Nucleus Financial Group PLC Director/PDMR Shareholding (6029L)

TIDMNUC

RNS Number : 6029L

Nucleus Financial Group PLC

13 January 2021

13 January 2021

Nucleus Financial Group plc

("Nucleus" or the "Company")

Share purchases under the Company's Share Incentive Plan

Director/PDMR Shareholding

Nucleus (AIM: NUC) announces that, in respect of its all-employee Share Incentive Plan ("SIP"), it has received notification that a purchase of ordinary shares of 0.1 pence each in the Company ("Ordinary Shares") by the SIP trustee on behalf of participating employees took place on 12 January 2021.

Details of the Partnership Shares and Matching Shares purchased by the SIP trustee on behalf of PDMRs are set out in the table below. The Partnership and Matching Shares were purchased by the SIP trustee on behalf of the below PDMRs at a price of 175 pence per share.

 
 Name/Position            Number of      Number of Matching   Total resulting 
                           Partnership    Shares               interest in Ordinary 
                           Shares                              Shares* 
 David Ferguson, 
  Chief Executive 
  Officer                 85             85                   1,815,254 (2.37%) 
                         -------------  -------------------  ---------------------- 
 Kirsty Lynagh, 
  Chief People Officer    85             85                   83,146 (0.11%) 
                         -------------  -------------------  ---------------------- 
 Martin Ettles, 
  Chief Risk Officer      86             86                   338 (0.00%) 
                         -------------  -------------------  ---------------------- 
 

* Includes Ordinary Shares held by closely associated persons and the SIP trustee on behalf of the PDMR

The notifications below, made in accordance with the requirements of the EU Market Abuse Regulation, provide further detail .

Notification of transactions of persons discharging managerial responsibilities and persons closely associated with them

 
       1.   Details of the person discharging managerial responsibilities 
             / person closely associated 
       a)   Name                            1. David Ferguson 
                                             2. Kirsty Lynagh 
                                             3. Martin Ettles 
           ------------------------------  ------------------------------------------------ 
       2.   Reason for the notification 
           -------------------------------------------------------------------------------- 
       a)   Position / status               1. Chief Executive Officer 
                                             2. Chief People Officer 
                                             3. Chief Risk Officer 
           ------------------------------  ------------------------------------------------ 
       b)   Initial notification            Initial notification 
             / amendment 
           ------------------------------  ------------------------------------------------ 
 3.         Details of the issuer, emission allowance market participant, 
             auction platform, auctioneer or auction monitor 
           -------------------------------------------------------------------------------- 
 a)         Name                              Nucleus Financial Group plc 
           --------------------------------  ---------------------------------------------- 
 b)         LEI                               213800MAIAI3M7LM5950 
           --------------------------------  ---------------------------------------------- 
       4.   Details of the transaction(s): section to be repeated 
             for (i) each type of instrument; 
             (ii) each type of transaction; (iii) each date; and (iv) 
             each place where transactions have been conducted 
           -------------------------------------------------------------------------------- 
       c)   Description of                  Ordinary shares of 0.1p each 
             the financial 
             instrument                      ISIN: GB00BG226J60 
           ------------------------------  ------------------------------------------------ 
       d)   Nature of the                   Purchase and allocation of Partnership 
             transaction                     Shares and Matching Shares by the SIP 
                                             trustee under the Company's SIP 
           ------------------------------  ------------------------------------------------ 
       e)   Price(s) and volume(s)            Price(s)         Volume(s) 
                                               1. 175p ; nil         1. 85; 85 
                                                2. 175 p; nil         2. 85; 85 
                                                3. 175p; nil          3. 86; 86 
                                                               ---------------- 
           ------------------------------  ------------------------------------------------ 
       f)   Aggregated information            Aggregated Price(s)   Aggregated Volume(s) 
                                               1. GBP148.75          1. 170 
             Aggregated volume                  2. GBP148.75          2. 170 
                                                3. GBP150.50          3. 172 
             Price                                                  --------------------- 
           ------------------------------  ------------------------------------------------ 
       g)   Date of the transaction         12 January 2021 
           ------------------------------  ------------------------------------------------ 
       h)   Place of the transaction        London Stock Exchange, AIM 
           ------------------------------  ------------------------------------------------ 
 
 

Nucleus

Stuart Geard, Chief Financial Officer Tel: [phone]

Shore Capital (Nominated Adviser and Broker)

Hugh Morgan Tel: [phone]

Edward Mansfield

Daniel Bush

Camarco (Media enquiries)

Jennifer Renwick Tel: [phone]

Jake Thomas

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January 13, 2021 11:04 ET (16:04 GMT)