InnovaDerma PLC Holding(s) in Company (6274T)

TIDMIDP

RNS Number : 6274T

InnovaDerma PLC

16 October 2017

TR-1: Standard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to 
  the relevant issuer and to the FCA in Microsoft 
  Word format if possible)(i) 
--------------------------------------------------------------------------------------------- 
 
 1a. Identity of the issuer                INNOVADERMA PLC 
  or the underlying issuer 
  of existing shares to 
  which voting rights are 
  attached(ii) : 
----------------------------------------  --------------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK 
  issuer (please mark with an "X" if appropriate) 
--------------------------------------------------------------------------------------------- 
 Non-UK issuer 
---------------------------------------------------------------------------  ---------------- 
 2. Reason for the notification (please mark 
  the appropriate box or boxes with an "X") 
--------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                         X 
---------------------------------------------------------------------------  ---------------- 
 An acquisition or disposal of financial instruments 
---------------------------------------------------------------------------  ---------------- 
 An event changing the breakdown of voting 
  rights 
---------------------------------------------------------------------------  ---------------- 
 Other (please specify)(iii) : 
---------------------------------------------------------------------------  ---------------- 
 3. Details of person subject to the notification 
  obligation(iv) 
--------------------------------------------------------------------------------------------- 
 Name                                      CANACCORD GENUITY GROUP 
                                            INC 
----------------------------------------  --------------------------------------------------- 
 City and country of registered            VANCOUVER, CANADA 
  office (if applicable) 
----------------------------------------  --------------------------------------------------- 
 4. Full name of shareholder(s) (if different 
  from 3.)(v) 
--------------------------------------------------------------------------------------------- 
 Name                                      DISCRETIONARY CLIENTS 
----------------------------------------  --------------------------------------------------- 
 City and country of registered 
  office (if applicable) 
----------------------------------------  --------------------------------------------------- 
 5. Date on which the                      12 OCTOBER 2017 
  threshold was crossed 
  or reached(vi) : 
----------------------------------------  --------------------------------------------------- 
 6. Date on which issuer                   13 OCTOBER 2017 
  notified (DD/MM/YYYY): 
----------------------------------------  --------------------------------------------------- 
 7. Total positions of person(s) subject to the 
  notification obligation 
--------------------------------------------------------------------------------------------- 
                         % of voting         % of voting        Total of      Total number 
                       rights attached     rights through       both in %      of voting 
                          to shares           financial        (8.A + 8.B)     rights 
                          (total of          instruments                       of issuer(vii) 
                            8. A)              (total 
                                              of 8.B 1 
                                              + 8.B 2) 
------------------  --------------------  ----------------  ---------------  ---------------- 
 Resulting 
  situation 
  on the date 
  on which 
  threshold 
  was crossed 
  or reached         6.6122%               0.00              6.6122%          14,265,571 
------------------  --------------------  ----------------  ---------------  ---------------- 
 Position            N/A                   N/A               N/A 
  of previous 
  notification 
  (if 
  applicable) 
------------------  --------------------  ----------------  ---------------  ---------------- 
 
 
 
 
   8. Notified details of the resulting situation 
   on the date on which the threshold was crossed 
   or reached(viii) 
------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares 
------------------------------------------------------------------------------------------------------- 
 Class/type            Number of voting                   % of voting rights 
  of                    rights(ix) 
  shares 
  ISIN code 
  (if possible) 
--------------------  ---------------------------------  ---------------------------------------------- 
                            Direct          Indirect                 Direct                 Indirect 
                            (Art 9           (Art 10                (Art 9 of               (Art 10 of 
                         of Directive      of Directive             Directive               Directive 
                         2004/109/EC)      2004/109/EC)            2004/109/EC)            2004/109/EC) 
                           (DTR5.1)         (DTR5.2.1)               (DTR5.1)               (DTR5.2.1) 
-------------------   -----------------  --------------  ------------------------------  -------------- 
 GB00B3TQCK30                             943,268                                         6.6122% 
--------------------  -----------------  --------------  ------------------------------  -------------- 
 
 
 SUBTOTAL 
  8. A                 943,268                                               6.6122% 
--------------------  ---------------------------------  ---------------------------------------------- 
 
 B 1: Financial Instruments according to Art. 
  13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 
  (a)) 
------------------------------------------------------------------------------------------------------- 
 Type of financial     Expiration         Exercise/       Number of                       % of voting 
  instrument            date(x)            Conversion      voting rights                   rights 
                                           Period(xi)      that may be 
                                                           acquired if 
                                                           the instrument 
                                                           is 
                                                           exercised/converted. 
--------------------  -----------------  --------------  ------------------------------  -------------- 
 
 
 
                                          SUBTOTAL 
                                           8. B 1 
--------------------  -----------------  --------------  ------------------------------  -------------- 
 
 B 2: Financial Instruments with similar economic 
  effect according to Art. 13(1)(b) of Directive 
  2004/109/EC (DTR5.3.1.1 (b)) 
------------------------------------------------------------------------------------------------------- 
 Type of              Expiration          Exercise/       Physical           Number       % of voting 
  financial            date(x)            Conversion      or cash             of voting    rights 
  instrument                              Period          settlement(xii)     rights 
                                          (xi) 
-------------------  ------------------  --------------  -----------------  -----------  -------------- 
 
 
 
                                                          SUBTOTAL 
                                                           8.B.2 
 --------------------------------------  --------------  -----------------  -----------  -------------- 
 
 
 
 
 9. Information in relation to the person subject 
  to the notification obligation (please mark 
  the 
  applicable box with an "X") 
-------------------------------------------------------------------------------------- 
 Person subject to the notification obligation 
  is not controlled by any natural person or 
  legal entity and does not control any other 
  undertaking(s) holding directly or indirectly 
  an interest in the (underlying) issuer(xiii) 
---------------------------------------------------------------  --------------------- 
 Full chain of controlled undertakings through                             X 
  which the voting rights and/or the 
  financial instruments are effectively held 
  starting with the ultimate controlling natural 
  person or legal entity(xiv) (please add additional 
  rows as necessary) 
---------------------------------------------------------------  --------------------- 
      Name(xv)           % of voting          % of voting            Total of both 
                         rights if it        rights through           if it equals 
                         equals or is     financial instruments       or is higher 
                         higher than          if it equals         than the notifiable 
                        the notifiable        or is higher              threshold 
                          threshold        than the notifiable 
                                                threshold 
--------------------  ----------------  -----------------------  --------------------- 
 Canaccord Genuity 
  Group Inc.           6.6122%                                    6.6122% 
--------------------  ----------------  -----------------------  --------------------- 
 
 Canaccord Genuity 
  Wealth Group 
  Holdings Limited     6.6122%                                    6.6122% 
--------------------  ----------------  -----------------------  --------------------- 
 Canaccord Genuity 
  Wealth Group 
  Holdings (Jersey) 
  Limited              6.6122%                                    6.6122% 

--------------------  ----------------  -----------------------  --------------------- 
 Hargreave Hale 
  Limited              6.6122%                                    6.6122% 
--------------------  ----------------  -----------------------  --------------------- 
  Each company set out in this table is ultimately 
   owned by Canaccord Genuity Group Inc. 
-------------------------------------------------------------------------------------- 
 10. In case of proxy voting, please identify: 
-------------------------------------------------------------------------------------- 
 Name of the proxy holder 
--------------------------------------  ---------------------------------------------- 
 The number and % of voting 
  rights held 
--------------------------------------  ---------------------------------------------- 
 The date until which 
  the voting rights will 
  be held 
--------------------------------------  ---------------------------------------------- 
 
 11. Additional information(xvi) 
-------------------------------------------------------------------------------------- 
 
 
 
 
 Place of completion   London 
--------------------  ----------- 
 Date of completion    13/10/2017 
--------------------  ----------- 
 

This information is provided by RNS

The company news service from the London Stock Exchange

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October 16, 2017 02:00 ET (06:00 GMT)