Citigroup Global Markets Inc. Form 38.5b (EPT/NON-RI) (6745L)

TIDMTTM

RNS Number : 6745L

Citigroup Global Markets Inc.

20 April 2018

FORM 38.5(b)

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS,

OR WITH RECOGNISED INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

   1.          KEY INFORMATION 
 
Name of exempt principal     Citigroup Global Markets 
 trader                                 Inc. 
==========================  =========================== 
Company dealt in            International Paper Company 
==========================  =========================== 
Class of relevant security 
 to which the dealings          USD 1.00 common stock 
 being disclosed relate 
 (Note 1) 
==========================  =========================== 
Date of dealing                    19 April 2018 
==========================  =========================== 
 
   2.          INTERESTS AND SHORT POSITIONS 

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

 
                                         Long               Short 
===========================  =================  =================== 
                             Number      (%)     Number       (%) 
===========================  =========  ======  ===========  ====== 
(1) Relevant securities       15,022 0.00%       111,486 0.03% 
===========================  =================  =================== 
(2) Derivatives (other 
 than options) 
===========================  =================  =================== 
(3) Options and agreements 
 to purchase/sell 
===========================  =================  =================== 
Total                         15,022 0.00%       111,486 0.03% 
===========================  =================  =================== 
 
 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

 
Class of relevant security:               Long                Short 
===========================  ===================  ===================== 
                             Number        (%)     Number         (%) 
===========================  =========    ======  ===========    ====== 
(1) Relevant securities 
===========================  ===================  ===================== 
(2) Derivatives (other 
 than options) 
===========================  ===================  ===================== 
(3) Options and agreements 
 to purchase/sell 
===========================  ===================  ===================== 
Total 
===========================  ===================  ===================== 
 
 
   3.       DEALINGS (Note 3) 
   (a)      Purchases and sales 
 
 Purchase/sale       Number of relevant    Price per unit 
                      securities 
==============  =======================  ================ 
   Purchase               673              26.8600 (USD) 
==============  =======================  ================ 
     Sale                5,215             53.3600 (EUR) 
==============  =======================  ================ 
     Sale                1,000             53.5900 (USD) 
==============  =======================  ================ 
 
   (b)      Derivatives transactions (other than options transactions) 
 
 Product     Nature of transaction   Number of relevant   Price per 
  name,       (Note 5)                securities           unit 
  e.g. CFD                            (Note 6)             (Note 4) 
==========  ======================  ===================  ========== 
 
 
   (c)      Options transactions in respect of existing relevant securities 
   (i)       Writing, selling, purchasing or varying 
 
 Product      Writing,       Number of        Exercise   Type,            Expiry   Option 
  name,        selling,       securities       price      e.g. American,   date     money 
  e.g. call    purchasing,    to which                    European                  paid/received 
  option       varying        the option                  etc.                      per 
               etc.           relates (Note                                         unit 
                              7)                                                    (Note 
                                                                                    4) 
===========  =============  ===============  =========  ================  ======  =============== 
 
 
   (ii)      Exercising 
 
 Product name,             Number of securities       Exercise price 
  e.g. call option                                     per unit (Note 
                                                       4) 
==================  ===========================  ==================== 
 
 
   (d)      Other dealings (including transactions in respect of new securities) (Note 3) 
 
 Nature of transaction         Details       Price per unit 
  (Note 7)                                    (if applicable) 
                                              (Note 4) 
======================  ==============  ===================== 
 
 
   4.       OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities

under any option referred to on this form or relating to the voting rights or future

acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

   Is a Supplemental Form 38.5(b) attached? (Note 8)                    NO 
 
Date of disclosure                20 April 2018 
===========================  ======================= 
Contact name                     Damian Flanagan 
===========================  ======================= 
Telephone number               0044 (0)28 90409676 
===========================  ======================= 
Name of offeree/offeror      Smurfit Kappa Group Plc 
 with which connected 
===========================  ======================= 
Nature of connection (Note      Financial Advisor 
 9) 
===========================  ======================= 
 

This information is provided by RNS

The company news service from the London Stock Exchange

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April 20, 2018 10:26 ET (14:26 GMT)