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Share Name Share Symbol Market Type Share ISIN Share Description
Kenmare Resources Plc LSE:KMR London Ordinary Share IE00BDC5DG00 ORD EUR0.001 (CDI)
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -0.50 -0.1% 479.00 478.00 480.50 482.50 475.50 479.50 32,144 16:35:04
Industry Sector Turnover (m) Profit (m) EPS - Basic PE Ratio Market Cap (m)
Mining 337.2 101.5 87.3 5.0 526

Kenmare Resources Holding(s) In Company

18/10/2022 4:43pm

UK Regulatory (RNS & others)


 
TIDMKMR 
 

Standard Form TR-1

Standard form for notification of major holdings

 
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and 
 to the Central Bank of Ireland)(i) 
----------------------------------------------------------------------------------------------------- 
 
1. Identity of the issuer or the underlying issuer of existing shares 
 to which voting rights are attached(ii) : 
 Kenmare Resources PLC 
 Styne House, Hatch Street Upper Dublin 2, Dublin, IE-D, D02 DT27, IE 
----------------------------------------------------------------------------------------------------- 
2. Reason for the notification (please tick the appropriate box or boxes): 
 [X ] An acquisition or disposal of voting rights 
 [X ] An acquisition or disposal of financial instruments 
 [ ] An event changing the breakdown of voting rights 
 [ ] Other (please specify)(iii) : 
----------------------------------------------------------------------------------------------------- 
3. Details of person subject to the notification obligation(iv) : 
Name:                   City and country of registered office (if applicable): 
 Pendal Group Limited    Sydney, Australia 
----------------------  ----------------------------------------------------------------------------- 
4. Full name of shareholder(s) (if different from 3.)(v) : 
 J O Hambro Capital Management Limited 
----------------------------------------------------------------------------------------------------- 
5. Date on which the threshold was crossed or reached(vi) : 
 14/10/2022 
----------------------------------------------------------------------------------------------------- 
6. Date on which issuer notified: 
 17/10/2022 
----------------------------------------------------------------------------------------------------- 
7. Threshold(s) that is/are crossed or reached: 
 5% 
----------------------------------------------------------------------------------------------------- 
8. Total positions of person(s) subject to the notification obligation: 
----------------------------------------------------------------------------------------------------- 
                                             % of voting rights 
                                              through financial 
                        % of voting rights       instruments                          Total number 
                        attached to shares     (total of 9.B.1     Total of both     of voting rights 
                        (total of 9.A)            + 9.B.2)        in % (9.A + 9.B)    of issuer(vii) 
----------------------  -------------------  ------------------  -----------------  ----------------- 
Resulting situation 
 on the date on 
 which threshold 
 was crossed or 
 reached                              4.71%        Less than 3%              5.11%      94,829,551.00 
----------------------  -------------------  ------------------  -----------------  ----------------- 
Position of previous 
 notification (if 
 applicable)                          5.11%                 n/a              5.11% 
----------------------  -------------------  ------------------  -----------------  ----------------- 
 
 
9. Notified details of the resulting situation on the date on which 
 the threshold was crossed or reached(viii) : 
----------------------------------------------------------------------------- 
A: Voting rights attached to shares 
----------------------------------------------------------------------------- 
Class/type of 
 shares 
 ISIN code (if 
 possible)              Number of voting rights(ix)    % of voting rights 
---------------------  -----------------------------  ----------------------- 
 
                          Direct        Indirect        Direct     Indirect 
---------------------  -----------  ----------------  ---------  ------------ 
IE00BDC5DG00                            4,470,932.00                    4.71% 
---------------------  -----------  ----------------  ---------  ------------ 
 
 
SUBTOTAL A                              4,470,932.00                    4.71% 
---------------------  -----------------------------  ----------------------- 
 
 
B 1: Financial Instruments according to Regulation 17(1)(a) of the Regulations 
------------------------------------------------------------------------------------------------------- 
Type of financial  Expiration  Exercise/               Number of voting                     % of voting 
 instrument         date(x)     Conversion Period(xi)   rights that may                      rights 
                                                        be acquired if the 
                                                        instrument is exercised/converted. 
-----------------  ----------  ----------------------  -----------------------------------  ----------- 
Equity: Lent       n/a         n/a                     Less than 3%                         Less than 
 Securities                                                                                 3% 
-----------------  ----------  ----------------------  -----------------------------------  ----------- 
 
                               SUBTOTAL B.1            Less than 3%                         Less than 
                                                                                            3% 
                               ----------------------  -----------------------------------  ----------- 
 
 
B 2: Financial Instruments with similar economic effect according to 
 Regulation 17(1)(b) of the Regulations 
---------------------------------------------------------------------------------------------- 
Type of financial  Expiration  Exercise/    Physical or            Number of       % of voting 
 instrument         date(x)     Conversion   cash settlement(xii)   voting rights   rights 
                                Period (x) 
                                (i) 
-----------------  ----------  -----------  ---------------------  --------------  ----------- 
 
                                            SUBTOTAL B.2 
                                            ---------------------  --------------  ----------- 
 
 
10. Information in relation to the person subject to the notification 
 obligation (please tick the applicable box): 
 [ ] Person subject to the notification obligation is not controlled by 
 any natural person or legal entity and does not control any other undertaking(s) 
 holding directly or indirectly an interest in the (underlying) issuer.(xiii) 
 [X ] Full chain of controlled undertakings through which the voting rights 
 and/or the 
 financial instruments are effectively held starting with the ultimate 
 controlling natural person or legal entity(xiv) : 
------------------------------------------------------------------------------------------------ 
                                                    % of voting rights 
                                                     through financial 
                          % of voting rights         instruments if it      Total of both if 
                           if it equals or is       equals or is higher   it equals or is higher 
                       higher than the notifiable   than the notifiable    than the notifiable 
Name(xv)                       threshold                 threshold              threshold 
--------------------  ---------------------------  --------------------  ----------------------- 
Pendal Group Limited                         4.71          Less than 3%                     5.11 
--------------------  ---------------------------  --------------------  ----------------------- 
J O Hambro Capital 
 Management Limited                          4.71                 4.71%                     5.11 
--------------------  ---------------------------  --------------------  ----------------------- 
 
 
 
 
 
11. In case of proxy voting: [name of the proxy holder] will cease to 
 hold [% and number] voting rights as of [date] 
------------------------------------------------------------------------------------------------ 
 
12. Additional information(xvi) : 
------------------------------------------------------------------------------------------------ 
 

Done at London on 18/10/2022.

Notes

(i) . Persons completing this form should have regard to the requirements of the Transparency (Directive 2004/109/EC) Regulations 2007 as amended (the "Regulations"), the Central Bank of Ireland's Transparency Rules (the "Transparency Rules") and Commission Delegated Regulation (EU) 2015/761 of 17 December 2014.

(ii) Full name of the legal entity and other identifying specification of the issuer or underlying issuer, provided it is reliable and accurate (e.g. address, LEI, domestic number identity).

(iii) Other reason for the notification could be voluntary notifications, changes of attribution of the nature of the holding (e.g. expiring of financial instruments) or acting in concert.

(iv) This should be the full name of (a) the shareholder; (b) the natural person or legal entity acquiring, disposing of or exercising voting rights in the cases provided for in Regulation 15(b) to (h) of the Regulations (Article 10 (b) to (h) of Directive 2004/109/EC); or (c) the holder of financial instruments referred to in Regulation 17(1) of the Regulations (Article 13(1) of Directive 2004/109/EC).

As the disclosure of cases of acting in concert may vary due to the specific circumstances (e.g. same or different total positions of the parties, entering or exiting of acting in concert by a single party) the standard form does not provide for a specific method how to notify cases of acting in concert.

In relation to the transactions referred to in points (b) to (h) of Regulation 15 of the Regulations (Article 10 of Directive 2004/109/EC), the following list is provided as an indication of the persons who should be mentioned:

   -         in the circumstances foreseen in letter (b) of Regulation 15 of the Regulations (Article 10 of Directive 2004/109/EC), the natural person or legal entity that acquires the voting rights and is entitled to exercise them under the agreement and the natural person or legal entity who is transferring temporarily for consideration the voting rights; 

- in the circumstances foreseen in letter (c) of the Regulation 15 of the Regulations (Article 10 of Directive 2004/109/EC), the natural person or legal entity holding the collateral, provided the person or entity controls the voting rights and declares its intention of exercising them, and natural person or legal entity lodging the collateral under these conditions;

   -         in the circumstances foreseen in letter (d) of Regulation 15 of the Regulations (Article 10 of Directive 2004/109/EC), the natural person or legal entity who has a life interest in shares if that person or entity is entitled to exercise the voting rights attached to the shares and the natural person or legal entity who is disposing of the voting rights when the life interest is created; 
   -         in the circumstances foreseen in letter (e) of Regulation 15 of the Regulations (Article 10 of Directive 2004/109/EC), the controlling natural person or legal entity and, provided it has a notification duty at an individual level under Regulation 14 of the Regulations (Article 9 of Directive 2004/109/EC), under letters (a) to (d) of Regulation 15 of the Regulations (Article 10 of Directive 2004/109/EC) or under a combination of any of those situations, the controlled undertaking; 
   -         in the circumstances foreseen in letter (f) of Regulation 15 of the Regulations (Article 10 of Directive 2004/109/EC), the deposit taker of the shares, if he can exercise the voting rights attached to the shares deposited with him at his discretion, and the depositor of the shares allowing the deposit taker to exercise the voting rights at his discretion; 
   -         in the circumstances foreseen in letter (g) of Regulation 15 of the Regulations (Article 10 of Directive 2004/109/EC), the natural person or legal entity that controls the voting rights; 
   -         in the circumstances foreseen in letter (h) of Regulation 15 of the Regulations (Article 10 of Directive 2004/109/EC), the proxy holder, if he can exercise the voting rights at his discretion, and the shareholder who has given his proxy to the proxy holder allowing the latter to exercise the voting rights at his discretion (e.g. management companies). 

(v) Applicable in the cases provided for in Regulation 15(b) to (h) of the Regulations (Article 10 (b) to (h) of Directive 2004/109/EC). This should be the full name of the shareholder who is the counterparty to the natural person or legal entity referred to in Regulation 15 of the Regulations (Article 10 Directive 2004/109/EC) unless the percentage of voting rights held by the shareholder is lower than the lowest notifiable threshold for the disclosure of voting rights holdings in accordance with the requirements of the Regulations and the Transparency Rules.

(vi) The date on which threshold is crossed or reached should be the date on which the acquisition or disposal took place or the other reason triggered the notification obligation. For passive crossings, the date when the corporate event took effect.

(vii) The total number of voting rights shall be composed of all the shares, including depository receipts representing shares, to which voting rights are attached even if the exercise thereof is suspended.

(viii) If the holding has fallen below the lowest applicable threshold in accordance with the Regulations and the Transparency Rules the holder is not obliged to disclose the extent of the holding only that the holding is "below 3%" or "below 5%" as appropriate.

(ix) In case of combined holdings of shares with voting rights attached "direct holding" and voting rights "indirect holding", please split the voting rights number and percentage into the direct and indirect columns -- if there is no combined holdings, please leave the relevant box blank.

(x) Date of maturity/expiration of the financial instrument i.e. the date when right to acquire shares ends.

(xi) If the financial instrument has such a period -- please specify this period -- for example once every 3 months starting from [date].

(xii) In case of cash settled instruments the number and percentages of voting rights is to be presented on a delta-adjusted basis (Regulation 17(4) of the Regulations/Article 13(1a) of Directive 2004/109/EC).

(xiii) If the person subject to the notification obligation is either controlled and/or does control another undertaking then the second option applies.

(xiv) The full chain of controlled undertakings, starting with the ultimate controlling natural person or legal entity, has to be presented also in cases in which only on subsidiary level a threshold is crossed or reached and the subsidiary undertaking discloses the notification, as only thus will the markets get a full picture of the group holdings. In the case of multiple chains through which the voting rights and/or financial instruments are effectively held, the chains have to be presented chain by chain leaving a row free between different chains (e.g.: A, B, C, free row, A, B, D, free row, A, E, F etc.).

(xv) The names of controlled undertakings through which the voting rights and/or financial instruments are effectively held have to be presented irrespective of whether the controlled undertakings cross or reach the lowest applicable threshold themselves.

(xvi) Example: Correction of a previous notification.

TR-1: Standard form for notification of major holdings

 
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and 
 to the FCA in Microsoft Word format if possible)(i) 
------------------------------------------------------------------------------------------------------------ 
 
1a. Identity of the issuer or the underlying 
 issuer of existing shares to which 
 voting rights are attached(ii) :                                   Kenmare Resources PLC 
-----------------------------------------------  ----------------------------------------------------------- 
1b. Please indicate if the issuer is a non-UK issuer (please mark with 
 an "X" if appropriate) 
------------------------------------------------------------------------------------------------------------ 
Non-UK issuer                                                                                    X 
--------------------------------------------------------------------------------------  -------------------- 
2. Reason for the notification (please mark the appropriate box or boxes 
 with an "X") 
------------------------------------------------------------------------------------------------------------ 
An acquisition or disposal of voting rights                                                      X 
--------------------------------------------------------------------------------------  -------------------- 
An acquisition or disposal of financial instruments                                              X 
--------------------------------------------------------------------------------------  -------------------- 
An event changing the breakdown of voting rights 
--------------------------------------------------------------------------------------  -------------------- 
Other (please specify)(iii) : 
--------------------------------------------------------------------------------------  -------------------- 
3. Details of person subject to the notification obligation(iv) 
Name                                             Pendal Group Limited 
City and country of registered office 
 (if applicable)                                 Sydney, Australia 
4. Full name of shareholder(s) (if different from 3.)(v) 
------------------------------------------------------------------------------------------------------------ 
Name                                             J O Hambro Capital Management Limited 
-----------------------------------------------  ----------------------------------------------------------- 
City and country of registered office 
 (if applicable)                                 London, United Kingdom 
-----------------------------------------------  ----------------------------------------------------------- 
5. Date on which the threshold was 
 crossed or reached(vi) :                        14/10/2022 
-----------------------------------------------  ----------------------------------------------------------- 
6. Date on which issuer notified (DD/MM/YYYY):   17/10/2022 
-----------------------------------------------  ----------------------------------------------------------- 
7. Total positions of person(s) subject to the notification obligation 
------------------------------------------------------------------------------------------------------------ 
                                                 % of voting rights 
                           % of voting rights    through financial                      Total number 
                           attached to shares    instruments (total    Total of both     of voting rights 
                             (total of 8. A)     of 8.B 1 + 8.B 2)    in % (8.A + 8.B)   held in issuer(vii) 
-----------------------  ----------------------  ------------------  -----------------  -------------------- 
Resulting situation 
 on the date on 
 which threshold 
 was crossed or 
 reached                               4.71470%     Less than 5%             5.119275%      4,854,586.00 
-----------------------  ----------------------  ------------------  -----------------  -------------------- 
Position of previous 
 notification (if 
 applicable)                          5.119275%         n/a                  5.119275% 
-----------------------  ----------------------  ------------------  -----------------  -------------------- 
 
 
 
 8. Notified details of the resulting situation on the date on which the 
 threshold was crossed or reached(viii) 
--------------------------------------------------------------------------------- 
A: Voting rights attached to shares 
--------------------------------------------------------------------------------- 
Class/type of 
 shares 
 ISIN code (if 
 possible)            Number of voting rights(ix)    % of voting rights 
------------------  -------------------------------  ---------------------------- 
                        Direct         Indirect         Direct        Indirect 
                       (DTR5.1)        (DTR5.2.1)      (DTR5.1)      (DTR5.2.1) 
------------------  --------------  ---------------  ------------  -------------- 
IE00BDC5DG00                              4,470,932                      4.71470% 
------------------  --------------  ---------------  ------------  -------------- 
 
SUBTOTAL 8. A                  4,470,932                       4.71470% 
------------------  -------------------------------  ---------------------------- 
 
 
B 1: Financial Instruments according to DTR5.3.1R (1) (a) 
----------------------------------------------------------------------------------------------- 
Type of financial  Expiration  Exercise/               Number of voting             % of voting 
 instrument         date(x)     Conversion Period(xi)   rights that may be          rights 
                                                        acquired if the instrument 
                                                        is 
                                                        exercised/converted. 
-----------------  ----------  ----------------------  ---------------------------  ----------- 
Equity: Lent       n/a         n/a                     Less than 5%                 Less than 
Securities                                                                          5% 
-----------------  ----------  ----------------------  ---------------------------  ----------- 
 
                               SUBTOTAL 8. B 1                Less than 5%           Less than 
                                                                                        5% 
                               ----------------------  ---------------------------  ----------- 
 
 
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R 
 (1) (b) 
------------------------------------------------------------------------------------------------- 
Type of financial  Expiration  Exercise/     Physical or       Number of       % of voting rights 
 instrument         date(x)     Conversion    cash              voting rights 
                                Period (xi)   settlement(xii) 
-----------------  ----------  ------------  ----------------  --------------  ------------------ 
 
                                             SUBTOTAL 8.B.2 
                                             ----------------  --------------  ------------------ 
 
 
9. Information in relation to the person subject to the notification obligation 
 (please mark the 
 applicable box with an "X") 
Person subject to the notification obligation is not controlled by 
 any natural person or legal entity and does not control any other 
 undertaking(s) holding directly or indirectly an interest in the (underlying) 
 issuer(xiii) 
Full chain of controlled undertakings through which the voting rights 
 and/or the 
 financial instruments are effectively held starting with the ultimate 
 controlling natural person or legal entity(xiv) (please add additional 
 rows as necessary)                                                                             X 
-----------------------------------------------------------------------------------  ----------------------- 
                                                              % of voting rights 
                                                               through financial 
                                % of voting rights             instruments if it        Total of both if 
                                 if it equals or is           equals or is higher     it equals or is higher 
                             higher than the notifiable       than the notifiable      than the notifiable 
        Name(xv)                     threshold                     threshold                threshold 
------------------------  -------------------------------  ------------------------  ----------------------- 
Pendal Group Limited                             4.71470%                                           5.119275 
------------------------  -------------------------------  ------------------------  ----------------------- 
J O Hambro Capital 
 Management Limited                              4.71470%                                           5.119275 
------------------------  -------------------------------  ------------------------  ----------------------- 
 
 
10. In case of proxy voting, please identify: 
------------------------------------------------------------------------------------------------------------ 
Name of the proxy holder 
---------------------------------------------------------  ------------------------------------------------- 
The number and % of voting rights held 
---------------------------------------------------------  ------------------------------------------------- 
The date until which the voting rights 
 will be held 
---------------------------------------------------------  ------------------------------------------------- 
 
11. Additional information(xvi) 
------------------------------------------------------------------------------------------------------------ 
Disclosure is being made because holding has crossed 5% in voting rights 
 alone, together with stock loan, position remains above 5%. 
------------------------------------------------------------------------------------------------------------ 
 
 
Place of completion  London 
-------------------  ---------- 
Date of completion   17/10/2022 
-------------------  ---------- 
 
 
 

(END) Dow Jones Newswires

October 18, 2022 11:43 ET (15:43 GMT)

Copyright (c) 2022 Dow Jones & Company, Inc.

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