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| Share Name | Share Symbol | Market | Type | Share ISIN | Share Description |
|---|---|---|---|---|---|
| General Electric Company | LSE:GEC | London | Ordinary Share | COM STK USD0.01 (CDI) |
| Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
|---|---|---|---|---|---|---|---|---|---|---|
| 0.00 | 0.00% | 105.00 | 15,128 | 01:00:00 |
| Industry Sector | Turnover | Profit | EPS - Basic | PE Ratio | Market Cap |
|---|---|---|---|---|---|
| Electrical Machy, Equip, Nec | 69.54B | 9.19B | 8.4404 | 17.54 | 161.14B |
TIDMGEC
RNS Number : 6919C
General Electric Company
11 February 2020
SEC Form 4
Hot Features
Premium
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL
Washington, D.C. 20549 OMB Number: 3235-0287
Estimated average burden
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP hours per response: 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
Check this
box if no longer
subject to
Section 16.
Form 4 or Form
5 obligations
may continue.
See Instruction
1(b).
1. Name and Address of Reporting Person(*) Murphy Kieran Pius 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s)
GENERAL ELECTRIC CO [ GE ] to Issuer
(Last) (First) (Middle) (Check all applicable) Director 10% Owner
GENERAL ELECTRIC COMPANY X Officer (give Other (specify
5 NECCO STREET title below) below)
Senior Vice President
(Street) BOSTON MA 02210
(City) (State) (Zip)
3. Date of Earliest Transaction (Month/Day/Year)
02/10/2020
---------------------------------------------------------------------------------------------
4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing
(Check Applicable Line) X Form filed by One Reporting Person
Form filed by More than One Reporting
Person
--------------------------------------------------------------------------------------------- -------------------------------------------------------------------------------------
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. Ownership 7. Nature
Date Execution Code (Instr. (A) or Disposed Of (D) Securities Form: Direct of Indirect
(Month/Day/Year) Date, 8) (Instr. 3, 4 and 5) Beneficially (D) or Indirect Beneficial
if any Owned (I) (Instr. Ownership
(Month/Day/Year) Following 4) (Instr.
Reported 4)
Transaction(s)
(Instr. 3 and
4)
----------------- ----------------- ---------------------- ------------------------- --------------- ------------------------ ------------------------------------------
Code V Amount (A) Price
or
(D)
----------------- ----------------- -------- ------------ ---------- ---- ------- --------------- --------------- ------- ----- -----------------------------------
Common Stock 02/10/2020 M 5,201 A $0 99,406 D
----------------- ----------------- -------- ------------ ---------- ---- ------- --------------- ------------------------ ------------------------------------------
Common Stock 02/10/2020 F 2,445 D $12.87 96,961 D
----------------- ----------------- -------- ------------ ---------- ---- ------- --------------- ------------------------ ------------------------------------------
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. 3. Transaction 3A. Deemed 4. 5. Number of 6. Date Exercisable 7. Title and 8. Price 9. Number 10. Ownership 11. Nature
Derivative Conversion Date Execution Transaction Derivative and Expiration Amount of Derivative of derivative Form: of Indirect
Security or (Month/Day/Year) Date, Code (Instr. Securities Date (Month/Day/Year) of Securities Security Securities Direct Beneficial
(Instr. Exercise if any 8) Acquired (A) Underlying (Instr. Beneficially (D) or Ownership
3) Price (Month/Day/Year) or Disposed Derivative 5) Owned Indirect (Instr.
of of (D) (Instr. Security Following (I) (Instr. 4)
Derivative 3, 4 and 5) (Instr. 3 and 4) Reported 4)
Security Transaction(s)
(Instr.
4)
----------- ------------------- ----------------- -------------- ------------------------------------ ----------------------------- ------------------ --------------- --------------- -------------- -----------------------------------
Amount
or
Number
Date Expiration of
Code V (A) (D) Exercisable Date Title Shares
----------- ---------- ------- ----------------- -------- ---- ----------------- ----------------- -------------- ------------- --------- ------- --------------- --------------- ------- ----- -----------------------------------
Restricted
Stock Common
Units (1) 02/10/2020 M 5,201 02/10/2020 02/10/2020 Stock 5,201 $0 10,404 D
----------- ------------------- ----------------- -------- ---- ----------------- ----------------- -------------- ------------- --------- ------- --------------- --------------- -------------- -----------------------------------
Explanation of Responses:
1. 1 for 1
Remarks:
Brian Sandstrom on behalf 02/11/2020
of Kieran Murphy
** Signature of Reporting Date
Person
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C.78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6
for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form
displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL
Washington, D.C. 20549 OMB Number: 3235-0287
Estimated average burden
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP hours per response: 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
Check this
box if no longer
subject to
Section 16.
Form 4 or Form
5 obligations
may continue.
See Instruction
1(b).
1. Name and Address of Reporting Person(*) Pecresse Jerome 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s)
GENERAL ELECTRIC CO [ GE ] to Issuer
(Last) (First) (Middle) (Check all applicable) Director 10% Owner
GENERAL ELECTRIC COMPANY X Officer (give Other (specify
5 NECCO STREET title below) below)
Senior Vice President
(Street) BOSTON MA 02210
(City) (State) (Zip)
3. Date of Earliest Transaction (Month/Day/Year)
02/10/2020
---------------------------------------------------------------------------------------------
4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing
(Check Applicable Line) X Form filed by One Reporting Person
Form filed by More than One Reporting
Person
--------------------------------------------------------------------------------------------- -------------------------------------------------------------------------------------
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. Ownership 7. Nature
Date Execution Code (Instr. (A) or Disposed Of (D) Securities Form: Direct of Indirect
(Month/Day/Year) Date, 8) (Instr. 3, 4 and 5) Beneficially (D) or Indirect Beneficial
if any Owned (I) (Instr. Ownership
(Month/Day/Year) Following 4) (Instr.
Reported 4)
Transaction(s)
(Instr. 3 and
4)
----------------- ----------------- ---------------------- ------------------------- --------------- ------------------------ ------------------------------------------
Code V Amount (A) Price
or
(D)
----------------- ----------------- -------- ------------ ---------- ---- ------- --------------- --------------- ------- ----- -----------------------------------
Common Stock 02/10/2020 M 10,403 A $0 67,328 D
----------------- ----------------- -------- ------------ ---------- ---- ------- --------------- ------------------------ ------------------------------------------
Common Stock 02/10/2020 F 5,239 D $12.87 62,089 D
----------------- ----------------- -------- ------------ ---------- ---- ------- --------------- ------------------------ ------------------------------------------
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. 3. Transaction 3A. Deemed 4. 5. Number of 6. Date Exercisable 7. Title and 8. Price 9. Number 10. Ownership 11. Nature
Derivative Conversion Date Execution Transaction Derivative and Expiration Amount of Derivative of derivative Form: of Indirect
Security or (Month/Day/Year) Date, Code (Instr. Securities Date (Month/Day/Year) of Securities Security Securities Direct Beneficial
(Instr. Exercise if any 8) Acquired (A) Underlying (Instr. Beneficially (D) or Ownership
3) Price (Month/Day/Year) or Disposed Derivative 5) Owned Indirect (Instr.
of of (D) (Instr. Security Following (I) (Instr. 4)
Derivative 3, 4 and 5) (Instr. 3 and 4) Reported 4)
Security Transaction(s)
(Instr.
4)
----------- ------------------- ----------------- -------------- ------------------------------------ ----------------------------- ------------------ --------------- --------------- -------------- -----------------------------------
Amount
or
Number
Date Expiration of
Code V (A) (D) Exercisable Date Title Shares
----------- ---------- ------- ----------------- -------- ---- ----------------- ----------------- -------------- ------------- --------- ------- --------------- --------------- ------- ----- -----------------------------------
Restricted
Stock Common
Units (1) 02/10/2020 M 10,403 02/10/2020 02/10/2020 Stock 10,403 $0 20,808 D
----------- ------------------- ----------------- -------- ---- ----------------- ----------------- -------------- ------------- --------- ------- --------------- --------------- -------------- -----------------------------------
Explanation of Responses:
1. 1 for 1
Remarks:
Brian Sandstrom on behalf 02/11/2020
of Jerome Pecresse
** Signature of Reporting Date
Person
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C.78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6
for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form
displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL
Washington, D.C. 20549 OMB Number: 3235-0287
Estimated average burden
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP hours per response: 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
Check this
box if no longer
subject to
Section 16.
Form 4 or Form
5 obligations
may continue.
See Instruction
1(b).
1. Name and Address of Reporting Person(*) Stokes Russell 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s)
GENERAL ELECTRIC CO [ GE ] to Issuer
(Last) (First) (Middle) (Check all applicable) Director 10% Owner
GENERAL ELECTRIC COMPANY X Officer (give Other (specify
5 NECCO STREET title below) below)
Senior Vice President
(Street) BOSTON MA 02210
(City) (State) (Zip)
3. Date of Earliest Transaction (Month/Day/Year)
02/10/2020
---------------------------------------------------------------------------------------------
4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing
(Check Applicable Line) X Form filed by One Reporting Person
Form filed by More than One Reporting
Person
--------------------------------------------------------------------------------------------- -------------------------------------------------------------------------------------
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. Ownership 7. Nature
Date Execution Code (Instr. (A) or Disposed Of (D) Securities Form: Direct of Indirect
(Month/Day/Year) Date, 8) (Instr. 3, 4 and 5) Beneficially (D) or Indirect Beneficial
if any Owned (I) (Instr. Ownership
(Month/Day/Year) Following 4) (Instr.
Reported 4)
Transaction(s)
(Instr. 3 and
4)
----------------- ----------------- ---------------------- ------------------------- --------------- ------------------------ ------------------------------------------
Code V Amount (A) Price
or
(D)
----------------- ----------------- -------- ------------ ---------- ---- ------- --------------- --------------- ------- ----- -----------------------------------
Common Stock 02/10/2020 M 8,323 A $0 241,278 D
----------------- ----------------- -------- ------------ ---------- ---- ------- --------------- ------------------------ ------------------------------------------
Common Stock 02/10/2020 F 2,527 D $12.87 238,751 D
----------------- ----------------- -------- ------------ ---------- ---- ------- --------------- ------------------------ ------------------------------------------
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. 3. Transaction 3A. Deemed 4. 5. Number of 6. Date Exercisable 7. Title and 8. Price 9. Number 10. Ownership 11. Nature
Derivative Conversion Date Execution Transaction Derivative and Expiration Amount of Derivative of derivative Form: of Indirect
Security or (Month/Day/Year) Date, Code (Instr. Securities Date (Month/Day/Year) of Securities Security Securities Direct Beneficial
(Instr. Exercise if any 8) Acquired (A) Underlying (Instr. Beneficially (D) or Ownership
3) Price (Month/Day/Year) or Disposed Derivative 5) Owned Indirect (Instr.
of of (D) (Instr. Security Following (I) (Instr. 4)
Derivative 3, 4 and 5) (Instr. 3 and 4) Reported 4)
Security Transaction(s)
(Instr.
4)
----------- ------------------- ----------------- -------------- ------------------------------------ ----------------------------- ------------------ --------------- --------------- -------------- -----------------------------------
Amount
or
Number
Date Expiration of
Code V (A) (D) Exercisable Date Title Shares
----------- ---------- ------- ----------------- -------- ---- ----------------- ----------------- -------------- ------------- --------- ------- --------------- --------------- ------- ----- -----------------------------------
Restricted
Stock Common
Units (1) 02/10/2020 M 8,323 02/10/2020 02/10/2020 Stock 8,323 $0 16,646 D
----------- ------------------- ----------------- -------- ---- ----------------- ----------------- -------------- ------------- --------- ------- --------------- --------------- -------------- -----------------------------------
Explanation of Responses:
1. 1 for 1
Remarks:
Brian Sandstrom on behalf 02/11/2020
of Russell Stokes
** Signature of Reporting Date
Person
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C.78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6
for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form
displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL
Washington, D.C. 20549 OMB Number: 3235-0287
Estimated average burden
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP hours per response: 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
Check this
box if no longer
subject to
Section 16.
Form 4 or Form
5 obligations
may continue.
See Instruction
1(b).
1. Name and Address of Reporting Person(*) Strazik Scott 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s)
GENERAL ELECTRIC CO [ GE ] to Issuer
(Last) (First) (Middle) (Check all applicable) Director 10% Owner
GENERAL ELECTRIC COMPANY X Officer (give Other (specify
5 NECCO STREET title below) below)
Senior Vice President
(Street) BOSTON MA 02210
(City) (State) (Zip)
3. Date of Earliest Transaction (Month/Day/Year)
02/10/2020
---------------------------------------------------------------------------------------------
4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing
(Check Applicable Line) X Form filed by One Reporting Person
Form filed by More than One Reporting
Person
--------------------------------------------------------------------------------------------- -------------------------------------------------------------------------------------
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. Ownership 7. Nature
Date Execution Code (Instr. (A) or Disposed Of (D) Securities Form: Direct of Indirect
(Month/Day/Year) Date, 8) (Instr. 3, 4 and 5) Beneficially (D) or Indirect Beneficial
if any Owned (I) (Instr. Ownership
(Month/Day/Year) Following 4) (Instr.
Reported 4)
Transaction(s)
(Instr. 3 and
4)
----------------- ----------------- ---------------------- ------------------------- --------------- ------------------------ ------------------------------------------
Code V Amount (A) Price
or
(D)
----------------- ----------------- -------- ------------ ---------- ---- ------- --------------- --------------- ------- ----- -----------------------------------
Common Stock 02/10/2020 M 5,201 A $0 48,214 D
----------------- ----------------- -------- ------------ ---------- ---- ------- --------------- ------------------------ ------------------------------------------
Common Stock 02/10/2020 F 1,900 D $12.87 46,314 D
----------------- ----------------- -------- ------------ ---------- ---- ------- --------------- ------------------------ ------------------------------------------
Common Stock 65,710 I 401(k)
----------------- ----------------- -------- ------------ ---------- ---- ------- --------------- ------------------------ ------------------------------------------
Common Stock 41,269 I Spouse's
401(k)
----------------- ----------------- -------- ------------ ---------- ---- ------- --------------- ------------------------ ------------------------------------------
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. 3. Transaction 3A. Deemed 4. 5. Number of 6. Date Exercisable 7. Title and 8. Price 9. Number 10. Ownership 11. Nature
Derivative Conversion Date Execution Transaction Derivative and Expiration Amount of Derivative of derivative Form: of Indirect
Security or (Month/Day/Year) Date, Code (Instr. Securities Date (Month/Day/Year) of Securities Security Securities Direct Beneficial
(Instr. Exercise if any 8) Acquired (A) Underlying (Instr. Beneficially (D) or Ownership
3) Price (Month/Day/Year) or Disposed Derivative 5) Owned Indirect (Instr.
of of (D) (Instr. Security Following (I) (Instr. 4)
Derivative 3, 4 and 5) (Instr. 3 and 4) Reported 4)
Security Transaction(s)
(Instr.
4)
----------- ------------------- ----------------- -------------- ------------------------------------ ----------------------------- ------------------ --------------- --------------- -------------- -----------------------------------
Amount
or
Number
Date Expiration of
Code V (A) (D) Exercisable Date Title Shares
----------- ---------- ------- ----------------- -------- ---- ----------------- ----------------- -------------- ------------- --------- ------- --------------- --------------- ------- ----- -----------------------------------
Restricted
Stock Common
Units (1) 02/10/2020 M 5,201 02/10/2020 02/10/2020 Stock 5,201 $0 10,402 D
----------- ------------------- ----------------- -------- ---- ----------------- ----------------- -------------- ------------- --------- ------- --------------- --------------- -------------- -----------------------------------
Explanation of Responses:
1. 1 for 1
Remarks:
Brian Sandstrom on behalf 02/11/2020
of Scott Strazik
** Signature of Reporting Date
Person
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C.78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6
for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form
displays a currently valid OMB Number.
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
END
DSHEAAAFFEFEEAA
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February 12, 2020 02:00 ET (07:00 GMT)
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