2017 
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 6. Date on which issuer notified (DD/MM/YYYY):       05/12/2017 
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 7. Total positions of person(s) subject to the notification obligation 
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                               % of voting rights       % of voting rights                                        Total of 
                                attached to shares       through financial                                        both in % 
                                 (total of 8. A)           in- struments                                          Total 
                                                          (total of 8.B 1                                         number 
                                                             + 8.B 2)                                             of 
                                                                                                                  (8.A + 8.B) 
                                                                                                                  voting 
                                                                                                                  rights of 
                                                                                                                  issuervii 
-------------------------  ------------------------  -----------------------  ----------------------------------------------- 
 Resulting situation 
  on the date on 
  which threshold 
  was crossed or 
  reached                     7.40%                     4.2%                    11.6% 223,849,257 
-------------------------  ------------------------  -----------------------  ----------------------------------------------- 
 Position of previous 
  notification (if 
  applicable) 
-------------------------  ------------------------  -----------------------  ----------------------------------------------- 
 
 
 
 8. Notified details of the resulting situation on the date on which the 
  threshold was crossed or reachedviii 
----------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares 
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 Class/type of    Number of voting rightsix                         % of voting rights 
 shares 
 ISIN code (if 
 possible) 
--------------  -------------------------------------------------  ---------------------------------------------------- 
                        Direct               Indirect                         Direct               Indirect 
                  (Art 9 of Directive        (Art 10 of Directive       (Art 9 of Directive        (Art 10 of Directive 
                     2004/109/EC)            2004/109/EC)                  2004/109/EC)            2004/109/EC) 
                       (DTR5.1)              (DTR5.2.1)                      (DTR5.1)              (DTR5.2.1) 
--------------  ---------------------  --------------------------  ------------------------  -------------------------- 
 GB00B3ZW6Z85     16,563,656                                        7.40% 
--------------  ---------------------  --------------------------  ------------------------  -------------------------- 
 
 
 SUBTOTAL 8. A                                 16,563,656                                                7.40% 
--------------  -------------------------------------------------  ---------------------------------------------------- 
 
 
 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC 
  (DTR5.3.1.1 (a)) 
-------------------------------------------------------------------------------------------------------------------- 
                                                                  Number of voting 
   Type of financial        Expiration     Exercise/ Conversion    rights that may be             % of voting rights 
   instrument               datex          Periodxi                acquired if the instrument 
                                                                   is exercised/converted. 
-----------------------  -------------  -----------------------  ----------------------------  --------------------- 
 Warrants over 
  ordinary shares 
  with a 3.2p exercise                     At any time prior 
  price                     21/08/2019     to expiration date       9,375,000                     4.2% 
-----------------------  -------------  -----------------------  ----------------------------  --------------------- 
 
 
                                         SUBTOTAL 8. B 1          9,375,000                     4.2% 
                                        -----------------------  ----------------------------  --------------------- 
 
 
  B 2: Financial Instruments with similar economic effect according to Art. 
   13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
--------------------------------------------------------------------------------------------------------------------- 
 Type of financial   Expiration   Exercise/ Conversion   Physical or           Number of 
  instrument          datex        Period xi              cash settlementxii    voting rights      % of voting rights 
------------------  -----------  ---------------------  --------------------  ---------------  ---------------------- 
 
 
 
                                                         SUBTOTAL 8.B.2 
                                                        --------------------  ---------------  ---------------------- 
 
 
  9. Information in relation to the person subject to the notification obligation 
   (please mark the applicable box with an "X") 
---------------------------------------------------------------------------------------------------------------------- 
 Person subject to the notification obligation is not controlled by                                    X 
  any natural person or legal entity and does not control any other 
  undertaking(s) holding directly or indirectly an interest in the (underlying) 
  issuerxiii 
----------------------------------------------------------------------------------------  ---------------------------- 
 Full chain of controlled             through which the voting rights and/or the 
       undertakings 
-------------------------                                                                 ---------------------------- 
 financial instruments              held starting with the ultimate controlling natural 
  are effectively (please            person or legal entityxiv necessary) 
  add additional rows 
  as 
-------------------------  -------------------------------------------------------------  ---------------------------- 

                                  % of voting rights           % of voting rights                Total of both if 
                                  if it equals or is            through financial              it equals or is higher 
                   Namexv     higher than the notifiable        in- struments if                than the notifiable 
                                      threshold                 it equals or is higher               threshold 
                                                                than the notifiable 
                                                                threshold 
-------------------------  -----------------------------  ----------------------------  ------------------------------ 
 
 
 
 
 
 
 
 
 9. In case of proxy voting, please 
  identify: 
---------------------------------------- 
  Name of the proxy holder 
---------------------------------------- 
  The number and % of voting rights 
   held 
---------------------------------------- 
  The date until which the voting rights 
   will be held 
---------------------------------------- 
 
 
  10. Additional Information    London, UK 
   Place of completion 
----------------------------  ------------- 
  Date of completion             05/12/2017 
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This information is provided by RNS

The company news service from the London Stock Exchange

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December 05, 2017 12:04 ET (17:04 GMT)