Share Name Share Symbol Market Type Share ISIN Share Description
General Electric Company LSE:GEC London Ordinary Share COM STK USD0.01 (CDI)
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.0% 101.38 96.32 106.44 0.00 01:00:00
Industry Sector Turnover (m) Profit (m) EPS - Basic PE Ratio Market Cap (m)
Unknown - - - - 1,043,014

General Electric Company Director/PDMR Shareholding

28/04/2021 7:00am

UK Regulatory (RNS & others)


RNS Number : 7936W

General Electric Company

27 April 2021

SEC Form 4

                  FORM 4                    UNITED STATES SECURITIES AND EXCHANGE              OMB APPROVAL 
                                                         COMMISSION                   OMB Number:           3235-0287 
                                                   Washington, D.C. 20549              Estimated average burden 
                                                                                       hours per response:         0.5 
                                              STATEMENT OF CHANGES IN BENEFICIAL 
                                            Filed pursuant to Section 16(a) of the 
                                               Securities Exchange Act of 1934 
                                              or Section 30(h) of the Investment 
                                                     Company Act of 1940 
   Check this box if no longer subject to 
   Section 16. Form 4 or Form 5 
   obligations may continue. 
   See Instruction 1(b). 
 1. Name and Address of        2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
 Reporting Person              and Ticker or       (Check all applicable)   Director                      10% Owner 
 (*)Holston Michael J          Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                    Senior Vice President 
 (Last)  (First)  (Middle)     CO [ GE ] 
 (Street)BOSTON   MA   02210 
 (City)  (State)  (Zip) 
                               3. Date of 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                                Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title    2. Transaction      2A. Deemed          3. Transaction     4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of          Date                Execution Date,     Code (Instr. 8)    (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security    (Month/Day/Year)    if any                                 (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                         (Month/Day/Year)                                                   Owned            Direct      Ownership 
 3)                                                                                                 Following        (D) or      (Instr. 4) 
                                                                                                    Reported         Indirect 
                                                                                                    Transaction(s)   (I) 
                                                                                                    (Instr. 3 and    (Instr. 
                                                                                                    4)               4) 
                                                     Code    V          Amount   (A)   Price 
  Stock                   04/24/2021                         M           35,338    A       $ 0          186,194           D 
  Stock                   04/24/2021                         F           15,708    D     $ 13.49        170,486           D 
  Stock                   04/24/2021                         M           86,699    A       $ 0          257,185           D 
  Stock                   04/24/2021                         F           38,538    D     $ 13.49        218,647           D 
                                                                   Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                           (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of   2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of       6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative    Conversion   Date               Execution Date,    Code (Instr.     Derivative         Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security      or           (Month/Day/Year)   if any             8)               Securities         (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)    Exercise                        (Month/Day/Year)                    Acquired (A) or                                     Derivative Security   Security     Beneficially     Direct      Ownership 
               Price of                                                            Disposed of (D)                                     (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
               Derivative                                                          (Instr. 3, 4 and                                                                       Following        Indirect 
               Security                                                            5)                                                                                     Reported         (I) 
                                                                                                                                                                          Transaction(s)   (Instr. 
                                                                                                                                                                          (Instr.          4) 
                                                                                                                                                Amount or 
                                                                                                      Date                                      Number of 
                                                                  Code   V         (A)   (D)          Exercisable   Expiration Date    Title    Shares 
  Stock                                                                                                                                Common 
  Units           (1)          04/24/2021                          M                       35,338     04/24/2021       04/24/2021      Stock      35,338        $ 0             0              D 
  Stock                                                                                                                                Common 
  Units           (1)          04/24/2021                          M                       86,699     04/24/2021       04/24/2021      Stock      86,699        $ 0             0              D 
Explanation of Responses: 
1. 1 for 1 
  By: Brandon Smith on behalf of Michael J. Holston                                     04/27/2021 
  ** Signature of Reporting Person                                                      Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 

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April 28, 2021 02:00 ET (06:00 GMT)

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