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Share Name Share Symbol Market Type Share ISIN Share Description
M&g Plc LSE:MNG London Ordinary Share GB00BKFB1C65 ORD �0.05
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.05 0.03% 160.55 160.10 160.30 164.55 159.80 160.25 2,316,724 10:40:36
Industry Sector Turnover (m) Profit (m) EPS - Basic PE Ratio Market Cap (m)
Equity Investment Instruments 32,129.0 1,745.0 43.1 3.7 4,174

BBGI SICAV S.A. Holding(s) in Company

26/06/2020 10:29am

UK Regulatory (RNS & others)


TIDMBBGI TIDMMNG

RNS Number : 2298R

BBGI SICAV S.A.

26 June 2020

ANNEX A: Standard form for notification of major holdings

 
     Form to be used for the purposes of notifying a change in major holdings 
       pursuant to the amended law and Grand-ducal Regulation of 11 January 
  2008 on transparency requirements for issuers (referred to as "the Transparency 
                      Law" and "the Transparency Regulation") 
 
 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and 
  to the CSSF) (i) 
 
 1. Identity of the issuer or the underlying issuer of existing shares 
  to which voting rights are attached (ii) : 
 BBGI SICAV S.A 
 2. Reason for the notification (please tick the appropriate box or boxes): 
 
  An acquisition or disposal of voting rights 
  An acquisition or disposal of financial instruments 
  An event changing the breakdown of voting rights 
  Other (please specify) (iii) : 
 3. Details of person subject to the notification obligation (iv) : 
 Name:                                         City and country of registered office (if 
  M&G plc                                       applicable): 
  London, United Kingdom 
 
 4. Full name of shareholder(s) (if different from 3.) (v) : 
 
 5. Date on which the threshold was crossed                              24/06/2020 
  or reached (vi) : 
----------------------------------------------------------------------  ------------------------------- 
 6. Total positions of person(s) subject to the notification obligation: 
                              % of voting      % of voting rights    Total of both    Total number 
                            rights attached     through financial     in % (7.A +      of voting rights 
                            to shares (total       instruments            7.B)         of issuer (vii) 
                                of 7.A)          (total of 7.B.1 
                                                    + 7.B.2) 
                          ------------------  -------------------  ----------------  ------------------ 
 Resulting situation 
  on the date 
  on which threshold 
  was crossed 
  or reached                          9.42 %               0.15 %            9.57 %      631,169,721 
                          ------------------  -------------------  ----------------  ------------------ 
 Position of 
  previous notification 
  (if applicable)                    10.09 %               0.15 %           10.24 % 
                          ------------------  -------------------  ----------------  ------------------ 
 
 
 
      7. Notified details of the resulting situation on the date on which 
       the threshold was crossed or reached (viii) : 
      A: Voting rights attached to shares 
      Class/type of             Number of voting rights (ix)                                       % of voting rights 
       shares 
       ISIN code (if 
       possible) 
                                           Direct                           Indirect                       Direct                Indirect 
                                        (Art. 8 of the                   (Art. 9 of the                  (Art. 8 of            (Art. 9 of the 
                                         Transparency                     Transparency                       the                Transparency 
                                             Law)                             Law)                      Transparency                Law) 
                                                                                                            Law) 
                                                               --------------------------------- 
              ORD NPV 
            LU0686550053                                                   59,502,903                                   %                9.42 % 
                               ------------------------------  ---------------------------------  -----------------------  -------------------- 
                                                                                                                        %                     % 
                               ------------------------------  ---------------------------------  -----------------------  -------------------- 
                                                                                                                        %                     % 
                               ------------------------------  ---------------------------------  -----------------------  -------------------- 
      SUBTOTAL A 
       (Direct & Indirect)                                                            59,502,903                                         9.42 % 
                               -----------------------------------------------------------------  --------------------------------------------- 
 
      B 1: Financial Instruments according to Art. 12(1)(a) of the Transparency 
       Law 
 
      Type of financial              Expiration         Exercise/                              Number of voting                % of voting 
       instrument                     date (x)           Conversion Period                      rights that may                 rights 
                                                         (xi)                                   be acquired if 
                                                                                                the instrument 
                                                                                                is exercised/ converted. 
                                    -----------------  -------------------------------------  ------------------------------  ------------------- 
           (Right of Recall) 
                 ORD NPV 
              LU0686550053                                                                                957,387              0.15 % 
                                    -----------------  -------------------------------------  ------------------------------  ------------------- 
                                                                                                                                    % 
                                    -----------------  -------------------------------------  ------------------------------  ------------------- 
                                                                                                                                    % 
                                    -----------------  -------------------------------------  ------------------------------  ------------------- 
                                                        SUBTOTAL B.1                                      957,387              0.15 % 
                                                       -------------------------------------  ------------------------------  ------------------- 
 
      B 2: Financial Instruments with similar economic effect according to 
       Art. 12(1)(b) of the Transparency Law 
      Type of            Expiration                     Exercise/                 Physical                   Number of         % of voting 
      financial           date (x)                       Conversion                or cash settlement         voting rights     rights 
      instrument                                         Period (xi)               (xii) 
                        -----------------------------  ------------------------  -------------------------  ---------------- 
                                                                                                                                    % 
                        -----------------------------  ------------------------  -------------------------  ---------------- 
                                                                                                                                    % 
                        -----------------------------  ------------------------  -------------------------  ---------------- 
                                                                                                                                    % 
                        -----------------------------  ------------------------  -------------------------  ---------------- 
                                                                                  SUBTOTAL B.2                                      % 
                                                                                 -------------------------  ---------------- 
 
 8. Information in relation to the person subject to the notification 
  obligation: 
  (please tick the applicable box) 
 
  Person subject to the notification obligation is not controlled by any 
  natural person or legal entity and does not control any other undertaking(s) 
  holding directly or indirectly an interest in the (underlying) issuer. 
  (xiii) 
 
  Full chain of controlled undertakings through which the voting rights 
  and/or the 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entity (xiv) (please provide a separate 
  organisational chart in case of a complex structure): 
   Ndeg              Name (xv)                   % of voting                  % of voting               Total of both           Directly 
                                                  rights held                rights through                                    controlled 
                                                  by ultimate             financial instruments                                  by (use 
                                                  controlling               held by ultimate                                    number(s) 
                                               person or entity                controlling                                     from 1(st) 
                                               or held directly             person or entity                                     column) 
                                               by any subsidiary            or held directly 
                                                 if it equals               by any subsidiary 
                                                 or is higher                 if it equals 
                                              than the notifiable             or is higher 
                                                   threshold               than the notifiable 
                                                                                threshold 
           -----------------------------  -------------------------  -----------------------------  ---------------------  ----------------- 
    1       M&G plc                                 9.42 %                       0.15 %                     9.57 % 
           -----------------------------  -------------------------  -----------------------------  ---------------------  ----------------- 
            M&G Group Limited 
             (wholly owned subsidiary 
    2        of M&G plc)                            9.32 %                       0.15 %                     9.47 %                 1 
           -----------------------------  -------------------------  -----------------------------  ---------------------  ----------------- 
            M&G FA Limited 
             (wholly owned subsidiary 
    3        of M&G Group Limited)                  9.32 %                       0.15 %                     9.47 %                 2 
           -----------------------------  -------------------------  -----------------------------  ---------------------  ----------------- 
            M&G Investment 
             Management Limited 
             (wholly owned subsidiary 
             of 
    4        M&G FA Limited)                        9.32 %                       0.15 %                     9.47 %                 3 
           -----------------------------  -------------------------  -----------------------------  ---------------------  ----------------- 
                                                         %                            %                          % 
           -----------------------------  -------------------------  -----------------------------  ---------------------  ----------------- 
 
 9. In case of proxy voting : 
  The proxy holder named will cease to hold % and number of voting rights 
  as of . 
 
 10. Additional information (xvi) : 
 
 
 
 
 Done at   London,           On   25 June 2020 
            United Kingdom 
 

Notes

(i) Please note that national forms may vary due to specific national legislation (Article 3(1a) of Directive 2004/109/EC) as for instance the applicable thresholds or information regarding capital holdings.

(ii) Full name of the legal entity and further specification of the issuer or underlying issuer, provided it is reliable and accurate (e.g. address, LEI, domestic number identity).

(iii) Other reason for the notification could be voluntary notifications, changes of attribution of the nature of the holding (e.g. expiring of financial instruments) or acting in concert.

(iv) This should be the full name of (a) the shareholder; (b) the natural person or legal entity acquiring, disposing of or exercising voting rights in the cases provided for in Article 9 (b) to (h) of the Transparency Law; or (c) the holder of financial instruments referred to in Article 12(1) of the Transparency Law.

As the disclosure of cases of acting in concert may vary due to the specific circumstances (e.g. same or different total positions of the parties, entering or exiting of acting in concert by a single party) the standard form does not provide for a specific method how to notify cases of acting in concert.

In relation to the transactions referred to in points (b) to (h) of Article 9 of the Transparency Law, the following list is provided as indication of the persons who should be mentioned:

- in the circumstances foreseen in letter (b) of Article 9 of that Law, the natural person or legal entity that acquires the voting rights and is entitled to exercise them under the agreement and the natural person or legal entity who is transferring temporarily for consideration the voting rights;

- in the circumstances foreseen in letter (c) of Article 9 of that Law, the natural person or legal entity holding the collateral, provided the person or entity controls the voting rights and declares its intention of exercising them, and natural person or legal entity lodging the collateral under these conditions;

- in the circumstances foreseen in letter (d) of Article 9 of that Law, the natural person or legal entity who has a life interest in shares if that person or entity is entitled to exercise the voting rights attached to the shares and the natural person or legal entity who is disposing of the voting rights when the life interest is created;

- in the circumstances foreseen in letter (e) of Article 9 of that Law, the controlling natural person or legal entity and, provided it has a notification duty at an individual level under Article 8, under letters (a) to (d) of Article 9 of that Law or under a combination of any of those situations, the controlled undertaking;

- in the circumstances foreseen in letter (f) of Article 9 of that Law, the deposit taker of the shares, if he can exercise the voting rights attached to the shares deposited with him at his discretion, and the depositor of the shares allowing the deposit taker to exercise the voting rights at his discretion;

- in the circumstances foreseen in letter (g) of Article 9 of that Law, the natural person or legal entity that controls the voting rights;

- in the circumstances foreseen in letter (h) of Article 9 of that Law, the proxy holder, if he can exercise the voting rights at his discretion, and the shareholder who has given his proxy to the proxy holder allowing the latter to exercise the voting rights at his discretion (e.g. management companies).

(v) Applicable in the cases provided for in Article 9 (b) to (h) of the Transparency Law. This should be the full name of the shareholder who is the counterparty to the natural person or legal entity referred to in Article 9 of that Law unless the percentage of voting rights held by the shareholder is lower than the 5% threshold for the disclosure of voting rights holdings (e.g. identification of funds managed by management companies).

(vi) The date on which threshold is crossed or reached should be the date on which the acquisition or disposal took place or the other reason triggered the notification obligation. For passive crossings, the date when the corporate event took effect.

(vii) The total number of voting rights shall be composed of all the shares, including depository receipts representing shares, to which voting rights are attached even if the exercise thereof is suspended.

(viii) If the holding has fallen below the 5% threshold, please note that it is not necessary to disclose the extent of the holding, only that the new holding is below that threshold.

(ix) In case of combined holdings of shares with voting rights attached "direct holding" and voting rights "indirect holding", please split the voting rights number and percentage into the direct and indirect columns - if there is no combined holdings, please leave the relevant box blank.

(x) Date of maturity/expiration of the financial instrument i.e. the date when right to acquire shares ends.

(xi) If the financial instrument has such a period - please specify this period - for example once every 3 months starting from [date].

(xii) In case of cash settled instruments the number and percentages of voting rights is to be presented on a delta-adjusted basis (Article 12(2) of the Transparency Law).

(xiii) If the person subject to the notification obligation is either controlled and/or does control another undertaking then the second option applies.

(xiv) The full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity also has to be presented in the cases in which only on subsidiary level a threshold is crossed or reached and the subsidiary undertaking discloses the notification as only then the market always gets the full picture of the group holdings. In case of multiple chains through which the voting rights and/or financial instruments are effectively held the chains have to be presented chain by chain leaving a row free between different chains (e.g.: A, B, C, free row, A, B, D, free row, A, E, F etc.). Numbers shall be attributed to all persons or entities within the group in column 1 in order to allow a clear indication of the control structure in column 6. The names of all undertakings of the control chain shall be provided in column 2, even if the number of the directly held voting rights and/or financial instruments is not equal or higher than the notifiable threshold. Columns 3 & 4 shall indicate the holdings of those persons or entities directly holding the voting rights and/or financial instruments if the holding is equal or higher than the notifiable threshold.

(xv) The names of controlled undertakings through which the voting rights and/or financial instruments are effectively held have to be presented irrespectively whether the controlled undertakings cross or reach the lowest applicable threshold themselves.

(xvi) Example: Correction of a previous notification.

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

END

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June 26, 2020 05:29 ET (09:29 GMT)

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