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Share Name Share Symbol Market Type Share ISIN Share Description
General Electric Company LSE:GEC London Ordinary Share COM STK USD0.06 (CDI)
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.15 1.12% 13.55 12.90 14.20 45,581 16:35:26
Industry Sector Turnover (m) Profit (m) EPS - Basic PE Ratio Market Cap (m)
Unknown - - - - 139,405

General Electric Company Director/PDMR Shareholding

24/03/2021 7:00am

UK Regulatory (RNS & others)


TIDMGEC

RNS Number : 2611T

General Electric Company

24 March 2021

SEC Form 4

 
              FORM 4                     UNITED STATES SECURITIES AND EXCHANGE                  OMB APPROVAL 
                                                       COMMISSION                     OMB Number:           3235-0287 
                                                 Washington, D.C. 20549                Estimated average burden 
                                                                                       hours per response:         0.5 
                                      STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 
 
                                         Filed pursuant to Section 16(a) of the 
                                            Securities Exchange Act of 1934 
                                     or Section 30(h) of the Investment Company Act 
                                                        of 1940 
     Check this box if no longer 
     subject to Section 16. Form 4 
     or Form 5 obligations may 
     continue. 
     See Instruction 1(b). 
 
 
 
 1. Name and Address of        2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
 Reporting Person              and Ticker or       (Check all applicable)   Director                      10% Owner 
 (*)Timko Thomas S             Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                        Vice President 
 (Last)  (First)  (Middle)     CO [ GE ] 
 
 GENERAL ELECTRIC COMPANY 
 5 NECCO STREET 
 
 (Street)BOSTON   MA   02210 
 
 (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               03/19/2021 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
 
 
                                Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title    2. Transaction      2A. Deemed          3. Transaction     4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of          Date                Execution Date,     Code (Instr. 8)    (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security    (Month/Day/Year)    if any                                 (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                         (Month/Day/Year)                                                   Owned            Direct      Ownership 
 3)                                                                                                 Following        (D) or      (Instr. 4) 
                                                                                                    Reported         Indirect 
                                                                                                    Transaction(s)   (I) 
                                                                                                    (Instr. 3 and    (Instr. 
                                                                                                    4)               4) 
                                                     Code    V          Amount   (A)   Price 
                                                                                 or 
                                                                                 (D) 
 Common 
  Stock                   03/19/2021                         M           19,500    A       $ 0        138,089 (1)         D 
 Common 
  Stock                   03/19/2021                         F           9,497     D     $ 13.17      128,592 (1)         D 
 Common Stock                                                                                           10,000           I       By trust 
 
 
                                                                   Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                           (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of   2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of       6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative    Conversion   Date               Execution Date,    Code (Instr.     Derivative         Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security      or           (Month/Day/Year)   if any             8)               Securities         (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)    Exercise                        (Month/Day/Year)                    Acquired (A) or                                     Derivative Security   Security     Beneficially     Direct      Ownership 
               Price of                                                            Disposed of (D)                                     (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
               Derivative                                                          (Instr. 3, 4 and                                                                       Following        Indirect 
               Security                                                            5)                                                                                     Reported         (I) 
                                                                                                                                                                          Transaction(s)   (Instr. 
                                                                                                                                                                          (Instr.          4) 
                                                                                                                                                                          4) 
                                                                                                                                                Amount or 
                                                                                                      Date                                      Number of 
                                                                  Code   V         (A)   (D)          Exercisable   Expiration Date    Title    Shares 
 Restricted 
  Stock                                                                                                                                Common 
  Units           (2)          03/19/2021                          M                       19,500     03/19/2021       03/19/2021      Stock      19,500        $ 0           19,500           D 
 
 
Explanation of Responses: 
1. The number of shares reported as beneficially owned following the transaction reflects 
 an adjustment to the number of shares withheld in a previously reported transaction in order 
 to satisfy tax withholding obligations. 
2. 1 for 1 
Remarks: 
 
 
 
  Julia L. Chen on behalf of Thomas S. Timko                                          03/23/2021 
  ** Signature of Reporting Person                                                    Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
              FORM 4                     UNITED STATES SECURITIES AND EXCHANGE                  OMB APPROVAL 
                                                       COMMISSION                     OMB Number:           3235-0287 
                                                 Washington, D.C. 20549                Estimated average burden 
                                                                                       hours per response:         0.5 
                                      STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 
 
                                         Filed pursuant to Section 16(a) of the 
                                            Securities Exchange Act of 1934 
                                     or Section 30(h) of the Investment Company Act 
                                                        of 1940 
     Check this box if no longer 
     subject to Section 16. Form 4 
     or Form 5 obligations may 
     continue. 
     See Instruction 1(b). 
 
 
 
 1. Name and Address of        2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
 Reporting Person              and Ticker or       (Check all applicable)   Director                      10% Owner 
 (*)Strazik Scott              Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                    Senior Vice President 
 (Last)  (First)  (Middle)     CO [ GE ] 
 
 GENERAL ELECTRIC COMPANY 
 5 NECCO STREET 
 
 (Street)BOSTON   MA   02210 
 
 (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               03/19/2021 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
 
 
                                Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title    2. Transaction      2A. Deemed          3. Transaction     4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of          Date                Execution Date,     Code (Instr. 8)    (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security    (Month/Day/Year)    if any                                 (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                         (Month/Day/Year)                                                   Owned            Direct      Ownership 
 3)                                                                                                 Following        (D) or      (Instr. 4) 
                                                                                                    Reported         Indirect 
                                                                                                    Transaction(s)   (I) 
                                                                                                    (Instr. 3 and    (Instr. 
                                                                                                    4)               4) 
                                                     Code    V          Amount   (A)   Price 
                                                                                 or 
                                                                                 (D) 
 Common 
  Stock                   03/19/2021                         M           23,000    A       $ 0           80,072           D 
 Common 
  Stock                   03/19/2021                         F           11,264    D     $ 13.17         68,808           D 
 Common Stock                                                                                           66,224           I       401(k) 
 Common Stock                                                                                           41,589           I       Spouse's 
                                                                                                                                 401(k) 
 
 
                                                                   Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                           (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of   2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of       6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative    Conversion   Date               Execution Date,    Code (Instr.     Derivative         Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security      or           (Month/Day/Year)   if any             8)               Securities         (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)    Exercise                        (Month/Day/Year)                    Acquired (A) or                                     Derivative Security   Security     Beneficially     Direct      Ownership 
               Price of                                                            Disposed of (D)                                     (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
               Derivative                                                          (Instr. 3, 4 and                                                                       Following        Indirect 
               Security                                                            5)                                                                                     Reported         (I) 
                                                                                                                                                                          Transaction(s)   (Instr. 
                                                                                                                                                                          (Instr.          4) 
                                                                                                                                                                          4) 
                                                                                                                                                Amount or 
                                                                                                      Date                                      Number of 
                                                                  Code   V         (A)   (D)          Exercisable   Expiration Date    Title    Shares 
 Restricted 
  Stock                                                                                                                                Common 
  Units           (1)          03/19/2021                          M                       23,000     03/19/2021       03/19/2021      Stock      23,000        $ 0           23,000           D 
 
 
Explanation of Responses: 
1. 1 for 1 
Remarks: 
 
 
 
  Julia L. Chen on behalf of Scott Strazik                                           03/23/2021 
  ** Signature of Reporting Person                                                   Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
              FORM 4                     UNITED STATES SECURITIES AND EXCHANGE                  OMB APPROVAL 
                                                       COMMISSION                     OMB Number:           3235-0287 
                                                 Washington, D.C. 20549                Estimated average burden 
                                                                                       hours per response:         0.5 
                                      STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 
 
                                         Filed pursuant to Section 16(a) of the 
                                            Securities Exchange Act of 1934 
                                     or Section 30(h) of the Investment Company Act 
                                                        of 1940 
     Check this box if no longer 
     subject to Section 16. Form 4 
     or Form 5 obligations may 
     continue. 
     See Instruction 1(b). 
 
 
 
 1. Name and Address of        2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
 Reporting Person              and Ticker or       (Check all applicable)   Director                      10% Owner 
 (*)Stokes Russell             Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                    Senior Vice President 
 (Last)  (First)  (Middle)     CO [ GE ] 
 
 GENERAL ELECTRIC COMPANY 
 5 NECCO STREET 
 
 (Street)BOSTON   MA   02210 
 
 (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               03/19/2021 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
 
 
                                Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title    2. Transaction      2A. Deemed          3. Transaction     4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of          Date                Execution Date,     Code (Instr. 8)    (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security    (Month/Day/Year)    if any                                 (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                         (Month/Day/Year)                                                   Owned            Direct      Ownership 
 3)                                                                                                 Following        (D) or      (Instr. 4) 
                                                                                                    Reported         Indirect 
                                                                                                    Transaction(s)   (I) 
                                                                                                    (Instr. 3 and    (Instr. 
                                                                                                    4)               4) 
                                                     Code    V          Amount   (A)   Price 
                                                                                 or 
                                                                                 (D) 
 Common 
  Stock                   03/19/2021                         M           35,000    A       $ 0        338,059 (1)         D 
 Common 
  Stock                   03/19/2021                         F           15,873    D     $ 13.17      322,186 (1)         D 
 
 
                                                                   Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                           (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of   2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of       6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative    Conversion   Date               Execution Date,    Code (Instr.     Derivative         Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security      or           (Month/Day/Year)   if any             8)               Securities         (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)    Exercise                        (Month/Day/Year)                    Acquired (A) or                                     Derivative Security   Security     Beneficially     Direct      Ownership 
               Price of                                                            Disposed of (D)                                     (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
               Derivative                                                          (Instr. 3, 4 and                                                                       Following        Indirect 
               Security                                                            5)                                                                                     Reported         (I) 
                                                                                                                                                                          Transaction(s)   (Instr. 
                                                                                                                                                                          (Instr.          4) 
                                                                                                                                                                          4) 
                                                                                                                                                Amount or 
                                                                                                      Date                                      Number of 
                                                                  Code   V         (A)   (D)          Exercisable   Expiration Date    Title    Shares 
 Restricted 
  Stock                                                                                                                                Common 
  Units           (2)          03/19/2021                          M                       35,000     03/19/2021       03/19/2021      Stock      35,000        $ 0           35,000           D 
 
 
Explanation of Responses: 
1. The number of shares reported as beneficially owned following the transaction reflects 
 an adjustment to the number of shares withheld in a previously reported transaction in order 
 to satisfy tax withholding obligations. 
2. 1 for 1 
 
 
  Julia L. Chen on behalf of Russell Stokes                                           03/23/2021 
  ** Signature of Reporting Person                                                    Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
              FORM 4                     UNITED STATES SECURITIES AND EXCHANGE                  OMB APPROVAL 
                                                       COMMISSION                     OMB Number:           3235-0287 
                                                 Washington, D.C. 20549                Estimated average burden 
                                                                                       hours per response:         0.5 
                                      STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 
 
                                         Filed pursuant to Section 16(a) of the 
                                            Securities Exchange Act of 1934 
                                     or Section 30(h) of the Investment Company Act 
                                                        of 1940 
     Check this box if no longer 
     subject to Section 16. Form 4 
     or Form 5 obligations may 
     continue. 
     See Instruction 1(b). 
 
 
 
 1. Name and Address of        2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
 Reporting Person              and Ticker or       (Check all applicable)   Director                      10% Owner 
 (*)Pecresse Jerome            Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                    Senior Vice President 
 (Last)  (First)  (Middle)     CO [ GE ] 
 
 GENERAL ELECTRIC COMPANY 
 5 NECCO STREET 
 
 (Street)BOSTON   MA   02210 
 
 (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               03/19/2021 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
 
 
                                Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title    2. Transaction      2A. Deemed          3. Transaction     4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of          Date                Execution Date,     Code (Instr. 8)    (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security    (Month/Day/Year)    if any                                 (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                         (Month/Day/Year)                                                   Owned            Direct      Ownership 
 3)                                                                                                 Following        (D) or      (Instr. 4) 
                                                                                                    Reported         Indirect 
                                                                                                    Transaction(s)   (I) 
                                                                                                    (Instr. 3 and    (Instr. 
                                                                                                    4)               4) 
                                                     Code    V          Amount   (A)   Price 
                                                                                 or 
                                                                                 (D) 
 Common 
  Stock                   03/19/2021                         M           20,000    A       $ 0        117,586 (1)         D 
 Common 
  Stock                   03/19/2021                         F           10,652    D     $ 13.17      106,934 (1)         D 
 
 
                                                                   Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                           (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of   2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of       6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative    Conversion   Date               Execution Date,    Code (Instr.     Derivative         Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security      or           (Month/Day/Year)   if any             8)               Securities         (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)    Exercise                        (Month/Day/Year)                    Acquired (A) or                                     Derivative Security   Security     Beneficially     Direct      Ownership 
               Price of                                                            Disposed of (D)                                     (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
               Derivative                                                          (Instr. 3, 4 and                                                                       Following        Indirect 
               Security                                                            5)                                                                                     Reported         (I) 
                                                                                                                                                                          Transaction(s)   (Instr. 
                                                                                                                                                                          (Instr.          4) 
                                                                                                                                                                          4) 
                                                                                                                                                Amount or 
                                                                                                      Date                                      Number of 
                                                                  Code   V         (A)   (D)          Exercisable   Expiration Date    Title    Shares 
 Restricted 
  Stock                                                                                                                                Common 
  Units           (2)          03/19/2021                          M                       20,000     03/19/2021       03/19/2021      Stock      20,000        $ 0           20,000           D 
 
 
Explanation of Responses: 
1. The number of shares reported as beneficially owned following the transaction reflects 
 an adjustment to the number of shares withheld in a previously reported transaction in order 
 to satisfy tax withholding obligations. 
2. 1 for 1 
 
 
  Julia L. Chen on behalf of Jerome Pecresse                                          03/23/2021 
  ** Signature of Reporting Person                                                    Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
              FORM 4                     UNITED STATES SECURITIES AND EXCHANGE                  OMB APPROVAL 
                                                       COMMISSION                     OMB Number:           3235-0287 
                                                 Washington, D.C. 20549                Estimated average burden 
                                                                                       hours per response:         0.5 
                                      STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 
 
                                         Filed pursuant to Section 16(a) of the 
                                            Securities Exchange Act of 1934 
                                     or Section 30(h) of the Investment Company Act 
                                                        of 1940 
     Check this box if no longer 
     subject to Section 16. Form 4 
     or Form 5 obligations may 
     continue. 
     See Instruction 1(b). 
 
 
 
 1. Name and Address of        2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
 Reporting Person              and Ticker or       (Check all applicable)   Director                      10% Owner 
 (*)Murphy Kieran Pius         Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                    Senior Vice President 
 (Last)  (First)  (Middle)     CO [ GE ] 
 
 GENERAL ELECTRIC COMPANY 
 5 NECCO STREET 
 
 (Street)BOSTON   MA   02210 
 
 (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               03/19/2021 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
 
 
                                Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title    2. Transaction      2A. Deemed          3. Transaction     4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of          Date                Execution Date,     Code (Instr. 8)    (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security    (Month/Day/Year)    if any                                 (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                         (Month/Day/Year)                                                   Owned            Direct      Ownership 
 3)                                                                                                 Following        (D) or      (Instr. 4) 
                                                                                                    Reported         Indirect 
                                                                                                    Transaction(s)   (I) 
                                                                                                    (Instr. 3 and    (Instr. 
                                                                                                    4)               4) 
                                                     Code    V          Amount   (A)   Price 
                                                                                 or 
                                                                                 (D) 
 Common 
  Stock                   03/19/2021                         M           35,000    A       $ 0          205,958           D 
 Common 
  Stock                   03/19/2021                         F           16,450    D     $ 13.17        189,508           D 
 
 
                                                                   Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                           (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of   2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of       6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative    Conversion   Date               Execution Date,    Code (Instr.     Derivative         Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security      or           (Month/Day/Year)   if any             8)               Securities         (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)    Exercise                        (Month/Day/Year)                    Acquired (A) or                                     Derivative Security   Security     Beneficially     Direct      Ownership 
               Price of                                                            Disposed of (D)                                     (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
               Derivative                                                          (Instr. 3, 4 and                                                                       Following        Indirect 
               Security                                                            5)                                                                                     Reported         (I) 
                                                                                                                                                                          Transaction(s)   (Instr. 
                                                                                                                                                                          (Instr.          4) 
                                                                                                                                                                          4) 
                                                                                                                                                Amount or 
                                                                                                      Date                                      Number of 
                                                                  Code   V         (A)   (D)          Exercisable   Expiration Date    Title    Shares 
 Restricted 
  Stock                                                                                                                                Common 
  Units           (1)          03/19/2021                          M                       35,000     03/19/2021       03/19/2021      Stock      35,000        $ 0           35,000           D 
 
 
Explanation of Responses: 
1. 1 for 1 
 
 
  Julia L. Chen on behalf of Kieran Pius Murphy                                        03/23/2021 
  ** Signature of Reporting Person                                                     Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
              FORM 4                     UNITED STATES SECURITIES AND EXCHANGE                  OMB APPROVAL 
                                                       COMMISSION                     OMB Number:           3235-0287 
                                                 Washington, D.C. 20549                Estimated average burden 
                                                                                       hours per response:         0.5 
                                      STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 
 
                                         Filed pursuant to Section 16(a) of the 
                                            Securities Exchange Act of 1934 
                                     or Section 30(h) of the Investment Company Act 
                                                        of 1940 
     Check this box if no longer 
     subject to Section 16. Form 4 
     or Form 5 obligations may 
     continue. 
     See Instruction 1(b). 
 
 
 
 1. Name and Address of        2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
 Reporting Person              and Ticker or       (Check all applicable)   Director                      10% Owner 
 (*)Holston Michael J          Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                    Senior Vice President 
 (Last)  (First)  (Middle)     CO [ GE ] 
 
 GENERAL ELECTRIC COMPANY 
 5 NECCO ST 
 
 (Street)BOSTON   MA   02210 
 
 (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               03/19/2021 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
 
 
                                Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title    2. Transaction      2A. Deemed          3. Transaction     4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of          Date                Execution Date,     Code (Instr. 8)    (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security    (Month/Day/Year)    if any                                 (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                         (Month/Day/Year)                                                   Owned            Direct      Ownership 
 3)                                                                                                 Following        (D) or      (Instr. 4) 
                                                                                                    Reported         Indirect 
                                                                                                    Transaction(s)   (I) 
                                                                                                    (Instr. 3 and    (Instr. 
                                                                                                    4)               4) 
                                                     Code    V          Amount   (A)   Price 
                                                                                 or 
                                                                                 (D) 
 Common 
  Stock                   03/19/2021                         M           27,500    A       $ 0          163,080           D 
 Common 
  Stock                   03/19/2021                         F           12,224    D     $ 13.17        150,856           D 
 
 
                                                                   Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                           (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of   2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of       6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative    Conversion   Date               Execution Date,    Code (Instr.     Derivative         Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security      or           (Month/Day/Year)   if any             8)               Securities         (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)    Exercise                        (Month/Day/Year)                    Acquired (A) or                                     Derivative Security   Security     Beneficially     Direct      Ownership 
               Price of                                                            Disposed of (D)                                     (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
               Derivative                                                          (Instr. 3, 4 and                                                                       Following        Indirect 
               Security                                                            5)                                                                                     Reported         (I) 
                                                                                                                                                                          Transaction(s)   (Instr. 
                                                                                                                                                                          (Instr.          4) 
                                                                                                                                                                          4) 
                                                                                                                                                Amount or 
                                                                                                      Date                                      Number of 
                                                                  Code   V         (A)   (D)          Exercisable   Expiration Date    Title    Shares 
 Restricted 
  Stock                                                                                                                                Common 
  Units           (1)          03/19/2021                          M                       27,500     03/19/2021       03/19/2021      Stock      27,500        $ 0           27,500           D 
 
 
Explanation of Responses: 
1. 1 for 1 
Remarks: 
 
 
 
  Brandon Smith on behalf of Michael Holston                                          03/23/2021 
  ** Signature of Reporting Person                                                    Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

SEC Form 4

 
              FORM 4                     UNITED STATES SECURITIES AND EXCHANGE                  OMB APPROVAL 
                                                       COMMISSION                     OMB Number:           3235-0287 
                                                 Washington, D.C. 20549                Estimated average burden 
                                                                                       hours per response:         0.5 
                                      STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 
 
                                         Filed pursuant to Section 16(a) of the 
                                            Securities Exchange Act of 1934 
                                     or Section 30(h) of the Investment Company Act 
                                                        of 1940 
     Check this box if no longer 
     subject to Section 16. Form 4 
     or Form 5 obligations may 
     continue. 
     See Instruction 1(b). 
 
 
 
 1. Name and Address of        2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
 Reporting Person              and Ticker or       (Check all applicable)   Director                      10% Owner 
 (*)Cox L Kevin                Trading Symbol      X  Officer (give title below)    Other (specify below) 
                               GENERAL ELECTRIC                    Senior Vice President 
 (Last)  (First)  (Middle)     CO [ GE ] 
 
 GENERAL ELECTRIC COMPANY 
 5 NECCO STREET 
 
 (Street)BOSTON   MA   02210 
 
 (City)  (State)  (Zip) 
                               3. Date of 
                               Earliest 
                               Transaction 
                               (Month/Day/Year) 
                               03/19/2021 
                               4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                               Date of Original       Form filed by More than One Reporting Person 
                               Filed 
                               (Month/Day/Year) 
 
 
                                Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title    2. Transaction      2A. Deemed          3. Transaction     4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of          Date                Execution Date,     Code (Instr. 8)    (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security    (Month/Day/Year)    if any                                 (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                         (Month/Day/Year)                                                   Owned            Direct      Ownership 
 3)                                                                                                 Following        (D) or      (Instr. 4) 
                                                                                                    Reported         Indirect 
                                                                                                    Transaction(s)   (I) 
                                                                                                    (Instr. 3 and    (Instr. 
                                                                                                    4)               4) 
                                                     Code    V          Amount   (A)   Price 
                                                                                 or 
                                                                                 (D) 
 Common 
  Stock                   03/19/2021                         M           30,000    A       $ 0           30,000           D 
 Common 
  Stock                   03/19/2021                         F           14,155    D     $ 13.17         15,845           D 
 Common Stock                                                                                          105,805           I       by trust 
 Common Stock                                                                                            885             I       by wife's 
                                                                                                                                 trust 
 
 
                                                                   Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                           (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of   2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of       6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative    Conversion   Date               Execution Date,    Code (Instr.     Derivative         Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security      or           (Month/Day/Year)   if any             8)               Securities         (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)    Exercise                        (Month/Day/Year)                    Acquired (A) or                                     Derivative Security   Security     Beneficially     Direct      Ownership 
               Price of                                                            Disposed of (D)                                     (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
               Derivative                                                          (Instr. 3, 4 and                                                                       Following        Indirect 
               Security                                                            5)                                                                                     Reported         (I) 
                                                                                                                                                                          Transaction(s)   (Instr. 
                                                                                                                                                                          (Instr.          4) 
                                                                                                                                                                          4) 
                                                                                                                                                Amount or 
                                                                                                      Date                                      Number of 
                                                                  Code   V         (A)   (D)          Exercisable   Expiration Date    Title    Shares 
 Restricted 
  Stock                                                                                                                                Common 
  Units           (1)          03/19/2021                          M                       30,000     03/19/2021       03/19/2021      Stock      30,000        $ 0           30,000           D 
 
 
Explanation of Responses: 
1. 1 for 1 
Remarks: 
 
 
 
  Julia L. Chen on behalf of L Kevin Cox                                            03/23/2021 
  ** Signature of Reporting Person                                                  Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

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