UBS O'Connor Limited (KAZ MINERALS PLC) (2975H)

TIDMKAZ

RNS Number : 2975H

UBS O'Connor Limited

02 December 2020

FORM 8.6

PRIVATE DEALING DISCLOSURE BY AN EXEMPT FUND MANAGER WITH

NO INTERESTS IN SECURITIES REPRESENTING 1% OR MORE IN ANY PARTY

Rule 8.6 of the Takeover Code (the "Code")

   1.         KEY INFORMATION 
 
 (a) Name of exempt fund manager:                                                              UBS O'Connor [i] 
 (b) Name of offeror/offeree in relation to whose relevant securities this form relates:       KAZ Minerals plc 
  Use a disclosure form for each offeror/offeree 
                                                                                              ----------------- 
 (c) Name of offeror/offeree with which exempt fund manager is connected:                      KAZ Minerals plc 
                                                                                              ----------------- 
 (d) Date dealing undertaken:                                                                  01-Dec-2020 
                                                                                              ----------------- 
 (e) In addition to the company in 1(b) above, is the exempt fund manager making disclosures   NO 
  in respect of any other party to this offer? 
  If it is a cash offer or possible cash offer, state "N/A" 
                                                                                              ----------------- 
 
   2.         POSITIONS OF THE EXEMPT FUND MANAGER 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the same offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

 
 Class of relevant security:                                              20p Ordinary ISIN: GB00B0HZPV38 
                                                                          Interests                  Short positions 
                                                                         -------------------------  ------------------ 
                                                                          Number           %         Number         % 
                                                                         ---------------  --------  -------------  --- 
 (1) Relevant securities owned and/or controlled: 
                                                                         ---------------  --------  -------------  --- 
 (2) Cash-settled derivatives:                                                   710,645   0.1504% 
                                                                         ---------------  --------  -------------  --- 
 (3) Stock-settled derivatives (including options) and agreements to 
 purchase/sell: 
                                                                         ---------------  --------  -------------  --- 
 
   TOTAL:                                                                        710,645   0.1504% 
                                                                         ---------------  --------  -------------  --- 
 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

   (b)        Rights to subscribe for new securities (including directors' and other employee options) 
 
 Class of relevant security in relation to which subscription right exists: 
 Details, including nature of the rights concerned and relevant percentages: 
 
 
   3.         DEALINGS BY THE EXEMPT FUND MANAGER 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

   (a)        Purchases and sales 
 
 Class of relevant security   Purchase/sale   Number of securities   Price per unit 
 
 
   (b)        Cash-settled derivative transactions 
 
    Class of relevant       Product description      Nature of dealing         Number of reference      Price per unit 
         security                 e.g. CFD         e.g. opening/closing a           securities 
                                                    long/short position, 
                                                   increasing/reducing a 
                                                    long/short position 
       20p ordinary                 CFD              Increasing a long                27,946              6.4120 GBP 
                                                          position 
                           --------------------  -------------------------  -------------------------  --------------- 
 
   (c)        Stock-settled derivative transactions (including options) 
   (i)         Writing, selling, purchasing or varying 
 
   Class of       Product        Writing,      Number of       Exercise          Type       Expiry date   Option money 
   relevant     description    purchasing,     securities      price per         e.g.                        paid/ 
   security      e.g. call       selling,       to which         unit         American,                   received per 
                   option      varying etc.      option                        European                       unit 
                                                relates                          etc. 
 
 
   (ii)        Exercise 
 
   Class of relevant      Product description   Exercising/ exercised    Number of securities     Exercise price per 
        security            e.g. call option           against                                           unit 
 
 
   (d)        Other dealings (including subscribing for new securities) 
 
 Class of relevant security         Nature of dealing          Details   Price per unit (if applicable) 
                               e.g. subscription, conversion 
 
 
   4.         OTHER INFORMATION 
   (a)        Indemnity and other dealing arrangements 
 
 Details of any indemnity or option arrangement, or any agreement or understanding, formal 
  or informal, relating to relevant securities which may be an inducement to deal or refrain 
  from dealing entered into by the exempt fund manager making the disclosure and any party to 
  the offer or any person acting in concert with a party to the offer: 
  Irrevocable commitments and letters of intent should not be included. If there are no such 
  agreements, arrangements or understandings, state "none" 
 NONE 
 
   (b)        Agreements, arrangements or understandings relating to options or derivatives 
 
 Details of any agreement, arrangement or understanding, formal or informal, between the exempt 
  fund manager making the disclosure and any other person relating to: 
  (i) the voting rights of any relevant securities under any option; or 
  (ii) the voting rights or future acquisition or disposal of any relevant securities to which 
  any derivative is referenced: 
  If there are no such agreements, arrangements or understandings, state "none" 
 
   NONE 
 
   (c)        Attachments 
 
 Is a Supplemental Form 8 (Open Positions) attached?   NO 
 
 
 Date of disclosure:    02-12-2020 
 Contact name:          Kristyanne Atkins 
                       ------------------ 
 Telephone number:      [phone] 
                       ------------------ 
 

Private disclosures under Rule 8 of the Code must be emailed to the Takeover Panel at [e-mail] . The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk .

[i] This report is on behalf of the following entities

   --      UBS O'Connor LLC; and 
   --      O'Connor business acting under UBS Asset Management (UK) Ltd 

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December 02, 2020 06:52 ET (11:52 GMT)