BARCLAYS PLC Form 8.3 - IMAGINATION TECH

 
TIDMIMG 
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

 
(a) Full name of discloser:           Barclays PLC. 
(b) Owner or controller 
of interests and short 
positions disclosed,  if 
different from 1(a): 
The naming of nominee or vehicle 
companies is insufficient. For a 
trust, the trustee(s), settlor and 
beneficiaries must be named. 
(c) Name of offeror/offeree           IMAGINATION TECHNOLOGIES GROUP PLC 
in relation to whose 
relevant securities 
this form relates: 
Use a separate form for 
each offeror/offeree 
(d) If an exempt fund 
manager connected 
with an offeror/offeree, 
state this and specify identity 
of offeror/offeree: 
(e) Date position held/dealing        22 June 2017 
undertaken: 
For an opening position disclosure, 
state the latest 
practicable  date prior 
to the disclosure 
(f) In addition to the company in     NO 
1(c) above, is the discloser 
making disclosures in respect of 
any other party to the offer? 
If it is a cash offer or possible 
cash offer, state "N/A" 
 
 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
Class of                    10p ORD 
relevant 
security: 
                            Interests         Short Positions 
                            Number     (%)    Number           (%) 
(1)         Relevant 
            securities 
            owned 
            and/or          3,393,117  1.19%  418,583          0.15% 
            controlled: 
(2)         Cash-settled 
            derivatives: 
                            123,809    0.04%  2,133,478        0.75% 
(3)         Stock-settled 
            derivatives 
            (including 
            options) 
            and agreements  0          0.00%  0                0.00% 
            to 
            purchase/sell: 
(4) 
            TOTAL:          3,516,926  1.24%  2,552,061        0.90% 
 
 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation 
to which subscription right  exists: 
Details, including nature of the rights 
concerned and relevant  percentages: 
 
 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

 
(a)                 Purchases and sales 
Class of relevant   Purchase/sale        Number of   Price per unit 
security                                 securities 
10p ORD             Purchase             206         1.4162 GBP 
10p ORD             Purchase             630         1.4300 GBP 
10p ORD             Purchase             832         1.4389 GBP 
10p ORD             Purchase             906         1.4525 GBP 
10p ORD             Purchase             1,064       1.4400 GBP 
10p ORD             Purchase             1,110       1.4439 GBP 
10p ORD             Purchase             2,885       1.4456 GBP 
10p ORD             Purchase             3,463       1.4450 GBP 
10p ORD             Purchase             5,715       1.4503 GBP 
10p ORD             Purchase             7,502       1.4475 GBP 
10p ORD             Purchase             7,971       1.4342 GBP 
10p ORD             Purchase             9,132       1.4399 GBP 
10p ORD             Purchase             17,000      1.4343 GBP 
10p ORD             Purchase             20,843      1.4500 GBP 
10p ORD             Purchase             40,000      1.4736 GBP 
10p ORD             Purchase             50,000      1.4561 GBP 
10p ORD             Purchase             149,041     1.4376 GBP 
10p ORD             Purchase             176,580     1.4461 GBP 
10p ORD             Purchase             249,865     1.4425 GBP 
10p ORD             Sale                 103         1.4162 GBP 
10p ORD             Sale                 630         1.4300 GBP 
10p ORD             Sale                 906         1.4525 GBP 
10p ORD             Sale                 1,100       1.4411 GBP 
10p ORD             Sale                 1,341       1.4524 GBP 
10p ORD             Sale                 1,700       1.4519 GBP 
10p ORD             Sale                 1,993       1.4450 GBP 
10p ORD             Sale                 2,064       1.4400 GBP 
10p ORD             Sale                 2,064       1.4799 GBP 
10p ORD             Sale                 2,550       1.4415 GBP 
10p ORD             Sale                 3,455       1.4380 GBP 
10p ORD             Sale                 6,211       1.4375 GBP 
10p ORD             Sale                 7,807       1.4587 GBP 
10p ORD             Sale                 8,077       1.4349 GBP 
10p ORD             Sale                 8,547       1.4475 GBP 
10p ORD             Sale                 11,843      1.4500 GBP 
10p ORD             Sale                 13,293      1.4481 GBP 
10p ORD             Sale                 14,493      1.4478 GBP 
10p ORD             Sale                 20,000      1.4492 GBP 
10p ORD             Sale                 27,299      1.4544 GBP 
10p ORD             Sale                 61,380      1.4323 GBP 
10p ORD             Sale                 355,810     1.4554 GBP 
 
 
(b)        Cash-settled 
           derivative 
           transactions 
Class of   Product       Nature of dealing  Number of   Price per 
relevant   description                      reference   unit 
security                                    securities 
10p ORD    SWAP          Long               500         1.4624 GBP 
10p ORD    CFD           Long               1,341       1.4524 GBP 
10p ORD    SWAP          Long               1,950       1.4426 GBP 
10p ORD    CFD           Long               2,064       1.4799 GBP 
10p ORD    CFD           Long               8,077       1.4349 GBP 
10p ORD    CFD           Long               10,000      1.4602 GBP 
10p ORD    SWAP          Long               13,743      1.4485 GBP 
10p ORD    CFD           Long               20,000      1.4348 GBP 
10p ORD    CFD           Long               30,000      1.4401 GBP 
10p ORD    CFD           Long               40,000      1.4446 GBP 
10p ORD    CFD           Long               50,000      1.4473 GBP 
10p ORD    CFD           Long               50,000      1.4698 GBP 
10p ORD    CFD           Long               50,000      1.4760 GBP 
10p ORD    SWAP          Short              311         1.4387 GBP 
10p ORD    CFD           Short              1,110       1.4439 GBP 
10p ORD    SWAP          Short              2,317       1.4371 GBP 
10p ORD    CFD           Short              4,225       1.4246 GBP 
10p ORD    CFD           Short              6,929       1.4333 GBP 
10p ORD    SWAP          Short              13,010      1.4401 GBP 
10p ORD    SWAP          Short              13,414      1.4402 GBP 
10p ORD    SWAP          Short              20,782      1.4408 GBP 
10p ORD    CFD           Short              21,005      1.4313 GBP 
10p ORD    CFD           Short              100,000     1.4501 GBP 
10p ORD    CFD           Short              130,681     1.4508 GBP 
10p ORD    CFD           Short              149,041     1.4376 GBP 
 
 

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

 
Class of   Product      Writing,     Number      Exercise  Type       Expiry date  Option 
relevant   description  purchasing,  of          price     e.g.                    money 
security   e.g.         selling,     securities  per unit  American,               paid/ 
           call         varying      to                    European                received 
           option       etc.         which                 etc.                    per 
                                     option                                        unit 
                                     relates 
 
 

(ii) Exercise

 
Class of relevant   Product      Exercising/  Number         Exercise price 
security            description  exercised    of securities  per unit 
                    e.g. call    against 
                    option 
 
 

(d) Other dealings (including subscribing for new securities)

 
Class of relevant   Nature of dealing   Details  Price per unit (if 
security            e.g. subscription,           applicable) 
                    conversion 
 
 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, 
or any agreement or  understanding, 
formal or informal, relating to relevant securities 
which may be an inducement to 
deal or refrain from dealing entered  into by 
the person making the disclosure and any 
party to the offer  or any person acting 
in concert with a party to the offer: 
Irrevocable commitments and letters of intent 
should not be  included. If there 
are no such agreements, arrangements or  understandings, state "none" 
None 
 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or 
understanding, formal or  informal, 
between the person making the disclosure 
and any other  person relating to: 
(i) the voting rights of any relevant securities under any option;  or 
(ii) the voting rights or future acquisition or disposal of any 
relevant securities to which any derivative is referenced: 
If there are no such agreements, arrangements 
or understandings,  state "none" 
None 
 
 

(c) Attachments

 
Is a Supplemental Form 8 (Open Positions) attached?   NO 
 
 
Date of disclosure:  23 June 2017 
Contact name:        Hemika Mistry 
Telephone number:    020 7116 3891 
 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: http://www.businesswire.com/news/home/20170623005237/en/

 
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(END) Dow Jones Newswires

June 23, 2017 07:08 ET (11:08 GMT)