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Share Name Share Symbol Market Type Share ISIN Share Description
Oxford Technology 3 Venture Capital Trust Plc LSE:OTT London Ordinary Share GB0031420390 ORD 10P
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.0% 35.00 20.00 50.00 35.00 35.00 35.00 0.00 01:00:00
Industry Sector Turnover (m) Profit (m) EPS - Basic PE Ratio Market Cap (m)
Nonequity Investment Instruments 0.0 -0.1 -1.7 - 2

Oxford Tech 3 VCT Holding(s) In Company

06/02/2020 1:45pm

UK Regulatory (RNS & others)


 
TIDMOTT 
 
 
   TR-1: Standard form for notification of major holdings 
 
 
 
 
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and 
 to the FCA in Microsoft Word format if possible)(i) 
--------------------------------------------------------------------------------------------------------- 
 
1a. Identity of the issuer or the underlying 
 issuer of existing shares to which                        OXFORD TECHNOLOGY 3 VENTURE CAPITAL 
 voting rights are attached(ii) :                                    TRUST PLC ORD 10P 
-----------------------------------------------  -------------------------------------------------------- 
1b. Please indicate if the issuer is a non-UK issuer (please mark with 
 an "X" if appropriate) 
--------------------------------------------------------------------------------------------------------- 
Non-UK issuer 
--------------------------------------------------------------------------------------  ----------------- 
2. Reason for the notification (please mark the appropriate box or boxes 
 with an "X") 
--------------------------------------------------------------------------------------------------------- 
An acquisition or disposal of voting rights                                                     X 
--------------------------------------------------------------------------------------  ----------------- 
An acquisition or disposal of financial instruments 
--------------------------------------------------------------------------------------  ----------------- 
An event changing the breakdown of voting rights 
--------------------------------------------------------------------------------------  ----------------- 
Other (please specify)(iii) : 
--------------------------------------------------------------------------------------  ----------------- 
3. Details of person subject to the notification obligation(iv) 
Name                                             Shivani Palakpari Shree Parikh 
City and country of registered office 
 (if applicable) 
4. Full name of shareholder(s) (if different from 3.)(v) 
--------------------------------------------------------------------------------------------------------- 
Name 
-----------------------------------------------  -------------------------------------------------------- 
City and country of registered office 
 (if applicable) 
-----------------------------------------------  -------------------------------------------------------- 
5. Date on which the threshold was 
 crossed or reached(vi) :                        05/12/2019 
-----------------------------------------------  -------------------------------------------------------- 
6. Date on which issuer notified (DD/MM/YYYY):   05/12/2019 
-----------------------------------------------  -------------------------------------------------------- 
7. Total positions of person(s) subject to the notification obligation 
--------------------------------------------------------------------------------------------------------- 
                                                 % of voting rights 
                           % of voting rights    through financial                      Total number 
                           attached to shares    instruments (total    Total of both     of voting rights 
                             (total of 8. A)     of 8.B 1 + 8.B 2)    in % (8.A + 8.B)   of issuer(vii) 
-----------------------  ----------------------  ------------------  -----------------  ----------------- 
Resulting situation 
 on the date on 
 which threshold 
 was crossed or 
 reached                                      5                                      5          6,785,233 
-----------------------  ----------------------  ------------------  -----------------  ----------------- 
Position of previous 
 notification (if 
 applicable)                                  4                                      4 
-----------------------  ----------------------  ------------------  -----------------  ----------------- 
 
 
 
 
 
 
 
 8. Notified details of the resulting situation on the date on which the 
 threshold was crossed or reached(viii) 
---------------------------------------------------------------------------------------------------------------------------------- 
A: Voting rights attached to shares 
---------------------------------------------------------------------------------------------------------------------------------- 
Class/type of 
 shares 
 ISIN code (if 
 possible)           Number of voting rights(ix)                   % of voting rights 
------------------- 
                            Direct                Indirect                                                       Indirect 
                      (Art 9 of Directive   (Art 10 of Directive                 Direct                    (Art 10 of Directive 
                         2004/109/EC)           2004/109/EC)               (Art 9 of Directive                 2004/109/EC) 
                           (DTR5.1)              (DTR5.2.1)               2004/109/EC) (DTR5.1)                 (DTR5.2.1) 
------------------   --------------------  ----------------------  -----------------------------------  -------------------------- 
GB0031420390                      343,603                       0                                    5                           0 
-------------------  --------------------  ----------------------  -----------------------------------  -------------------------- 
 
 
SUBTOTAL 8. A                          343,603                                                    5 
-------------------  --------------------------------------------  --------------------------------------------------------------- 
 
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC 
 (DTR5.3.1.1 (a)) 
---------------------------------------------------------------------------------------------------------------------------------- 
Type of financial    Expiration            Exercise/               Number of voting                     % of voting rights 
 instrument           date(x)               Conversion Period(xi)   rights that may be 
                                                                    acquired if the instrument 
                                                                    is 
                                                                    exercised/converted. 
-------------------  --------------------  ----------------------  -----------------------------------  -------------------------- 
 
 
 
                                           SUBTOTAL 8. B 1 
                                           ----------------------  -----------------------------------  -------------------------- 
 
B 2: Financial Instruments with similar economic effect according to Art. 
 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
---------------------------------------------------------------------------------------------------------------------------------- 
Type of financial   Expiration             Exercise/               Physical or cash  Number of          % of voting rights 
 instrument          date(x)               Conversion              settlement(xii)    voting rights 
                                           Period (xi) 
------------------  ---------------------  ----------------------  ----------------                     -------------------------- 
 
 
 
                                                                   SUBTOTAL 8.B.2 
                                                                   ----------------                     -------------------------- 
 
 
 
 
 
 
 
9. Information in relation to the person subject to the notification obligation 
 (please mark the 
 applicable box with an "X") 
Person subject to the notification obligation is not controlled by                               X 
 any natural person or legal entity and does not control any other 
 undertaking(s) holding directly or indirectly an interest in the (underlying) 
 issuer(xiii) 
Full chain of controlled undertakings through which the voting rights 
 and/or the 
 financial instruments are effectively held starting with the ultimate 
 controlling natural person or legal entity(xiv) (please add additional 
 rows as necessary) 
------------------------------------------------------------------------------------  ----------------------- 
   Name(xv)              % of voting rights                % of voting rights           Total of both if 
                          if it equals or is                through financial         it equals or is higher 
                      higher than the notifiable            instruments if it          than the notifiable 
                              threshold                    equals or is higher              threshold 
                                                           than the notifiable 
                                                                threshold 
---------------  -----------------------------------  ----------------------------  ------------------------- 
 
 
 
 
 
 
10. In case of proxy voting, please identify: 
------------------------------------------------------------------------------------------------------------- 
Name of the proxy holder 
----------------------------------------------------  ------------------------------------------------------- 
The number and % of voting rights held 
----------------------------------------------------  ------------------------------------------------------- 
The date until which the voting rights 
 will be held 
----------------------------------------------------  ------------------------------------------------------- 
 
11. Additional information(xvi) 
------------------------------------------------------------------------------------------------------------- 
Voting rights are held via Redmayne Bentley Nominees Limited and Hargreaves 
 Lansdown Nominees Limited 
------------------------------------------------------------------------------------------------------------- 
 
 
 
 
 
 
 
 
Place of completion  Surrey 
-------------------  ---------- 
Date of completion   05/12/2019 
-------------------  ---------- 
 
 
 
 
 
 

(END) Dow Jones Newswires

February 06, 2020 08:45 ET (13:45 GMT)

Copyright (c) 2020 Dow Jones & Company, Inc.

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