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| Share Name | Share Symbol | Market | Type | Share ISIN | Share Description |
|---|---|---|---|---|---|
| Griffin Mining Limited | LSE:GFM | London | Ordinary Share | BMG319201049 | ORD $0.01 |
| Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
|---|---|---|---|---|---|---|---|---|---|---|
| 0.00 | 0.00% | 140.00 | 139.00 | 140.00 | 140.00 | 139.00 | 140.00 | 182,792 | 16:35:21 |
| Industry Sector | Turnover | Profit | EPS - Basic | PE Ratio | Market Cap |
|---|---|---|---|---|---|
| Miscellaneous Metal Ores,nec | 94.4M | 7.7M | 0.0400 | 34.75 | 268.03M |
TIDMGFM
RNS Number : 6786C
Griffin Mining Ld
02 October 2018
TR-1: Standard form for notification of major holdings
Hot Features
Premium
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible)(i)
1a. Identity of the issuer or the Griffin Mining Limited
underlying issuer of existing shares
to which voting rights are attached(ii)
:
--------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
----
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
----
An acquisition or disposal of financial instruments
----
An event changing the breakdown of voting rights
----
Other (please specify)(iii) :
----
3. Details of person subject to the notification obligation(iv)
Name Richard Griffiths and family
City and country of registered office St Helier, Jersey
(if applicable)
4. Full name of shareholder(s) (if different from 3)(v)
Name
--------------------------------------------
City and country of registered office
(if applicable)
--------------------------------------------
5. Date on which the threshold was 28 September 2018
crossed or reached(vi) :
--------------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 1 October 2018
--------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer(vii)
of 8. A) (total of 8.B
1 + 8.B 2)
------------------ --------------------- -------------- --------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 5.61% 3.84% 9.45% 16,306,296
------------------ --------------------- -------------- --------------------
Position of
previous notification
(if
applicable) 6.18% 2.33% 8.51%
------------------ --------------------- -------------- --------------------
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached(viii)
A: Voting rights attached to shares
Class/type of Number of voting rights(ix) % of voting rights
shares
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
-----------------------------
Ordinary $0.01
BMG319201049 9,680,833 0 5.61% 0.00%
------------------------ ----------------------------- ------------------------- ---------------------
SUBTOTAL 8. A 9,680,833 5.61%
------------------------------------------------------- ------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date(x) Conversion Period(xi) rights that may rights
be acquired if
the instrument
is
exercised/converted.
----------- ----------------------------------- -------------------------------- ---------------------
SUBTOTAL 8. B 1
----------------------------------- -------------------------------- ---------------------
B 2: Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or Number of % of voting
financial date(x) Conversion cash voting rights rights
instrument Period (xi) settlement(xii)
----------------- ---------------------- ----------------------- --------------------
CFD Cash 2,262,463 1.31%
----------- ---------------------- ----------------------- --------------------
Spreadbet Cash 4,363,000 2.53%
----------- ---------------------- ----------------------- --------------------
SUBTOTAL 8.B.2 6,625,463 3.84%
----------------------- --------------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer(xiii)
Full chain of controlled undertakings through which the voting rights X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity(xiv) (please add additional
rows as necessary)
Name(xv) % of voting % of voting rights Total of both
rights if it through financial if it equals
equals or is instruments if or is higher
higher than it equals or than the notifiable
the notifiable is higher than threshold
threshold the notifiable
threshold
---------------- ------------------- -----------------------
Richard Griffiths 0.00% 3.84% 3.84%
---------------- ------------------- -----------------------
Seren Investment Management
Limited 1.17% 0.00% 1.17%
---------------- ------------------- -----------------------
Blake Holdings Limited 3.77% 0.00% 3.77%
---------------- ------------------- -----------------------
Oak Trust Limited 0.58% 0.00% 0.58%
---------------- ------------------- -----------------------
Ora Limited 0.09% 0.00% 0.09%
---------------- ------------------- -----------------------
10. In case of proxy voting, please identify:
Name of the proxy holder NA
--------------------------------------------
The number and % of voting rights held NA
--------------------------------------------
The date until which the voting rights will NA
be held
--------------------------------------------
11. Additional information(xvi)
Place of completion St Helier, Jersey
Date of completion 1 October 2018
------------------
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
END
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(END) Dow Jones Newswires
October 02, 2018 04:38 ET (08:38 GMT)
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