Katoro Gold PLC Holdings in Company (1241C)

TIDMKAT TIDMKIBO

RNS Number : 1241C

Katoro Gold PLC

17 January 2018

TR-1: Standard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant 
  issuer and to the FCA in Microsoft Word format if possible)i 
------------------------------------------------------------------------------------------------------------ 
 
 1a. Identity of the issuer 
  or the underlying issuer of                                                       Katoro Gold PLC 
  existing shares to which voting 
  rights are at- tachedii: 
-------------------------------------------  --------------------------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer 
  (please mark with an "X" if appropriate) 
------------------------------------------------------------------------------------------------------------ 
 Non-UK issuer 
--------------------------------------------------------------------------------------------  -------------- 
 2. Reason for the notification (please mark the appropriate 
  box or boxes with an "X") 
------------------------------------------------------------------------------------------------------------ 
 An acquisition or disposal of voting rights 
--------------------------------------------------------------------------------------------  -------------- 
 An acquisition or disposal of financial instruments 
--------------------------------------------------------------------------------------------  -------------- 
 An event changing the breakdown of voting rights                                                   X 
--------------------------------------------------------------------------------------------  -------------- 
 Other (please specify)iii: 
--------------------------------------------------------------------------------------------  -------------- 
 3. Details of person subject to the notification obligationiv 
------------------------------------------------------------------------------------------------------------ 
 Name                                         Kibo Mining public limited 
                                               company 
-------------------------------------------  --------------------------------------------------------------- 
 City and country of registered               Dublin, Ireland 
  office (if applicable) 
-------------------------------------------  --------------------------------------------------------------- 
 4. Full name of shareholder(s) (if different from 3.)v 
------------------------------------------------------------------------------------------------------------ 
 Name 
-------------------------------------------  --------------------------------------------------------------- 
 City and country of registered 
  office (if applicable) 
-------------------------------------------  --------------------------------------------------------------- 
 5. Date on which the threshold               17 January 2018 
  was crossed or reachedvi: 
-------------------------------------------  --------------------------------------------------------------- 
 6. Date on which issuer notified             17 January 2018 
  (DD/MM/YYYY): 
-------------------------------------------  --------------------------------------------------------------- 
 7. Total positions of person(s) subject to the notification 
  obligation 
------------------------------------------------------------------------------------------------------------ 
                               % of voting         % of voting                                 Total number 
                                rights at-        rights through            Total of both       of voting 
                                tached to       financial instru-           in % (8.A           rights of 
                               shares (to-            ments                 + 8.B)              is- suervii 
                                tal of 8.         (total of 8.B 
                                    A)              1 + 8.B 2) 
--------------------------  ---------------  ----------------------  -----------------------  -------------- 
 Resulting 
  situation 
  on the date 
  on which 
  threshold 
  was crossed 
  or reached                   56.7%            0                       56.7%                    109,063,210 
--------------------------  ---------------  ----------------------  -----------------------  -------------- 
 Position of 
  previous notification 
  (if applicable)              57.1%            0                       57.1% 
--------------------------  ---------------  ----------------------  -----------------------  -------------- 
 
 

1

 
 8. Notified details of the resulting situation on the 
  date on which the threshold was crossed or reachedviii 
-------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares 
-------------------------------------------------------------------------------------------------------------- 
 Class/type            Number of voting rightsix              % of voting rights 
  of shares 
  ISIN code (if 
  possible) 
--------------------  -------------------------------------  ------------------------------------------------- 
                            Direct              Indirect                   Direct                  Indirect 
                           (Art 9 of            (Art 10 of           (Art 9 of Directive           (Art 10 of 
                           Directive            Directive               2004/109/EC)               Directive 
                          2004/109/EC)         2004/109/EC)               (DTR5.1)                2004/109/EC) 
                            (DTR5.1)            (DTR5.2.1)                                         (DTR5.2.1) 
-------------------   -----------------  ------------------  -----------------------------  ------------------ 
 ORDINARY SHARES 
  OF GBP 0.01 
  ISIN: GB00SNBL022      61,833,333         0                   56.7%                          0 
--------------------  -----------------  ------------------  -----------------------------  ------------------ 
 SUBTOTAL 8. 
  A                                            61,833,333                                         56.7% 
--------------------  -------------------------------------  ------------------------------------------------- 
 
 B 1: Financial Instruments according to Art. 13(1)(a) 
  of Directive 2004/109/EC (DTR5.3.1.1 (a)) 
-------------------------------------------------------------------------------------------------------------- 
                                                              Number of voting 
   Type of financial     Expiration        Exercise/           rights that                     % of voting 
   in- strument          datex             Conversion          may be acquired                 rights 
                                           Periodxi            if 
                                                               the instrument 
                                                               is exercised/converted. 
--------------------  -----------------  ------------------  -----------------------------  ------------------ 
 N/A                   N/A                N/A                 N/A                            N/A 
--------------------  -----------------  ------------------  -----------------------------  ------------------ 
                                          SUBTOTAL 8.         N/A                            N/A 
                                           B 1 
                                         ------------------  -----------------------------  ------------------ 
 
 B 2: Financial Instruments with similar economic effect 
  according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 
  (b)) 
-------------------------------------------------------------------------------------------------------------- 
 Type of              Expiration          Exercise/           Physical         Number 
  financial            datex              Conversion          or cash           of voting      % of voting 
  instrument                              Pe-                 settlementxii     rights         rights 
                                          riod xi 
-------------------  ------------------  ------------------  ---------------  ------------  ------------------ 
 N/A                  N/A                 N/A                 N/A              N/A           N/A 
-------------------  ------------------  ------------------  ---------------  ------------  ------------------ 
                                                              SUBTOTAL         N/A           N/A 
                                                               8.B.2 
                                                             ---------------  ------------  ------------------ 
 
 
 
 9. Information in relation to the person subject to the 
  notification obligation (please mark the applicable box 
  with an "X") 
----------------------------------------------------------- 
 Person subject to the notification obligation is         X 
  not controlled by any natural person or legal entity 
  and does not control any other undertaking(s) holding 
  directly or indirectly an interest in the (underlying) 
  issuerxiii 
-------------------------------------------------------- 
 Full chain of controlled undertakings through which 
  the voting rights and/or the 
  financial instruments are effectively held starting 
  with the ultimate controlling natural person or legal 
  entityxiv (please add additional rows as necessary) 
-------------------------------------------------------- 
 
 
                             % of voting rights        % of voting rights            Total of both 
                                if it equals            through financial             if it equals 
                 Namexv         or is higher              in- struments               or is higher 

                             than the notifiable           if it equals            than the notifiable 
                                  threshold                or is higher                 threshold 
                                                             than the 
                                                       notifiable threshold 
-----------------------  -----------------------  -------------------------  ------------------------- 
 N/A                      N/A                      N/A                        N/A 
-----------------------  -----------------------  -------------------------  ------------------------- 
 
 10. In case of proxy voting, please identify: 
------------------------------------------------------------------------------------------------------ 
 Name of the proxy holder                          N/A 
------------------------------------------------  ---------------------------------------------------- 
 The number and % of voting                        N/A 
  rights held 
------------------------------------------------  ---------------------------------------------------- 
 The date until which the voting                   N/A 
  rights will be held 
------------------------------------------------  ---------------------------------------------------- 
 
 11. Additional informationxvi 
------------------------------------------------------------------------------------------------------ 
 Reduction in proportionate holding due to Katoro Gold 
  PLC share issue - AIM admission date 17.1.18. Reduction 
  through 1% 
------------------------------------------------------------------------------------------------------ 
 
 
 Place of completion   Galway, Ireland 
--------------------  ---------------- 
 Date of completion    17 January 2018 
--------------------  ---------------- 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

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January 17, 2018 04:44 ET (09:44 GMT)