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MTPH Midatech Pharma Plc

18.00
0.00 (0.00%)
28 Mar 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type Share ISIN Share Description
Midatech Pharma Plc LSE:MTPH London Ordinary Share GB00BNGF1L75 ORD GBP0.02
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 18.00 17.00 19.00 0.00 00:00:00
Industry Sector Turnover Profit EPS - Basic PE Ratio Market Cap
0 0 N/A 0

INTRACOASTAL CAPITAL: Form 8.3 - Midatech Pharma PLC

03/07/2020 7:00am

UK Regulatory


Midatech Pharma (LSE:MTPH)
Historical Stock Chart


From Mar 2019 to Mar 2024

Click Here for more Midatech Pharma Charts.
TIDMMTPH 
 
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

 

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

 

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
(a) Full name of discloser:                         Intracoastal Capital LLC 
(b) Owner or controller of interests and short 
positions disclosed, if different from 1(a): The 
naming of nominee or vehicle companies is 
insufficient. For a trust, the trustee(s), settlor 
and beneficiaries must be named. 
(c) Name of offeror/offeree in relation to whose    Midatech Pharma Plc 
relevant securities this form relates: Use a 
separate form for each offeror/offeree 
(d) If an exempt fund manager connected with an 
offeror/offeree, state this and specify identity 
of offeror/offeree: 
(e) Date position held/dealing undertaken: For an   18/May/20 
opening position disclosure, state the latest 
practicable date prior to the disclosure 
(f) In addition to the company in 1(c) above, is    YES / NO / N/A 
the discloser making disclosures in respect of any   If YES, specify which:N/A 
other party to the offer? If it is a cash offer or 
possible cash offer, state "N/A" 
 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
Class of relevant security: 
                                                Interests    Short positions 
                                                Number   %   Number        % 
(1) Relevant securities owned and/or 
controlled: 
(2) Cash-settled derivatives: 
(3) Stock-settled derivatives (including 
options) and agreements to purchase/sell: 
 
 TOTAL: 
 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation  Warrant to purchase ADR's 
to which subscription right exists: 
Details, including nature of the        238,392 Warrants with a strike price 
rights concerned and relevant           of USD$2.05 for an equivalent number 
percentages:                            of ADR's 
 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 
Class of relevant          Purchase/sale  Number of securities  Price per unit 
security 
ADR's ISIN -US59564R3021   Sale           238,392               $1.57USD 
 

(b) Cash-settled derivative transactions

 
Class of       Product        Nature of dealing    Number of     Price per 
relevant       description    e.g.                 reference     unit 
security       e.g. CFD       opening/closing a    securities 
                              long/short 
                              position, 
                              increasing/reducing 
                              a long/short 
                              position 
 
 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 
Class of  Product      Writing,     Number of   Exercise  Type e.g.  Expiry  Option 
relevant  description  purchasing,  securities  price     American,  date    money 
security  e.g. call    selling,     to which    per       European           paid/ 
          option       varying      option      unit      etc.               received 
                       etc.         relates                                  per 
                                                                             unit 
 
 

(ii) Exercise

 
Class of        Product         Exercising/     Number of       Exercise price 
relevant        description     exercised       securities      per unit 
security        e.g. call       against 
                option 
 
 

(d) Other dealings (including subscribing for new securities)

 
Class of relevant       Nature of dealing      Details  Price per unit (if 
security                e.g. subscription,              applicable) 
                        conversion 
ADR's ISIN -US59564302  Receipt of Placement   238,392  $1.65USD 
                        of ADR's 
 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, or any agreement or 
understanding, formal or informal, relating to relevant securities which may 
be an inducement to deal or refrain from dealing entered into by the person 
making the disclosure and any party to the offer or any person acting in 
concert with a party to the offer: Irrevocable commitments and letters of 
intent should not be included. If there are no such agreements, arrangements 
or understandings, state "none" 
 
 
 none 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or understanding, formal or informal, 
between the person making the disclosure and any other person relating to: (i) 
the voting rights of any relevant securities under any option; or (ii) the 
voting rights or future acquisition or disposal of any relevant securities to 
which any derivative is referenced: If there are no such agreements, 
arrangements or understandings, state "none" 
 
 
 none 
 

(c) Attachments

 
Is a Supplemental Form 8 (Open Positions) attached?  NO 
 
 
Date of disclosure:   6/25/20 
Contact name:         Mitchell Kopin 
Telephone number*:    847-562-9030 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

View source version on businesswire.com: https://www.businesswire.com/news/home/20200702005540/en/

 
    CONTACT: 

Intracoastal Capital

 
    SOURCE: Intracoastal Capital 
Copyright Business Wire 2020 
 

(END) Dow Jones Newswires

July 03, 2020 02:00 ET (06:00 GMT)

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