Share Name Share Symbol Market Type Share ISIN Share Description
Metro Bank Plc LSE:MTRO London Ordinary Share GB00BZ6STL67 ORD 0.0001P
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -7.30 -3.52% 199.90 199.70 200.20 208.40 199.50 208.40 457,884 15:56:50
Industry Sector Turnover (m) Profit (m) EPS - Basic PE Ratio Market Cap (m)
Banks 444.4 40.6 29.1 6.9 345

Metro Bank PLC Holding(s) in Company

29/11/2019 3:11pm

UK Regulatory (RNS & others)


TIDMMTRO

RNS Number : 2069V

Metro Bank PLC

29 November 2019

TR-1: Standard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and 
  to the FCA in Microsoft Word format if possible)i 
 
 1a. Identity of the issuer or the underlying 
  issuer of existing shares to which voting                                                Metro Bank PLC 
  rights are at- tachedii: 
                                                --------------------------------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with 
  an "X" if appropriate) 
 Non-UK issuer 
                                                                                                  ------------------- 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") 
 An acquisition or disposal of voting rights                                                               X 
                                                                                                  ------------------- 
 An acquisition or disposal of financial instruments 
                                                                                                  ------------------- 
 An event changing the breakdown of voting rights 
                                                                                                  ------------------- 
 Other (please specify)iii: 
                                                                                                  ------------------- 
 3. Details of person subject to the notification obligationiv 
                                                                                                      CPV Metro 
   Name                                                                                               Investment, LLC 
                                                                                                      CPV Holdings, 
                                                                                                      LLC Steven A. 
                                                                                                      Cohen 
                                                --------------------------------------------------------------------- 
 City and country of registered office                                     Stamford, United States of America 
  (if applicable) 
                                                --------------------------------------------------------------------- 
 4. Full name of shareholder(s) (if different from 3.)v 
 Name 
                                                --------------------------------------------------------------------- 
 City and country of registered office 
  (if applicable) 
                                                --------------------------------------------------------------------- 
 5. Date on which the threshold was crossed 
  or reachedvi:                                                                                         26th November 
                                                                                                        2019 
                                                --------------------------------------------------------------------- 
 6. Date on which issuer notified                                                                          28/11/2019 
 (DD/MM/YYYY): 
                                                --------------------------------------------------------------------- 
 7. Total positions of person(s) subject to the notification obligation 
                           % of voting rights      % of voting rights                              Total number 
                              at- tached to        through financial           Total of both        of voting rights 
                             shares (to- tal         instru- ments             in % (8.A + 8.B)     of is- suervii 
                                of 8. A)            (total of 8.B 1 
                                                        + 8.B 2) 
                        ----------------------  ----------------------  ------------------------  ------------------- 
 Resulting situation 
  on the date on 
  which threshold 
  was crossed or 
  reached                  7.65%                   0                       7.65%                     13,185,268 
                        ----------------------  ----------------------  ------------------------  ------------------- 
 
 
 
 Position of previous 
  notification (if 
  applicable)              8.55%     0     8.55% 
 
 
 8. Notified details of the resulting situation on the date on which the 
  threshold was crossed or reachedviii 
 A: Voting rights attached to shares 
 Class/type of     Number of voting rightsix                         % of voting rights 
  shares 
  ISIN code (if 
  possible) 
                  ------------------------------------------------  ------------------------------------------------------------ 
                          Direct                    Indirect                        Direct                        Indirect 
                    (Art 9 of Directive       (Art 10 of Directive            (Art 9 of Directive           (Art 10 of Directive 
                       2004/109/EC)               2004/109/EC)               2004/109/EC) (DTR5.1)              2004/109/EC) 
                         (DTR5.1)                  (DTR5.2.1)                                                    (DTR5.2.1) 
                  ---------------------  -------------------------  ---------------------------------  ------------------------- 
 GB00BZ6STL67                             13,185,268                                                    7.65% 
                  ---------------------  -------------------------  ---------------------------------  ------------------------- 
 
 
 SUBTOTAL 8. A                                   13,185,268                                                   7.65% 
                  ------------------------------------------------  ------------------------------------------------------------ 
 
 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC 
  (DTR5.3.1.1 (a)) 
                                                                     Number of voting 
   Type of           Expiration             Exercise/ Conversion      rights that may be                  % of voting rights 
   financial         datex                  Periodxi                  acquired if the instrument 
   in- strument                                                       is exercised/converted. 
                  ---------------------  -------------------------  ---------------------------------  ------------------------- 
 
 
 
                                          SUBTOTAL 8. B 1 
                                         -------------------------  ---------------------------------  ------------------------- 
 
 B 2: Financial Instruments with similar economic effect according to Art. 
  13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
 Type of          Expiration              Exercise/ Conversion       Physical or      Number of 
  financial        datex                  Pe- riod xi                cash              voting rights      % of voting rights 
  instrument                                                         settlementxii 
                 ----------------------  -------------------------  ---------------  ----------------  ------------------------- 
 
 
 
                                                                     SUBTOTAL 8.B.2 
                                                                    ---------------  ----------------  ------------------------- 
 
 
 
 9. Information in relation to the person subject to the notification obligation 
  (please mark the applicable box with an "X") 
 Person subject to the notification obligation is not controlled by 
  any natural person or legal entity and does not control any other 
  undertaking(s) holding directly or indirectly an interest in the (underlying) 
  issuerxiii 
                                                                                      ---------------------------- 
 Full chain of controlled undertakings through which the voting rights 
  and/or the                                                                                         x 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entityxiv (please add additional 
  rows as necessary) 
                                                                                      ---------------------------- 
                                 % of voting rights            % of voting rights             Total of both if 
                                  if it equals or is            through financial           it equals or is higher 
                 Namexv       higher than the notifiable         in- struments if            than the notifiable 
                                      threshold               it equals or is higher              threshold 
                                                               than the notifiable 
                                                                    threshold 
                          ------------------------------  --------------------------  ---------------------------- 
 CPV Metro Investment, 
  LLC                      7.65%                           0%                          7.65% 
                          ------------------------------  --------------------------  ---------------------------- 
 CPV Holdings, LLC         N/A                             N/A 
                          ------------------------------  --------------------------  ---------------------------- 
 Steven A. Cohen           N/A                             N/A 
                          ------------------------------  --------------------------  ---------------------------- 
 
 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder 
                                                          -------------------------------------------------------- 
 The number and % of voting rights held 
                                                          -------------------------------------------------------- 
 The date until which the voting rights 
  will be held 
                                                          -------------------------------------------------------- 
 
 11. Additional informationxvi 
 CPV Metro Investment, LLC is the beneficial owner of the shares in the 
  issuer. CPV Holdings, LLC (as the holder of a majority of the membership 
  interests in CPV Metro Investment, LLC) is a parent undertaking of CPV 
  Metro Investment, LLC. Steven A. Cohen (as the Managing Member of CPV 
  Holdings, LLC) is a par- ent undertaking of CPV Holdings, LLC and CPV 
  Metro Investment, LLC. 
 
 
 
 Place of completion   London, UK 
 Date of completion    28 November 2019 
                      ----------------- 
 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

END

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