Gloo Networks PLC Holding(s) in Company (2888R)

TIDMGLOO

RNS Number : 2888R

Gloo Networks PLC

20 September 2017

TR-1: Standard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant 
  issuer and to the FCA in Microsoft Word format if possible)(i) 
---------------------------------------------------------------------------------------------------- 
 
 1a. Identity of the issuer                                        GLOO NETWORKS PLC 
  or the underlying issuer 
  of existing shares to which 
  voting rights are attached(ii) 
  : 
-------------------------------------------------  ------------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer 
  (please mark with an "X" if appropriate) 
---------------------------------------------------------------------------------------------------- 
 Non-UK issuer 
-------------------------------------------------------------------------------------  ------------- 
 2. Reason for the notification (please mark the appropriate 
  box or boxes with an "X") 
---------------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                                 X 
-------------------------------------------------------------------------------------  ------------- 
 An acquisition or disposal of financial instruments 
-------------------------------------------------------------------------------------  ------------- 
 An event changing the breakdown of voting rights 
-------------------------------------------------------------------------------------  ------------- 
 Other (please specify)(iii) : 
-------------------------------------------------------------------------------------  ------------- 
 3. Details of person subject to the notification obligation(iv) 
 Name                                               CANACCORD GENUITY GROUP INC 
 City and country of registered                     VANCOUVER, CANADA 
  office (if applicable) 
 4. Full name of shareholder(s) (if different from 3.)(v) 
---------------------------------------------------------------------------------------------------- 
 Name                                               DISCRETIONARY CLIENTS 
-------------------------------------------------  ------------------------------------------------- 
 City and country of registered 
  office (if applicable) 
-------------------------------------------------  ------------------------------------------------- 
 5. Date on which the threshold                     18 SEPTEMBER 2017 
  was crossed or reached(vi) 
  : 
-------------------------------------------------  ------------------------------------------------- 
 6. Date on which issuer notified                   19 SEPTEMBER 2017 
  (DD/MM/YYYY): 
-------------------------------------------------  ------------------------------------------------- 
 7. Total positions of person(s) subject to the notification 
  obligation 
---------------------------------------------------------------------------------------------------- 
                               % of voting            % of voting        Total of       Total number 
                              rights attached       rights through       both in %       of voting 
                                 to shares             financial        (8.A + 8.B)      rights of 
                                 (total of            instruments                        issuer(vii) 
                                   8. A)               (total of 
                                                      8.B 1 + 8.B 
                                                          2) 
----------------------  -------------------------  ----------------  ----------------  ------------- 
 Resulting 
  situation 
  on the date 
  on which 
  threshold 
  was crossed 
  or reached             4.9603%                    0.00              4.9603%           25,600,000 
----------------------  -------------------------  ----------------  ----------------  ------------- 
 Position                N/A                        N/A               N/A 
  of previous 
  notification 
  (if 
  applicable) 
----------------------  -------------------------  ----------------  ----------------  ------------- 
 
 
 
 8. Notified details of the resulting situation on the 
  date on which the threshold was crossed or reached(viii) 
-------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares 
-------------------------------------------------------------------------------------------------------------- 
 Class/type              Number of voting rights(ix)            % of voting rights 
  of 
  shares 
  ISIN code 
  (if possible) 
---------------------- 
                                Direct            Indirect                 Direct                  Indirect 
                               (Art 9 of           (Art 10                (Art 9 of                 (Art 10 
                               Directive         of Directive             Directive              of Directive 
                             2004/109/EC)        2004/109/EC)            2004/109/EC)            2004/109/EC) 
                               (DTR5.1)           (DTR5.2.1)               (DTR5.1)               (DTR5.2.1) 
---------------------   ---------------------  --------------  ------------------------------  --------------- 
 GB00BYVTYD43            N/A                    1,269,841       N/A                                    4.9603% 
----------------------  ---------------------  --------------  ------------------------------  --------------- 
 
 
 SUBTOTAL 
  8. A                   1,269,841                              4.9603% 
----------------------  -------------------------------------  ----------------------------------------------- 
 
 B 1: Financial Instruments according to Art. 13(1)(a) 
  of Directive 2004/109/EC (DTR5.3.1.1 (a)) 
-------------------------------------------------------------------------------------------------------------- 
 Type of financial       Expiration             Exercise/       Number of voting                % of voting 
  instrument              date(x)                Conversion      rights that                     rights 
                                                 Period(xi)      may be acquired 
                                                                 if the instrument 
                                                                 is 
                                                                 exercised/converted. 
----------------------  ---------------------  --------------  ------------------------------  --------------- 
 
 
 
                                                SUBTOTAL 8. 
                                                 B 1 
                                               --------------  ------------------------------  --------------- 
 
 B 2: Financial Instruments with similar economic effect 
  according to Art. 13(1)(b) of Directive 2004/109/EC 
  (DTR5.3.1.1 (b)) 
-------------------------------------------------------------------------------------------------------------- 
 Type of                Expiration              Exercise/       Physical           Number       % of voting 
  financial              date(x)                Conversion      or cash             of voting    rights 
  instrument                                    Period          settlement(xii)     rights 
                                                (xi) 
---------------------  ----------------------  --------------  -----------------  -----------  --------------- 
 
 
 
                                                                SUBTOTAL 
                                                                 8.B.2 
                                                               -----------------  -----------  --------------- 
 
 
 
 
 9. Information in relation to the person subject 
  to the notification obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation 
  is not controlled by any natural person or legal 
  entity and does not control any other undertaking(s) 
  holding directly or indirectly an interest in 
  the (underlying) issuer(xiii) 
 Full chain of controlled undertakings through                              X 
  which the voting rights and/or the 
  financial instruments are effectively held starting 
  with the ultimate controlling natural person 
  or legal entity(xiv) (please add additional rows 
  as necessary) 
----------------------------------------------------------------  --------------------- 
       Name(xv)           % of voting          % of voting            Total of both 
                          rights if it        rights through           if it equals 
                          equals or is     financial instruments       or is higher 
                          higher than          if it equals         than the notifiable 
                         the notifiable        or is higher              threshold 
                           threshold        than the notifiable 
                                                 threshold 
---------------------  ----------------  -----------------------  --------------------- 
 Canaccord Genuity 
  Group Inc.([1])       4.9603%                                    4.9603% 
---------------------  ----------------  -----------------------  --------------------- 
 
 Canaccord Genuity 
  Wealth Group 
  Holdings Limited      4.9603%                                    4.9603% 
---------------------  ----------------  -----------------------  --------------------- 
 Canaccord Genuity 
  Wealth Group 
  Holdings (Jersey) 
  Limited               4.9603%                                    4.9603% 
---------------------  ----------------  -----------------------  --------------------- 
 Hargreave Hale 
  Limited               4.9603%                                    4.9603% 

---------------------  ----------------  -----------------------  --------------------- 
 [1] Each company set out in this table is ultimately 
  owned by Canaccord Genuity Group Inc. 
--------------------------------------------------------------------------------------- 
 10. In case of proxy voting, please identify: 
--------------------------------------------------------------------------------------- 
 Name of the proxy holder 
---------------------------------------  ---------------------------------------------- 
 The number and % of voting 
  rights held 
---------------------------------------  ---------------------------------------------- 
 The date until which the 
  voting rights will be held 
---------------------------------------  ---------------------------------------------- 
 
 11. Additional information(xvi) 
--------------------------------------------------------------------------------------- 
 This disclosable event is as a result of the acquisition 
  of Hargreave Hale Limited by Canaccord Genuity Group 
  Inc., through its wholly-owned subsidiary Canaccord 
  Genuity Wealth Group Holdings (Jersey) Limited. 
--------------------------------------------------------------------------------------- 
 Place of completion    London 
---------------------  ------------------------------------------------------------------ 
 Date of completion     19 September 2017 
---------------------  ------------------------------------------------------------------ 
 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

HOLPGUCABUPMUBU

(END) Dow Jones Newswires

September 20, 2017 06:05 ET (10:05 GMT)