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| Share Name | Share Symbol | Market | Type | Share ISIN | Share Description |
|---|---|---|---|---|---|
| General Electric Company | LSE:GEC | London | Ordinary Share | COM STK USD0.01 (CDI) |
| Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
|---|---|---|---|---|---|---|---|---|---|---|
| 0.00 | 0.00% | 105.00 | 6,680 | 01:00:00 |
| Industry Sector | Turnover | Profit | EPS - Basic | PE Ratio | Market Cap |
|---|---|---|---|---|---|
| Electrical Machy, Equip, Nec | 69.54B | 9.19B | 8.4404 | 18.18 | 167.03B |
TIDMGEC
RNS Number : 3002M
General Electric Company
07 January 2019
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Hot Features
Premium
1. Name and Address of 2. Issuer Name and Ticker or 5. Relationship of Reporting Person(s)
Reporting Trading Symbol General Electric to Issuer (check all applicable)
Person* Sebastien M. Co. [GE] _X_ Director 10% Owner
Bazin Officer (give title below) Other (specify
General Electric Company below)
41 Farnsworth Street
Boston MA 02210
3. Date of Earliest Transaction
Required to be Reported (Month/Day/Year)
01/02/2019
-----------------------------------------------
4. If amendment, Date Original 6. Individual or Joint/Group Filing (Check
Filed (Month/Day/Year) Applicable Line)
_X_ Form filed by One Reporting Person
Form filed by More Than One Reporting Person
----------------------------------------------- -------------------------------------------------------------
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title 2. 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount 6. 7. Nature of Indirect
of Transaction Execution Code (A) or Disposed of (D) of Securities Ownership Beneficial Ownership
Security Date Date, if (Instr. 8) (Instr. 3, 4, & 5) Beneficially Form: (Instr. 4)
(Instr. (mm/dd/yy) any Owned Direct
3) (mm/dd/yy) Following (D)
Reported or Indirect
Transaction(s) (I)
(Instr. 3, (Instr.
& 4) 4)
------------ ------------- ----------------- ----------------------- --------------- ------------ ----------------------
Amount (A) Price
Code V or
(D)
------------ ----------- -------- ------- ---- -------- --------------- ------------ ----------------------
Name and Address of Reporting Person
Sebastien M. Bazin
General Electric Company
41 Farnsworth Street
Boston MA 02210
Issuer Name and Ticker or Trading Symbol
General Electric Co. [GE]
Period Of Report
01/02/2019
Table II -Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants,
options, convertible securities)
1. Title 2. Con- 3. Trans- 3A. Deemed 4. Trans- 5. No. of Derivative 6. Date Exercisable 7. Title and 8. Price 9. No. 10. 11. Nature
of version action Execution action Securities Acquired and Expiration Amount of Underlying of of Ownership of Indirect
Derivative or Date Date, Code (A) or Disposed Date (mm/dd/yy) Securities (Instr. Derivative Derivative Form of Beneficial
Security Exercise (mm/dd/yy) if any (Instr. of (D) 3 & 4) Security Securities Derivative Ownership
(Instr. Price (mm/dd/yy) 8) (Instr. 3, 4, (Instr. Beneficially Securities: (Instr.
3) of & 5) 5) Owned Direct 4)
Derivative Following (D)
Security Reported or Indirect
Trans- (I)
action(s) (Instr.
(Instr. 4)
3, &
4)
----------- ------------ ----------- ------------ --------------------------- ---------------------- ---------------------- ----------- ------------- ------------ -------------
Date Expiration Title Amount
Exer- Date or Number
Code V (A) (D) cisable of Shares
----------- ------------ ----------- ------ -------------- ----------- --------- ----------- ------- ------------- ----------- ------------- ------------ -------------
Deferred
Fee
Phantom
Stock
Units Common
(1) (2) 01/02/2019 A 10,862 (3) (3) Stock 10,862 $7.25 48,962 D
----------- ------------ ----------- ------ ---- -------------- ----------- --------- ----------- ------- ------------- ----------- ------------- ------------ -------------
Explanation of Responses:
(1) - Acquired at a price of $7.25 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.
(2) - Each unit of phantom stock is the economic equivalent of one share of common stock. (3) - Payable beginning one year after termination of service as a director.
By: Brian Sandstrom on behalf of Sebastien M. Bazin
**Signature of Reporting Person
1/4/2019
Date
1. Name and Address of 2. Issuer Name and Ticker or 5. Relationship of Reporting Person(s)
Reporting Trading Symbol General Electric to Issuer (check all applicable)
Person* William G. Co. [GE] _X_ Director 10% Owner
Beattie Officer (give title below) Other (specify
General Electric Company below)
41 Farnsworth Street
Boston MA 02210
3. Date of Earliest Transaction
Required to be Reported (Month/Day/Year)
01/02/2019
-----------------------------------------------
4. If amendment, Date Original 6. Individual or Joint/Group Filing (Check
Filed (Month/Day/Year) Applicable Line)
_X_ Form filed by One Reporting Person
Form filed by More Than One Reporting Person
----------------------------------------------- -------------------------------------------------------------
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title 2. 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount 6. 7. Nature of Indirect
of Transaction Execution Code (A) or Disposed of (D) of Securities Ownership Beneficial Ownership
Security Date Date, if (Instr. 8) (Instr. 3, 4, & 5) Beneficially Form: (Instr. 4)
(Instr. (mm/dd/yy) any Owned Direct
3) (mm/dd/yy) Following (D)
Reported or Indirect
Transaction(s) (I) (Instr.
(Instr. 3, 4)
& 4)
------------ ------------- ----------------- ----------------------- --------------- ------------ ----------------------
Amount (A) Price
Code V or
(D)
------------ ----------- -------- ------- ---- -------- --------------- ------------ ----------------------
William G. Beattie
General Electric Company
41 Farnsworth Street
Boston MA 02210
General Electric Co. [GE]
Period Of Report
01/02/2019
Table II -Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants,
options, convertible securities)
1. Title 2. Con- 3. Trans- 3A. Deemed 4. Trans- 5. No. of Derivative 6. Date Exercisable 7. Title and 8. Price 9. No. 10. 11. Nature
of version action Execution action Securities Acquired and Expiration Amount of Underlying of of Ownership of Indirect
Derivative or Date Date, Code (A) or Disposed Date (mm/dd/yy) Securities (Instr. Derivative Derivative Form of Beneficial
Security Exercise (mm/dd/yy) if any (Instr. of (D) 3 & 4) Security Securities Derivative Ownership
(Instr. Price (mm/dd/yy) 8) (Instr. 3, 4, (Instr. Beneficially Securities: (Instr.
3) of & 5) 5) Owned Direct 4)
Derivative Following (D)
Security Reported or Indirect
Trans- (I) (Instr.
action(s) 4)
(Instr.
3, &
4)
----------- ------------ ----------- ------------ --------------------------- ---------------------- ----------------------- ----------- ------------- ------------ -------------
Date Expiration Title Amount
Exer- Date or Number
Code V (A) (D) cisable of Shares
----------- ------------ ----------- ------ -------------- ----------- --------- ----------- ------- -------------- ----------- ------------- ------------ -------------
Deferred
Fee
Phantom
Stock
Units Common
(1) (2) 01/02/2019 A 11,552 (3) (3) Stock 11,552 $7.25 166,430 D
----------- ------------ ----------- ------ ---- -------------- ----------- --------- ----------- ------- -------------- ----------- ------------- ------------ -------------
Explanation of Responses:
(1) - Acquired at a price of $7.25 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.
(2) - Each unit of phantom stock is the economic equivalent of one share of common stock.
(3) - Payable beginning one year after termination of service as a director.
By: Brian Sandstrom on behalf of William G. Beattie
**Signature of Reporting Person
1/4/2019
Date
1. Name and Address of 2. Issuer Name and Ticker or 5. Relationship of Reporting Person(s)
Reporting Trading Symbol General Electric to Issuer (check all applicable)
Person* Francisco Co. [GE] _X_ Director 10% Owner
D'Souza Officer (give title below) Other (specify
General Electric Company below)
41 Farnsworth Street
Boston MA 02210
3. Date of Earliest Transaction
Required to be Reported (Month/Day/Year)
01/02/2019
-----------------------------------------------
4. If amendment, Date Original 6. Individual or Joint/Group Filing (Check
Filed (Month/Day/Year) Applicable Line)
_X_ Form filed by One Reporting Person
Form filed by More Than One Reporting Person
----------------------------------------------- -------------------------------------------------------------
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title 2. 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount 6. 7. Nature of Indirect
of Transaction Execution Code (A) or Disposed of (D) of Securities Ownership Beneficial Ownership
Security Date Date, if (Instr. 8) (Instr. 3, 4, & 5) Beneficially Form: (Instr. 4)
(Instr. (mm/dd/yy) any Owned Direct
3) (mm/dd/yy) Following (D)
Reported or Indirect
Transaction(s) (I) (Instr.
(Instr. 3, 4)
& 4)
------------ ------------- ----------------- ----------------------- --------------- ------------ ----------------------
Amount (A) Price
Code V or
(D)
------------ ----------- -------- ------- ---- -------- --------------- ------------ ----------------------
Francisco D'Souza
General Electric Company
41 Farnsworth Street
Boston MA 02210
General Electric Co. [GE]
Period Of Report
01/02/2019
Table II -Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants,
options, convertible securities)
1. Title 2. Con- 3. Trans- 3A. Deemed 4. Trans- 5. No. of Derivative 6. Date Exercisable 7. Title and 8. Price 9. No. 10. 11. Nature
of version action Execution action Securities Acquired and Expiration Amount of Underlying of of Derivative Ownership of Indirect
Derivative or Date Date, Code (A) or Disposed Date (mm/dd/yy) Securities (Instr. Derivative Securities Form of Beneficial
Security Exercise (mm/dd/yy) if any (Instr. of (D) 3 & 4) Security Beneficially Derivative Ownership
(Instr. Price (mm/dd/yy) 8) (Instr. 3, 4, (Instr. Owned Securities: (Instr.
3) of & 5) 5) Following Direct 4)
Derivative Reported (D)
Security Trans- or Indirect
action(s) (I) (Instr.
(Instr. 4)
3, &
4)
----------- ------------ ----------- ------------ --------------------------- ---------------------- ----------------------- ----------- -------------- ------------ -------------
Date Expiration Title Amount
Exer- Date or Number
Code V (A) (D) cisable of Shares
----------- ------------ ----------- ------ -------------- ----------- --------- ----------- ------- -------------- ----------- -------------- ------------ -------------
Deferred
Fee
Phantom
Stock
Units Common
(1) (2) 01/02/2019 A 10,690 (3) (3) Stock 10,690 $7.25 84,257 D
----------- ------------ ----------- ------ ---- -------------- ----------- --------- ----------- ------- -------------- ----------- -------------- ------------ -------------
Explanation of Responses:
(1) - Acquired at a price of $7.25 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.
(2) - Each unit of phantom stock is the economic equivalent of one share of common stock.
(3) - Payable beginning one year after termination of service as a director.
By: Brian Sandstrom on behalf of Francisco D'Souza
**Signature of Reporting Person
1/4/2019
Date
FORM 4
Check this box if no
longer subject to
Section 16. Form 4 or
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden hours
per response... 0.5
Form 5 obligations may
continue. See
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Instruction 1(b).
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the
Investment Company Act of 1940
1. Name and Address of Reporting 2. Issuer Name and Ticker or Trading 5. Relationship of Reporting Person(s)
Person Symbol to Issuer
Garden Edward P General Electric Company [GE] (Check all applicable)
X Director 10% Owner
Officer (give title below) Other
(specify below)
(Last) (First) (Middle) 3. Date of Earliest Transaction
(Month/Day/Year)
280 Park Avenue, 41st 01/02/2019
Floor
------------------------ ------------ ------------------------------------
(Street) 4. If Amendment, Date Original 6. Individual or Joint/Group Filing
New York Filed (Month/Day/Year) (Check Applicable Line)
NY 10017 Form filed by One Reporting Person
X Form filed by More than One
Reporting Person
------------- --------- ------------ ------------------------------------ --------------------------------------
(City) (State) (Zip)
------------------------------------ --------------------------------------
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities 5. Amount of Securities 6. 7. Nature
of Date Execution Code Acquired Beneficially Owned Ownership of Indirect
Security (Month/Day/Year) Date, if (Instr. (A) or Disposed Following Reported Form: Beneficial
(Instr. any 8) of (D) Transaction(s) (Instr. Direct Ownership
3) (Month/Day/Year) (Instr. 3, 4 3 and 4) (D) (Instr.
and 5) or 4)
Indirect
(I)
(Instr.
4)
(A)
Code V Amount or Price
(D)
-------- ------- ---- -------
Please
Common 70,851,055 I see
stock, explanation
par below (1)
value (2)
$0.06
per
share
---------------- ---------------- -------- ---- ------- ---- ------- ------------------------- --------- -----------
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title 2. 3. Transaction 3A. Deemed 4. 5. Number 6. Date Exercisable 7. Title and 8. Price 9. Number 10. 11. Nature
of Conversion Date Execution Transaction of Derivative and Expiration Amount of Underlying of of Derivative Ownership of
Derivative or (Month/Day/Year) Date, if Code Securities Date (Month/Day/Year) Securities Derivative Securities Form of Indirect
Security Exercise any (Instr. Acquired (Instr. 3 and Security Beneficially Derivative Beneficial
(Instr. Price (Month/Day/Year) 8) (A) or 4) (Instr. Owned Security: Ownership
3) of Disposed 5) Following Direct (Instr.
Derivative of (D) Reported (D) 4)
Security (Instr. Transaction(s) or
3, 4, (Instr. Indirect
and 5) 4) (I)
(Instr.
4)
Amount
or Number
of Shares
Date Expiration
Code V (A) (D) Exercisable Date Title
------- ------- ----- ---------------- ------------ ----------- ----------
Deferred
Fee
Phantom
Stock
Units Common
(3) (4) 01/02/2019 A 6,828 (5) (5) Stock 6,828 $7.25 21,089 D
---------- ---------------- ---------------- ------- ---- ------- ----- ---------------- ------------ ----------- ---------- ---------- -------------- ---------- ----------
Relationships
Reporting Owner Name Director 10% Owner Officer Other
/ Address
--------
Garden Edward P
280 Park Avenue, 41st
Floor New York, NY X
10017
-------- --------- ------- -----
Trian Fund Management,
L.P. 280 Park Avenue,
41st Floor New York, X
NY 10017
-------- --------- ------- -----
Explanation of Responses:
(1) Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Master Fund (ERISA), L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P.,
Page 2 of 3.
Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) X, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.
(2) (FN 1, contd.) Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Garden and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Garden is a director of the Issuer.
(3) Acquired at a price of $7.25 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.
(4) Each unit of phantom stock is the economic equivalent of one share of common stock.
(5) Payable beginning one year after termination of service as a director.
Stacey Sayetta, Attorney-In-Fact for Edward P. Garden
Stacey Sayetta, Attorney-In-Fact for Trian Fund Management, L.P.
**Signature of Reporting Person Date
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
1. Name and Address of 2. Issuer Name and Ticker or 5. Relationship of Reporting Person(s)
Reporting Trading Symbol General Electric to Issuer (check all applicable)
Person* Thomas W. Horton Company [GE] _X_ Director 10% Owner
General Electric Company Officer (give title below) Other (specify
41 Farnsworth Street below)
Boston MA 02210
3. Date of Earliest Transaction
Required to be Reported (Month/Day/Year)
01/02/2019
-----------------------------------------------
4. If amendment, Date Original 6. Individual or Joint/Group Filing (Check
Filed (Month/Day/Year) Applicable Line)
_X_ Form filed by One Reporting Person
Form filed by More Than One Reporting Person
----------------------------------------------- -------------------------------------------------------------
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title 2. 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount 6. 7. Nature of Indirect
of Transaction Execution Code (A) or Disposed of (D) of Securities Ownership Beneficial Ownership
Security Date Date, if (Instr. 8) (Instr. 3, 4, & 5) Beneficially Form: (Instr. 4)
(Instr. (mm/dd/yy) any Owned Direct
3) (mm/dd/yy) Following (D)
Reported or Indirect
Transaction(s) (I) (Instr.
(Instr. 3, 4)
& 4)
------------ ------------- ----------------- ----------------------- --------------- ------------ ----------------------
Amount (A) Price
Code V or
(D)
------------ ----------- -------- ------- ---- -------- --------------- ------------ ----------------------
Thomas W. Horton
General Electric Company
41 Farnsworth Street
Boston MA 02210
General Electric Company [GE]
Period Of Report 01/02/2019
Table II -Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants,
options, convertible securities)
1. Title 2. Con- 3. Trans- 3A. Deemed 4. Trans- 5. No. of Derivative 6. Date Exercisable 7. Title and 8. Price 9. No. 10. 11. Nature
of version action Execution action Securities Acquired and Expiration Amount of Underlying of of Derivative Ownership of Indirect
Derivative or Date Date, Code (A) or Disposed Date (mm/dd/yy) Securities (Instr. Derivative Securities Form of Beneficial
Security Exercise (mm/dd/yy) if any (Instr. of (D) 3 & 4) Security Beneficially Derivative Ownership
(Instr. Price (mm/dd/yy) 8) (Instr. 3, 4, (Instr. Owned Securities: (Instr.
3) of & 5) 5) Following Direct 4)
Derivative Reported (D)
Security Trans- or Indirect
action(s) (I) (Instr.
(Instr. 4)
3, &
4)
----------- ------------ ----------- ------------ --------------------------- ---------------------- ----------------------- ----------- -------------- ------------ -------------
Date Expiration Title Amount
Exer- Date or Number
Code V (A) (D) cisable of Shares
----------- ------------ ----------- ------ -------------- ----------- --------- ----------- ------- -------------- ----------- -------------- ------------ -------------
Deferred
Fee
Phantom
Stock
Units Common
(1) (2) 01/02/2019 A 8,069 (3) (3) Stock 8,069 $7.25 15,558 D
----------- ------------ ----------- ------ ---- -------------- ----------- --------- ----------- ------- -------------- ----------- -------------- ------------ -------------
Explanation of Responses:
(1) - Acquired at a price of $7.25 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.
(2) - Each unit of phantom stock is the economic equivalent of one share of common stock.
(3) - Payable beginning one year after termination of service as a director.
By: Brian Sandstrom on behalf of Thomas W. Horton
**Signature of Reporting Person
1/4/2019
Date
1. Name and Address of 2. Issuer Name and Ticker or 5. Relationship of Reporting Person(s)
Reporting Trading Symbol General Electric to Issuer (check all applicable)
Person* Risa Co. [GE] _X_ Director 10% Owner
Lavizzo-Mourey Officer (give title below) Other (specify
General Electric Company below)
41 Farnsworth Street
Boston MA 02210
3. Date of Earliest Transaction
Required to be Reported (Month/Day/Year)
01/02/2019
-----------------------------------------------
4. If amendment, Date Original 6. Individual or Joint/Group Filing (Check
Filed (Month/Day/Year) Applicable Line)
_X_ Form filed by One Reporting Person
Form filed by More Than One Reporting Person
----------------------------------------------- -------------------------------------------------------------
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title 2. 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount 6. 7. Nature of Indirect
of Transaction Execution Code (A) or Disposed of (D) of Securities Ownership Beneficial Ownership
Security Date Date, if (Instr. 8) (Instr. 3, 4, & 5) Beneficially Form: (Instr. 4)
(Instr. (mm/dd/yy) any Owned Direct
3) (mm/dd/yy) Following (D)
Reported or Indirect
Transaction(s) (I) (Instr.
(Instr. 3, 4)
& 4)
------------ ------------- ----------------- ----------------------- --------------- ------------ ----------------------
Amount (A) Price
Code V or
(D)
------------ ----------- -------- ------- ---- -------- --------------- ------------ ----------------------
Risa Lavizzo-Mourey General Electric Company 41 Farnsworth Street
Boston MA 02210
General Electric Co. [GE]
Period Of Report 01/02/2019
Table II -Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants,
options, convertible securities)
1. Title 2. Con- 3. Trans- 3A. Deemed 4. Trans- 5. No. of Derivative 6. Date Exercisable 7. Title and 8. Price 9. No. 10. 11. Nature
of version action Execution action Securities Acquired and Expiration Amount of Underlying of of Derivative Ownership of Indirect
Derivative or Date Date, Code (A) or Disposed Date (mm/dd/yy) Securities (Instr. Derivative Securities Form of Beneficial
Security Exercise (mm/dd/yy) if any (Instr. of (D) 3 & 4) Security Beneficially Derivative Ownership
(Instr. Price (mm/dd/yy) 8) (Instr. 3, 4, (Instr. Owned Securities: (Instr.
3) of & 5) 5) Following Direct 4)
Derivative Reported (D)
Security Trans- or Indirect
action(s) (I) (Instr.
(Instr. 4)
3, &
4)
----------- ------------ ----------- ------------ --------------------------- ---------------------- ----------------------- ----------- -------------- ------------ -------------
Date Expiration Title Amount
Exer- Date or Number
Code V (A) (D) cisable of Shares
----------- ------------ ----------- ------ -------------- ----------- --------- ----------- ------- -------------- ----------- -------------- ------------ -------------
Deferred
Fee
Phantom
Stock
Units Common
(1) (2) 01/02/2019 A 9,103 (3) (3) Stock 9,103 $7.25 29,719 D
----------- ------------ ----------- ------ ---- -------------- ----------- --------- ----------- ------- -------------- ----------- -------------- ------------ -------------
Explanation of Responses:
(1) - Acquired at a price of $7.25 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.
(2) - Each unit of phantom stock is the economic equivalent of one share of common stock.
(3) - Payable beginning one year after termination of service as a director.
By: Brian Sandstrom on behalf of Risa Lavizzo- Mourey
**Signature of Reporting Person
1/4/2019
Date
1. Name and Address of 2. Issuer Name and Ticker or 5. Relationship of Reporting Person(s)
Reporting Trading Symbol General Electric to Issuer (check all applicable)
Person* James J. Mulva Co. [GE] _X_ Director 10% Owner
General Electric Company Officer (give title below) Other (specify
41 Farnsworth Street below)
Boston MA 02210
3. Date of Earliest Transaction
Required to be Reported (Month/Day/Year)
01/02/2019
-----------------------------------------------
4. If amendment, Date Original 6. Individual or Joint/Group Filing (Check
Filed (Month/Day/Year) Applicable Line)
_X_ Form filed by One Reporting Person
Form filed by More Than One Reporting Person
----------------------------------------------- -------------------------------------------------------------
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title 2. 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount 6. 7. Nature of Indirect
of Transaction Execution Code (A) or Disposed of (D) of Securities Ownership Beneficial Ownership
Security Date Date, if (Instr. 8) (Instr. 3, 4, & 5) Beneficially Form: (Instr. 4)
(Instr. (mm/dd/yy) any Owned Direct
3) (mm/dd/yy) Following (D)
Reported or Indirect
Transaction(s) (I) (Instr.
(Instr. 3, 4)
& 4)
------------ ------------- ----------------- ----------------------- --------------- ------------ ----------------------
Amount (A) Price
Code V or
(D)
------------ ----------- -------- ------- ---- -------- --------------- ------------ ----------------------
James J. Mulva
General Electric Company 41 Farnsworth Street
Boston MA 02210
General Electric Co. [GE]
Period Of Report 01/02/2019
Table II -Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants,
options, convertible securities)
1. Title 2. Con- 3. Trans- 3A. Deemed 4. Trans- 5. No. of Derivative 6. Date Exercisable 7. Title and 8. Price 9. No. 10. 11. Nature
of version action Execution action Securities Acquired and Expiration Amount of Underlying of of Ownership of Indirect
Derivative or Date Date, Code (A) or Disposed Date (mm/dd/yy) Securities (Instr. Derivative Derivative Form of Beneficial
Security Exercise (mm/dd/yy) if any (Instr. of (D) 3 & 4) Security Securities Derivative Ownership
(Instr. Price (mm/dd/yy) 8) (Instr. 3, 4, (Instr. Beneficially Securities: (Instr.
3) of & 5) 5) Owned Direct 4)
Derivative Following (D)
Security Reported or Indirect
Trans- (I) (Instr.
action(s) 4)
(Instr.
3, &
4)
----------- ------------ ----------- ------------ --------------------------- ---------------------- ----------------------- ----------- ------------- ------------ -------------
Date Expiration Title Amount
Exer- Date or Number
Code V (A) (D) cisable of Shares
----------- ------------ ----------- ------ -------------- ----------- --------- ----------- ------- -------------- ----------- ------------- ------------ -------------
Deferred
Fee
Phantom
Stock
Units Common
(1) (2) 01/02/2019 A 11,724 (3) (3) Stock 11,724 $7.25 188,379 D
----------- ------------ ----------- ------ ---- -------------- ----------- --------- ----------- ------- -------------- ----------- ------------- ------------ -------------
Explanation of Responses:
(1) - Acquired at a price of $7.25 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.
(2) - Each unit of phantom stock is the economic equivalent of one share of common stock.
(3) - Payable beginning one year after termination of service as a director.
By: Brian Sandstrom on behalf of James J. Mulva
**Signature of Reporting Person
1/4/2019
Date
1. Name and Address of 2. Issuer Name and Ticker or 5. Relationship of Reporting Person(s)
Reporting Trading Symbol General Electric to Issuer (check all applicable)
Person* Paula Rosput Company [GE] _X_ Director 10% Owner
Reynolds Officer (give title below) Other (specify
General Electric Company below)
41 Farnsworth Street
Boston MA 02210
3. Date of Earliest Transaction
Required to be Reported (Month/Day/Year)
01/02/2019
-----------------------------------------------
4. If amendment, Date Original 6. Individual or Joint/Group Filing (Check
Filed (Month/Day/Year) Applicable Line)
_X_ Form filed by One Reporting Person
Form filed by More Than One Reporting Person
----------------------------------------------- -------------------------------------------------------------
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title 2. 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount 6. 7. Nature of Indirect
of Transaction Execution Code (A) or Disposed of (D) of Securities Ownership Beneficial Ownership
Security Date Date, if (Instr. 8) (Instr. 3, 4, & 5) Beneficially Form: (Instr. 4)
(Instr. (mm/dd/yy) any Owned Direct
3) (mm/dd/yy) Following (D)
Reported or Indirect
Transaction(s) (I)
(Instr. 3, (Instr.
& 4) 4)
------------ ------------- ----------------- ----------------------- --------------- ------------ ----------------------
Amount (A) Price
Code V or
(D)
------------ ----------- -------- ------- ---- -------- --------------- ------------ ----------------------
Paula Rosput Reynolds General Electric Company 41 Farnsworth Street
Boston MA 02210
General Electric Company [GE]
Period Of Report 01/02/2019
Table II -Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants,
options, convertible securities)
1. Title 2. Con- 3. Trans- 3A. Deemed 4. Trans- 5. No. of Derivative 6. Date Exercisable 7. Title and 8. Price 9. No. 10. 11. Nature
of version action Execution action Securities Acquired and Expiration Amount of Underlying of of Derivative Ownership of Indirect
Derivative or Date Date, Code (A) or Disposed Date (mm/dd/yy) Securities (Instr. Derivative Securities Form of Beneficial
Security Exercise (mm/dd/yy) if any (Instr. of (D) 3 & 4) Security Beneficially Derivative Ownership
(Instr. Price (mm/dd/yy) 8) (Instr. 3, 4, (Instr. Owned Securities: (Instr.
3) of & 5) 5) Following Direct 4)
Derivative Reported (D)
Security Trans- or Indirect
action(s) (I)
(Instr. (Instr.
3, & 4)
4)
----------- ------------ ----------- ------------ --------------------------- ---------------------- ----------------------- ----------- -------------- ------------ -------------
Date Expiration Title Amount
Exer- Date or Number
Code V (A) (D) cisable of Shares
----------- ------------ ----------- ------ -------------- ----------- --------- ----------- ------- -------------- ----------- -------------- ------------ -------------
Deferred
Fee
Phantom
Stock
Units Common
(1) (2) 01/02/2019 A 2,845 (3) (3) Stock 2,845 $7.25 2,845 D
----------- ------------ ----------- ------ ---- -------------- ----------- --------- ----------- ------- -------------- ----------- -------------- ------------ -------------
Explanation of Responses:
(1) - Acquired at a price of $7.25 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.
(2) - Each unit of phantom stock is the economic equivalent of one share of common stock. (3) - Payable beginning one year after termination of service as a director.
By: Brian Sandstrom on behalf of Paula Rosput Reynolds
**Signature of Reporting Person
1/4/2019
Date
1. Name and Address of 2. Issuer Name and Ticker or 5. Relationship of Reporting Person(s)
Reporting Trading Symbol General Electric to Issuer (check all applicable)
Person* Leslie F. Company [GE] _X_ Director 10% Owner
Seidman Officer (give title below) Other (specify
General Electric Company below)
41 Farnsworth Street
Boston MA 02210
3. Date of Earliest Transaction
Required to be Reported (Month/Day/Year)
01/02/2019
-----------------------------------------------
4. If amendment, Date Original 6. Individual or Joint/Group Filing (Check
Filed (Month/Day/Year) Applicable Line)
_X_ Form filed by One Reporting Person
Form filed by More Than One Reporting Person
----------------------------------------------- -------------------------------------------------------------
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title 2. 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount 6. 7. Nature of Indirect
of Transaction Execution Code (A) or Disposed of (D) of Securities Ownership Beneficial Ownership
Security Date Date, if (Instr. 8) (Instr. 3, 4, & 5) Beneficially Form: (Instr. 4)
(Instr. (mm/dd/yy) any Owned Direct
3) (mm/dd/yy) Following (D)
Reported or Indirect
Transaction(s) (I)
(Instr. 3, (Instr.
& 4) 4)
------------ ------------- ----------------- ----------------------- --------------- ------------ ----------------------
Amount (A) Price
Code V or
(D)
------------ ----------- -------- ------- ---- -------- --------------- ------------ ----------------------
Leslie F. Seidman General Electric Company 41 Farnsworth Street
Boston MA 02210
General Electric Company [GE]
Period Of Report 01/02/2019
Table II -Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants,
options, convertible securities)
1. Title 2. Con- 3. Trans- 3A. Deemed 4. Trans- 5. No. of Derivative 6. Date Exercisable 7. Title and 8. Price 9. No. 10. 11. Nature
of version action Execution action Securities Acquired and Expiration Amount of Underlying of of Ownership of Indirect
Derivative or Date Date, Code (A) or Disposed Date (mm/dd/yy) Securities (Instr. Derivative Derivative Form of Beneficial
Security Exercise (mm/dd/yy) if any (Instr. of (D) 3 & 4) Security Securities Derivative Ownership
(Instr. Price (mm/dd/yy) 8) (Instr. 3, 4, (Instr. Beneficially Securities: (Instr.
3) of & 5) 5) Owned Direct 4)
Derivative Following (D)
Security Reported or Indirect
Trans- (I)
action(s) (Instr.
(Instr. 4)
3, &
4)
----------- ------------ ----------- ------------ --------------------------- ---------------------- ---------------------- ----------- ------------- ------------ -------------
Date Expiration Title Amount
Exer- Date or Number
Code V (A) (D) cisable of Shares
----------- ------------ ----------- ------ -------------- ----------- --------- ----------- ------- ------------- ----------- ------------- ------------ -------------
Deferred
Fee
Phantom
Stock
Units Common
(1) (2) 01/02/2019 A 12,414 (3) (3) Stock 12,414 $7.25 25,675 D
----------- ------------ ----------- ------ ---- -------------- ----------- --------- ----------- ------- ------------- ----------- ------------- ------------ -------------
Explanation of Responses:
(1) - Acquired at a price of $7.25 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.
(2) - Each unit of phantom stock is the economic equivalent of one share of common stock. (3) - Payable beginning one year after termination of service as a director.
By: Brian Sandstrom on behalf of Leslie F. Seidman
**Signature of Reporting Person
1/4/2019
Date
1. Name and Address of 2. Issuer Name and Ticker or 5. Relationship of Reporting Person(s)
Reporting Trading Symbol General Electric to Issuer (check all applicable)
Person* James S. Tisch Co. [GE] _X_ Director 10% Owner
General Electric Company Officer (give title below) Other (specify
41 Farnsworth Street below)
Boston MA 02210
3. Date of Earliest Transaction
Required to be Reported (Month/Day/Year)
01/02/2019
-----------------------------------------------
4. If amendment, Date Original 6. Individual or Joint/Group Filing (Check
Filed (Month/Day/Year) Applicable Line)
_X_ Form filed by One Reporting Person
Form filed by More Than One Reporting Person
----------------------------------------------- -------------------------------------------------------------
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title 2. 2A. Deemed 3. Transaction 4. Securities Acquired 5. Amount 6. 7. Nature of Indirect
of Transaction Execution Code (A) or Disposed of (D) of Securities Ownership Beneficial Ownership
Security Date Date, if (Instr. 8) (Instr. 3, 4, & 5) Beneficially Form: (Instr. 4)
(Instr. (mm/dd/yy) any Owned Direct
3) (mm/dd/yy) Following (D)
Reported or Indirect
Transaction(s) (I)
(Instr. 3, (Instr.
& 4) 4)
------------ ------------- ----------------- ----------------------- --------------- ------------ ----------------------
Amount (A) Price
Code V or
(D)
------------ ----------- -------- ------- ---- -------- --------------- ------------ ----------------------
James S. Tisch
General Electric Company 41 Farnsworth Street
Boston MA 02210
General Electric Co. [GE]
Period Of Report 01/02/2019
Table II -Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants,
options, convertible securities)
1. Title 2. Con- 3. Trans- 3A. Deemed 4. Trans- 5. No. of Derivative 6. Date Exercisable 7. Title and 8. Price 9. No. 10. 11. Nature
of version action Execution action Securities Acquired and Expiration Amount of Underlying of of Ownership of Indirect
Derivative or Date Date, Code (A) or Disposed Date (mm/dd/yy) Securities (Instr. Derivative Derivative Form of Beneficial
Security Exercise (mm/dd/yy) if any (Instr. of (D) 3 & 4) Security Securities Derivative Ownership
(Instr. Price (mm/dd/yy) 8) (Instr. 3, 4, (Instr. Beneficially Securities: (Instr.
3) of & 5) 5) Owned Direct 4)
Derivative Following (D)
Security Reported or Indirect
Trans- (I)
action(s) (Instr.
(Instr. 4)
3, &
4)
----------- ------------ ----------- ------------ --------------------------- ---------------------- ---------------------- ----------- ------------- ------------ -------------
Date Expiration Title Amount
Exer- Date or Number
Code V (A) (D) cisable of Shares
----------- ------------ ----------- ------ -------------- ----------- --------- ----------- ------- ------------- ----------- ------------- ------------ -------------
Deferred
Fee
Phantom
Stock
Units Common
(1) (2) 01/02/2019 A 10,862 (3) (3) Stock 10,862 $7.25 122,843 D
----------- ------------ ----------- ------ ---- -------------- ----------- --------- ----------- ------- ------------- ----------- ------------- ------------ -------------
Explanation of Responses:
(1) - Acquired at a price of $7.25 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.
(2) - Each unit of phantom stock is the economic equivalent of one share of common stock. (3) - Payable beginning one year after termination of service as a director.
By: Brian Sandstrom on behalf of James S. Tisch
**Signature of Reporting Person
1/4/2019
Date
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