Share Name Share Symbol Market Type Share ISIN Share Description
Oxford Technology 2 Venture Capital Trust Plc LSE:OXH London Ordinary Share GB0003105052 ORD 10P
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.0% 25.00 15.00 35.00 25.00 25.00 25.00 0.00 00:00:00
Industry Sector Turnover (m) Profit (m) EPS - Basic PE Ratio Market Cap (m)
General Financial 0.0 -0.1 -1.2 - 1

Oxford Tech 2 VCT Oxford Technology 2 Venture Capital Trust : Holding(s) In Company

18/09/2019 11:49am

UK Regulatory (RNS & others)


 
TIDMOXH 
 
 
   TR-1: Standard form for notification of major holdings 
 
 
 
 
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the 
 relevant issuer and to the FCA in Microsoft Word format 
 if possible)(i) 
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- 
 
1a. Identity of the issuer or the underlying issuer 
 of existing shares to which voting rights are attached(ii) 
 :                                                                                                       OXFORD TECHNOLOGY 2 VCT PLC ORD 10P 
-------------------------------------------------------------------------------------------------------  ---------------------------------------------------------------------------------------------------------------- 
1b. Please indicate if the issuer is a non-UK issuer 
 (please mark with an "X" if appropriate) 
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- 
Non-UK issuer 
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------  -------------------------------------------- 
2. Reason for the notification (please mark the appropriate 
 box or boxes with an "X") 
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- 
An acquisition or disposal of voting rights                                                                                                                                                       X 
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------  -------------------------------------------- 
An acquisition or disposal of financial instruments 
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------  -------------------------------------------- 
An event changing the breakdown of voting rights 
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------  -------------------------------------------- 
Other (please specify)(iii) : 
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------  -------------------------------------------- 
3. Details of person subject to the notification obligation(iv) 
Name                                                                                                     Shivani Palakpari Shree Parikh 
City and country of registered office (if applicable) 
4. Full name of shareholder(s) (if different from 
 3.)(v) 
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- 
Name 
-------------------------------------------------------------------------------------------------------  ---------------------------------------------------------------------------------------------------------------- 
City and country of registered office (if applicable) 
-------------------------------------------------------------------------------------------------------  ---------------------------------------------------------------------------------------------------------------- 
5. Date on which the threshold was crossed or reached(vi) 
 :                                                                                                       17/09/2019 
-------------------------------------------------------------------------------------------------------  ---------------------------------------------------------------------------------------------------------------- 
6. Date on which issuer notified (DD/MM/YYYY):                                                           17/09/2019 
-------------------------------------------------------------------------------------------------------  ---------------------------------------------------------------------------------------------------------------- 
7. Total positions of person(s) subject to the notification 
 obligation 
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- 
                                                     % of voting rights attached to shares (total of 8.  % of voting rights through financial instruments  Total of both in 
                                                                             A)                                      (total of 8.B 1 + 8.B 2)               % (8.A + 8.B)    Total number of voting rights of issuer(vii) 
---------------------------------------------------  --------------------------------------------------  ------------------------------------------------  ----------------  -------------------------------------------- 
Resulting situation on the date on which threshold 
 was crossed or reached                                                                               7                                                                   7                                     5,331,889 
---------------------------------------------------  --------------------------------------------------  ------------------------------------------------  ----------------  -------------------------------------------- 
Position of previous notification (if 
 applicable)                                                                                          6                                                                   6 
---------------------------------------------------  --------------------------------------------------  ------------------------------------------------  ----------------  -------------------------------------------- 
 
 
 
 
 
 
 
 8. Notified details of the resulting situation on 
 the date on which the threshold was crossed or reached(viii) 
--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- 
A: Voting rights attached to shares 
--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- 
Class/type of 
 shares 
 ISIN code (if possible)    Number of voting rights(ix)                                                                % of voting rights 
-------------------------- 
                                              Direct                                      Indirect                                            Direct                                            Indirect 
                             (Art 9 of Directive 2004/109/EC) (DTR5.1)   (Art 10 of Directive 2004/109/EC) (DTR5.2.1)        (Art 9 of Directive 2004/109/EC) (DTR5.1)         (Art 10 of Directive 2004/109/EC) (DTR5.2.1) 
-------------------------   ------------------------------------------  ---------------------------------------------  -----------------------------------------------------  --------------------------------------------- 
GB0003105052                                 378,708                                                                0                                                      7                                              0 
--------------------------  ------------------------------------------  ---------------------------------------------  -----------------------------------------------------  --------------------------------------------- 
 
 
SUBTOTAL 8. A                                                        378,708                                                                                            7 
--------------------------  -----------------------------------------------------------------------------------------  ---------------------------------------------------------------------------------------------------- 
 
B 1: Financial Instruments according to Art. 13(1)(a) 
 of Directive 2004/109/EC (DTR5.3.1.1 (a)) 
--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- 
Type of financial           Expiration                                  Exercise/                                      Number of voting rights that may be acquired if the    % of voting rights 
 instrument                  date(x)                                     Conversion Period(xi)                          instrument is 
                                                                                                                        exercised/converted. 
--------------------------  ------------------------------------------  ---------------------------------------------  -----------------------------------------------------  --------------------------------------------- 
 
 
 
                                                                        SUBTOTAL 8. B 1 
                                                                        ---------------------------------------------  -----------------------------------------------------  --------------------------------------------- 
 
B 2: Financial Instruments with similar economic effect 
 according to Art. 13(1)(b) of Directive 2004/109/EC 
 (DTR5.3.1.1 (b)) 
--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- 
Type of financial          Expiration                                   Exercise/ Conversion                           Physical or cash    Number of voting rights            % of voting rights 
 instrument                 date(x)                                     Period (xi)                                    settlement(xii) 
-------------------------  -------------------------------------------  ---------------------------------------------  ------------------  ---------------------------------  --------------------------------------------- 
 
 
 
                                                                                                                       SUBTOTAL 8.B.2 
                                                                                                                       ------------------  ---------------------------------  --------------------------------------------- 
 
 
 
 
 
 
 
9. Information in relation to the person subject to 
 the notification obligation (please mark the 
 applicable box with an "X") 
Person subject to the notification obligation is not                                                                                               X 
 controlled by any natural person or legal entity and 
 does not control any other undertaking(s) holding 
 directly or indirectly an interest in the (underlying) 
 issuer(xiii) 
Full chain of controlled undertakings through which 
 the voting rights and/or the 
 financial instruments are effectively held starting 
 with the ultimate controlling natural person or legal 
 entity(xiv) (please add additional rows as necessary) 
--------------------------------------------------------------------------------------------------------------------  ----------------------------------------------------------- 
Name(xv)  % of voting rights if it equals or is higher than   % of voting rights through financial instruments if    Total of both if it equals or is higher than the notifiable 
                       the notifiable threshold               it equals or is higher than the notifiable threshold                            threshold 
--------  -------------------------------------------------  -----------------------------------------------------  ------------------------------------------------------------- 
 
 
 
 
 
 
10. In case of proxy voting, please identify: 
--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- 
Name of the proxy holder 
-----------------------------------------------------------  -------------------------------------------------------------------------------------------------------------------- 
The number and % of voting rights held 
-----------------------------------------------------------  -------------------------------------------------------------------------------------------------------------------- 
The date until which the voting rights will be held 
-----------------------------------------------------------  -------------------------------------------------------------------------------------------------------------------- 
 
11. Additional information(xvi) 
--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- 
Voting rights are held via Redmayne Bentley Nominees 
 Limited and Hargreaves Lansdown Nominees Limited 
--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- 
 
 
 
 
 
 
Place of completion  Surrey 
-------------------  ---------- 
Date of completion   17/09/2019 
-------------------  ---------- 
 
 
   Notes 
 
   i Please note that national forms may vary due to specific national 
legislation (Article 3(1a) of Directive 2004/109/EC) as for instance the 
applicable thresholds or information regarding capital holdings. 
 
   ii Full name of the legal entity and further specification of the issuer 
or underlying issuer, provided it is reliable and accurate (e.g. address, 
LEI, domestic number identity). Indicate in the relevant section whether 
the issuer is a non UK issuer. 
 
   iii Other reason for the notification could be voluntary notifications, 
changes of attribution of the nature of the holding (e.g. expiring of 
financial instruments) or acting in concert. 
 
   iv This should be the full name of (a) the shareholder; (b) the natural 
person or legal entity acquiring, disposing of or exercising voting 
rights in the cases provided for in DTR5.2.1 (b) to (h)/ Article 10 (b) 
to (h) of Directive 2004/109/EC; (c) all parties to the agreement 
referred to in Article 10 (a) of Directive 2004/109/EC (DTR5.2.1 (a)) or 
(d) the holder of financial instruments referred to in Article 13(1) of 
Directive 2004/109/EC (DTR5.3.1). 
 
   As the disclosure of cases of acting in concert may vary due to the 
specific circumstances (e.g. same or different total positions of the 
parties, entering or exiting of acting in concert by a single party) the 
standard form does not provide for a specific method how to notify cases 
of acting in concert. 
 
   In relation to the transactions referred to in points (b) to (h) of 
Article 10 of Directive 2004/109/EC (DTR5.2.1 (b) to (h)), the following 
list is provided as indication of the persons who should be mentioned: 
 
   - in the circumstances foreseen in letter (b) of Article 10 of that 
Directive (DTR5.2.1 (b)), the natural person or legal entity that 
acquires the voting rights and is entitled to exercise them under the 
agreement and the natural person or legal entity who is transferring 
temporarily for consideration the voting rights; 
 
   - in the circumstances foreseen in letter (c) of Article 10 of that 
Directive (DTR5.2.1 (c)), the natural person or legal entity holding the 
collateral, provided the person or entity controls the voting rights and 
declares its intention of exercising them, and natural person or legal 
entity lodging the collateral under these conditions; 
 
   - in the circumstances foreseen in letter (d) of Article 10 of that 
Directive (DTR5.2.1 (d)), the natural person or legal entity who has a 
life interest in shares if that person or entity is entitled to exercise 
the voting rights attached to the shares and the natural person or legal 
entity who is disposing of the voting rights when the life interest is 
created; 
 
   - in the circumstances foreseen in letter (e) of Article 10 of that 
Directive (DTR5.2.1 (e)), the controlling natural person or legal entity 
and, provided it has a notification duty at an individual level under 
Article 9 (DTR 5.1), under letters (a) to (d) of Article 10 of that 
Directive (DTR5.2.1 (a) to (d)) or under a combination of any of those 
situations, the controlled undertaking; 
 
   - in the circumstances foreseen in letter (f) of Article 10 of that 
Directive (DTR5.2.1 (f)), the deposit taker of the shares, if he can 
exercise the voting rights attached to the shares deposited with him at 
his discretion, and the depositor of the shares allowing the deposit 
taker to exercise the voting rights at his discretion; 
 
   - in the circumstances foreseen in letter (g) of Article 10 of that 
Directive (DTR5.2.1 (g)), the natural person or legal entity that 
controls the voting rights; 
 
   - in the circumstances foreseen in letter (h) of Article 10 of that 
Directive (DTR5.2.1 (h)), the proxy holder, if he can exercise the 
voting rights at his discretion, and the shareholder who has given his 
proxy to the proxy holder allowing the latter to exercise the voting 
rights at his discretion (e.g. management companies). 
 
   v Applicable in the cases provided for in Article 10 (b) to (h) of 
Directive 2004/109/EC (DTR5.2.1 (b) to (h). This should be the full name 
of the shareholder who is the counterparty to the natural person or 
legal entity referred to in Article 10 of that Directive (DTR5.2) unless 
the percentage of voting rights held by the shareholder is lower than 
the lowest notifiable threshold for the disclosure of voting rights 
holdings in accordance with national practices (e.g. identification of 
funds managed by management companies). 
 
   vi The date on which threshold is crossed or reached should be the date 
on which the acquisition or disposal took place or the other reason 
triggered the notification obligation. For passive crossings, the date 
when the corporate event took effect. 
 
   vii The total number of voting rights shall be composed of all the 
shares, including depository receipts representing shares, to which 
voting rights are attached even if the exercise thereof is suspended. 
 
   viii If the holding has fallen below the lowest applicable threshold in 
accordance with national law, please note that it might not be necessary 
in accordance with national law to disclose the extent of the holding, 
only that the new holding is below that threshold. 
 
   ix In case of combined holdings of shares with voting rights attached 
"direct holding" and voting rights "indirect holding", please split the 
voting rights number and percentage into the direct and indirect columns 
- if there is no combined holdings, please leave the relevant box blank. 
 
   x Date of maturity/expiration of the financial instrument i.e. the date 
when right to acquire shares ends. 
 
   xi If the financial instrument has such a period - please specify this 
period - for example once every 3 months starting from [date]. 
 
   xii In case of cash settled instruments the number and percentages of 
voting rights is to be presented on a delta-adjusted basis (Article 
13(1a) of Directive 2004/109/EC) (DTR 5.3.3.A). 
 
   xiii If the person subject to the notification obligation is either 
controlled and/or does control another undertaking then the second 
option applies. 
 
   xiv The full chain of controlled undertakings starting with the ultimate 
controlling natural person or legal entity has to be presented also in 
the cases, in which only on subsidiary level a threshold is crossed or 
reached and the subsidiary undertaking discloses the notification as 
only thus the markets get always the full picture of the group holdings. 
In case of multiple chains through which the voting rights and/or 
financial instruments are effectively held the chains have to be 
presented chain by chain leaving a row free between different chains 
(e.g.: A, B, C, free row, A, B, D, free row, A, E, F etc.). 
 
   xv The names of controlled undertakings through which the voting rights 
and/or financial instruments are effectively held have to be presented 
irrespectively whether the controlled undertakings cross or reach the 
lowest applicable threshold themselves. 
 
   xvi Example: Correction of a previous notification. 
 
 
 
 
 
 

(END) Dow Jones Newswires

September 18, 2019 06:49 ET (10:49 GMT)

Copyright (c) 2019 Dow Jones & Company, Inc.

1 Year Oxford Technology 2 Vent... Chart

1 Year Oxford Technology 2 Vent... Chart

1 Month Oxford Technology 2 Vent... Chart

1 Month Oxford Technology 2 Vent... Chart
Your Recent History
LSE
OXH
Oxford Tec..
Register now to watch these stocks streaming on the ADVFN Monitor.

Monitor lets you view up to 110 of your favourite stocks at once and is completely free to use.

By accessing the services available at ADVFN you are agreeing to be bound by ADVFN's Terms & Conditions

P: V:gb D:20200121 16:35:34