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Share Name | Share Symbol | Market | Type | Share ISIN | Share Description |
---|---|---|---|---|---|
General Electric Company | LSE:GEC | London | Ordinary Share | COM STK USD0.01 (CDI) |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 105.00 | 9,827 | 01:00:00 |
Industry Sector | Turnover | Profit | EPS - Basic | PE Ratio | Market Cap |
---|---|---|---|---|---|
Electrical Machy, Equip, Nec | 69.54B | 9.19B | 8.4404 | 18.44 | 169.42B |
TIDMGEC
RNS Number : 3915A
General Electric Company
28 May 2019
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL Washington, D.C. 20549 OMB Number: 3235-0287 Estimated average burden STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP hours per response: 0.5 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of Reporting Person(*) LAVIZZO-MOUREY RISA J 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) GENERAL ELECTRIC CO [ GE ] to Issuer (Last) (First) (Middle) (Check all applicable) X Director 10% Owner GENERAL ELECTRIC COMPANY Officer (give Other (specify 41 FARNSWORTH STREET title below) below) (Street) BOSTON MA 02210 (City) (State) (Zip) 3. Date of Earliest Transaction (Month/Day/Year) 05/23/2019 --------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- 4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person ----------------------------------------------------------------------------------------------------- -------------------------------------------------------------------------------------- Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. Ownership 7. Nature Date Execution Code (Instr. (A) or Disposed Of (D) Securities Form: Direct of Indirect (Month/Day/Year) Date, 8) (Instr. 3, 4 and 5) Beneficially (D) or Indirect Beneficial if any Owned (I) (Instr. Ownership (Month/Day/Year) Following 4) (Instr. Reported 4) Transaction(s) (Instr. 3 and 4) ------------------ ------------------ -------------------------- -------------------------- --------------- ------------------------ ------------------------------------------- Code V Amount (A) Price or (D) ------------------ ------------------ ---------- -------------- ----------- ---- ------- --------------- --------------- ------- ----- ------------------------------------ Common Stock 05/23/2019 P 10,000 A $9.75 25,000 D -------------------------------------- ---------- -------------- ----------- ---- ------- --------------- ------------------------ ------------------------------------------- Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable 7. Title and 8. Price 9. Number 10. Ownership 11. Nature Derivative Conversion Date Execution Code (Instr. Derivative and Expiration Amount of Derivative of derivative Form: of Indirect Security or (Month/Day/Year) Date, 8) Securities Date (Month/Day/Year) of Securities Security Securities Direct Beneficial (Instr. Exercise if any Acquired (A) Underlying (Instr. Beneficially (D) or Ownership 3) Price (Month/Day/Year) or Disposed Derivative 5) Owned Indirect (Instr. of of (D) (Instr. Security Following (I) (Instr. 4)
Derivative 3, 4 and 5) (Instr. 3 and 4) Reported 4) Security Transaction(s) (Instr. 4) ------------ --------------------- ------------------ ----------------- --------------------------------------- -------------------------------- ------------------- --------------- --------------- -------------- ------------------------------------ Amount or Number Date Expiration of Code V (A) (D) Exercisable Date Title Shares --------- ------ ------------------ ------------------- ---------------- -------------------------------------------------------------------------------- ---------- ------- --------------- --------------- ------- ----- ------------------------------------ Explanation of Responses: Remarks: Brian Sandstrom on behalf 05/28/2019 of Risa Lavizzo-Mourey ** Signature of Reporting Date Person Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C.78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL Washington, D.C. 20549 OMB Number: 3235-0287 Estimated average burden STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP hours per response: 0.5 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of Reporting Person(*) GARDEN EDWARD P 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) GENERAL ELECTRIC CO [ GE ] to Issuer (Last) (First) (Middle) (Check all applicable) X Director 10% Owner 280 PARK AVENUE, 41ST FLOOR Officer (give Other (specify title below) below) (Street) NEW YORK NY 10017 (City) (State) (Zip) 3. Date of Earliest Transaction (Month/Day/Year) 05/22/2019 ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- 4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable Line) Form filed by One Reporting Person X Form filed by More than One Reporting Person ---------------------------------------------------------------------------------------------------------------- --------------------------------------------------------------------------------------- Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount of 6. Ownership 7. Nature Date Execution Code (Instr. (A) or Disposed Of (D) Securities Form: Direct of Indirect (Month/Day/Year) Date, 8) (Instr. 3, 4 and 5) Beneficially (D) or Indirect Beneficial if any Owned Following (I) (Instr. Ownership (Month/Day/Year) Reported 4) (Instr. Transaction(s) 4)
(Instr. 3 and 4) --------------------- ------------------ -------------------------- --------------------------------- ------------------- ------------------------ ---------------------------------------- Code V Amount (A) Price or (D) ------------ ------- ------------------ ---------- -------------- ------------- ---- ------------ ------ ----------- --------------- ------- ----- --------------------------------- Please see explanation Common stock, par value $0.06 per share 05/22/2019 S(1) 1,289,538 D $10.0244(2) 69,561,517 I below(3)(4) --------------------- ---------- -------------- ------------- ---- ------------ ------------------- ------------------------ ---------------------------------------- Please see explanation Common stock, par value $0.06 per share 05/23/2019 S(1) 2,000,000 D $9.5753(5) 67,561,517 I below(3)(4) --------------------- ---------- -------------- ------------- ---- ------------ ------------------- ------------------------ ---------------------------------------- Please see explanation Common stock, par value $0.06 per share 05/24/2019 S(1) 3,370,314 D $9.5301(6) 64,191,203 I below(3)(4) --------------------- ---------- -------------- ------------- ---- ------------ ------------------- ------------------------ ---------------------------------------- Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable 7. Title and Amount 8. Price 9. Number 10. Ownership 11. Nature Derivative Conversion Date Execution Code (Instr. Derivative and Expiration of Securities Underlying of of derivative Form: of Indirect Security or (Month/Day/Year) Date, 8) Securities Date (Month/Day/Year) Derivative Security Derivative Securities Direct Beneficial (Instr. Exercise if any Acquired (A) (Instr. 3 and 4) Security Beneficially (D) or Ownership 3) Price (Month/Day/Year) or Disposed (Instr. Owned Indirect (Instr. of of (D) (Instr. 5) Following (I) (Instr. 4) Derivative 3, 4 and 5) Reported 4) Security Transaction(s) (Instr. 4) ------------ --------------------- ------------------ ----------------- ------------------------------------------ -------------------------------- ---------------------------------- ----------- --------------- -------------- --------------------------------- Amount Date Expiration or Number Code V (A) (D) Exercisable Date Title of Shares -------- ------- --------------------- ------------------- ---------------- -------------------------------------------------------------------------------- ------------ -------------------- ----------- --------------- ------- ----- --------------------------------- 1. Name and Address of Reporting Person(*) GARDEN EDWARD P (Last) (First) (Middle) 280 PARK AVENUE, 41ST FLOOR (Street) NEW YORK NY 10017 (City) (State) (Zip) 1. Name and Address of Reporting Person(*) TRIAN FUND MANAGEMENT, L.P. (Last) (First) (Middle) 280 PARK AVENUE, 41ST FLOOR (Street) NEW YORK NY 10017 (City) (State) (Zip) Explanation of Responses: 1. Represents sales made for portfolio management reasons, including the expiration of the applicable lockup period of a co-investment fund. 2. The price shown in Column 4 is a weighted average sale price. The price range for the sales is $10.00 - $10.105. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. 3. Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Master Fund (ERISA), L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N,
L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) X, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. 4. (FN 3, contd.) Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Garden and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Garden is a director of the Issuer. 5. The price shown in Column 4 is a weighted average sale price. The price range for the sales is $9.55 - $9.615. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. 6. The price shown in Column 4 is a weighted average sale price. The price range for the sales is $9.44 - $9.665. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. Remarks: Stacey Sayetta, Attorney-In-Fact 05/24/2019 for Edward P. Garden Stacey Sayetta, Attorney-In-Fact 05/24/2019 for Edward P. Garden, member of the general partner of Trian Fund Management, L.P. ** Signature of Reporting Date Person Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C.78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
END
DSHEAESPAANNEAF
(END) Dow Jones Newswires
May 29, 2019 02:00 ET (06:00 GMT)
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