Share Name Share Symbol Market Type Share ISIN Share Description
General Electric Company LSE:GEC London Ordinary Share COM STK USD0.06 (CDI)
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -0.125 -0.96% 12.922 12.894 12.95 0.00 0.00 0.00 70,771 16:35:02
Industry Sector Turnover (m) Profit (m) EPS - Basic PE Ratio Market Cap (m)
Unknown - - - - 132,944

General Electric Company Director/PDMR Shareholding

03/01/2020 7:00am

UK Regulatory (RNS & others)


TIDMGEC

RNS Number : 6201Y

General Electric Company

02 January 2020

SEC Form 4

 
                FORM 4                                                                     UNITED STATES SECURITIES AND EXCHANGE COMMISSION                                                                                      OMB APPROVAL 
                                                                                                        Washington, D.C. 20549                                                                                    OMB Number:            3235-0287 
                                                                                                                                                                                                                       Estimated average burden 
                                                                                             STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP                                                                          hours per response:          0.5 
 
                                                                                Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 
                                                                                        or Section 30(h) of the Investment Company Act of 1940 
               Check this 
                box if no longer 
                subject to 
                Section 16. 
                Form 4 or Form 
                5 obligations 
                may continue. 
                See Instruction 
                1(b). 
 1. Name and Address of Reporting Person(*) Joyce David Leon                   2. Issuer Name and Ticker or Trading Symbol                                                     5. Relationship of Reporting Person(s) 
                                                                                GENERAL ELECTRIC CO [ GE ]                                                                      to Issuer 
   (Last)    (First)   (Middle)                                                                                                                                                 (Check all applicable)     Director          10% Owner 
   GENERAL ELECTRIC COMPANY                                                                                                                                                      X   Officer (give     Other (specify 
   5 NECCO STREET                                                                                                                                                                     title below)      below) 
                                                                                                                                                                                            Vice Chairman 
 
  (Street) BOSTON    MA    02210 
 
   (City)   (State)   (Zip) 
                                                                               3. Date of Earliest Transaction (Month/Day/Year) 
                                                                                12/31/2019 
                                                                              ---------------------------------------------------------------------------------------------- 
                                                                               4. If Amendment, Date of Original Filed (Month/Day/Year)                                        6. Individual or Joint/Group Filing 
                                                                                                                                                                                (Check Applicable Line) X   Form filed by One Reporting Person 
                                                                                                                                                                                     Form filed by More than One Reporting 
                                                                                                                                                                                      Person 
                                                                              ----------------------------------------------------------------------------------------------  ------------------------------------------------------------------------------------- 
                                                                                          Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
 1. Title of Security (Instr. 3)                                                     2. Transaction     2A. Deemed         3. Transaction         4. Securities Acquired       5. Amount of     6. Ownership              7. Nature 
                                                                                     Date               Execution           Code (Instr.           (A) or Disposed Of (D)      Securities        Form: Direct              of Indirect 
                                                                                     (Month/Day/Year)   Date,               8)                     (Instr. 3, 4 and 5)         Beneficially      (D) or Indirect           Beneficial 
                                                                                                        if any                                                                 Owned             (I) (Instr.               Ownership 
                                                                                                        (Month/Day/Year)                                                       Following         4)                        (Instr. 
                                                                                                                                                                               Reported                                    4) 
                                                                                                                                                                               Transaction(s) 
                                                                                                                                                                               (Instr. 3 and 
                                                                                                                                                                               4) 
                                                                                    -----------------  -----------------  ---------------------  ---------------------------  ---------------  ------------------------  ------------------------------------------ 
                                                                                                                           Code      V            Amount       (A)   Price 
                                                                                                                                                               or 
                                                                                                                                                               (D) 
                                                                                    -----------------  -----------------  --------  -----------  -----------  ----  --------  ---------------  ---------------  -------  -----  ----------------------------------- 
 Common Stock                                                                           12/31/2019                            M                    156,057      A      $0         755,846                  D 
                                                                                    -----------------  -----------------  --------  -----------  -----------  ----  --------  ---------------  ------------------------  ------------------------------------------ 
 Common Stock                                                                           12/31/2019                            F                     68,744      D    $11.06       687,102                  D 
                                                                                    -----------------  -----------------  --------  -----------  -----------  ----  --------  ---------------  ------------------------  ------------------------------------------ 
 Common Stock                                                                                                                                                                      39,799                  I              401(k) plan 
                                                                                    -----------------  -----------------  --------  -----------  -----------  ----  --------  ---------------  ------------------------  ------------------------------------------ 
                                                                                           Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                                                   (e.g., puts, calls, warrants, options, convertible securities) 
 1. Title of    2.           3. Transaction       3A. Deemed         4.              5. Number of                          6. Date Exercisable            7. Title and         8. Price         9. Number        10. Ownership   11. Nature 
 Derivative     Conversion    Date                Execution          Transaction      Derivative                            and Expiration                Amount                of Derivative   of derivative     Form:           of Indirect 
 Security       or            (Month/Day/Year)    Date,              Code (Instr.     Securities                            Date (Month/Day/Year)         of Securities         Security        Securities        Direct          Beneficial 
 (Instr.        Exercise                          if any             8)               Acquired (A)                                                        Underlying            (Instr.         Beneficially      (D) or          Ownership 
 3)             Price                             (Month/Day/Year)                    or Disposed                                                         Derivative            5)              Owned             Indirect        (Instr. 
                of                                                                    of (D) (Instr.                                                      Security                              Following         (I) (Instr.     4) 
                Derivative                                                            3, 4 and 5)                                                         (Instr. 3 and 4)                      Reported          4) 
                Security                                                                                                                                                                        Transaction(s) 
                                                                                                                                                                                                (Instr. 
                                                                                                                                                                                                4) 
               -----------  -------------------  -----------------  --------------  ------------------------------------  -----------------------------  -------------------  ---------------  ---------------  --------------  ----------------------------------- 
                                                                                                                                                                     Amount 
                                                                                                                                                                     or 
                                                                                                                                                                     Number 
                                                                                                                           Date            Expiration                of 
                                                                     Code      V     (A)                (D)                 Exercisable     Date          Title      Shares 
               -----------  ----------  -------  -----------------  --------  ----  -----------------  -----------------  --------------  -------------  ---------  --------  ---------------  ---------------  -------  -----  ----------------------------------- 
 Restricted 
  Stock                                                                                                                                                    Common 
  Unit             (1)           12/31/2019                             M                                   156,057         12/31/2019      12/31/2019     Stock     156,057         $0               0                D 
               -----------  -------------------  -----------------  --------  ----  -----------------  -----------------  --------------  -------------  ---------  --------  ---------------  ---------------  --------------  ----------------------------------- 
 Explanation of Responses: 
 1. 1 for 1 
 Remarks: 
 
                                                                                                                                                               Brian Sandstrom on behalf        01/02/2020 
                                                                                                                                                                of David Joyce 
                                                                                                                                                               ** Signature of Reporting        Date 
                                                                                                                                                                Person 
 Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. 
 * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C.78ff(a). 
 
 
 Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 
  for procedure. 
 Persons who respond to the collection of information contained in this form are not required to respond unless the form 
  displays a currently valid OMB Number. 
 
 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

END

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