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| Share Name | Share Symbol | Market | Type | Share ISIN | Share Description |
|---|---|---|---|---|---|
| General Electric Company | LSE:GEC | London | Ordinary Share | COM STK USD0.01 (CDI) |
| Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
|---|---|---|---|---|---|---|---|---|---|---|
| 0.00 | 0.00% | 105.00 | 0.00 | 01:00:00 |
| Industry Sector | Turnover | Profit | EPS - Basic | PE Ratio | Market Cap |
|---|---|---|---|---|---|
| Electrical Machy, Equip, Nec | 69.54B | 9.19B | 8.4404 | 18.21 | 167.28B |
TIDMGEC
RNS Number : 3196M
General Electric Company
26 April 2018
Hot Features
Premium
FORM 3 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL
COMMISSION OMB Number:
Washington, D.C. 20549 3235-0104
Estimated average
INITIAL STATEMENT OF BENEFICIAL burden
OWNERSHIP OF SECURITIES hours per response...
0.5
------
Filed pursuant to Section 16(a)
of the Securities Exchange Act of
1934 or Section 30(h) of the Investment
Company Act of 1940
1. Name and 2. Date of 3. Issuer Name and Ticker or
Address Event Requiring Trading Symbol
of Reporting Statement (MM/DD/YYYY)
Person 4/19/2018 Pivotal Software, Inc. [NYSE:
(*) PVTL]
GENERAL
ELECTRIC
CO
------------- ----------------------------- ------------------------------------------------------------------------
(Last) 4. Relationship of Reporting Person(s) to
(First) Issuer (Check all applicable)
(Middle)
_____ Director ___ X ___ 10% Owner
3135 EASTON _____ Officer (give title below) _____
TURNPIKE Other (specify below)
------------- -------------------------------------------------------------------------------------------------------
(Street) 5. If Amendment, 6. Individual or Joint/Group
Date Original Filing (Check Applicable Line)
FAIRFIELD, CT Filed (MM/DD/YYYY)
06828-0001 ___ Form filed by One Reporting
Person
(City) _ X _ Form filed by More than
(State) (Zip) One Reporting Person
------------- ----------------------------- ------------------------------------------------------------------------
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security 2. Amount of 3. Ownership 4. Nature of Indirect
(Instr. 4) Securities Form: Beneficial Ownership
Beneficially Direct (Instr. 5)
Owned (D) or
(Instr. 4) Indirect
(I)
(Instr.
5)
---------------------------- ------------------------------ -------------- ----------------------------------------
Class A Common Stock 19415075 I (1) See footnote
---------------------------- ------------------------------ -------------- ----------------------------------------
Table II - Derivative Securities Beneficially Owned ( e.g.
, puts, calls, warrants, options, convertible securities)
1. Title 2. Date Exercisable 3. Title 4. Conversion 5. Ownership 6. Nature
of and Expiration and Amount or Exercise Form of of Indirect
Derivate Date of Securities Price Derivative Beneficial
Security (MM/DD/YYYY) Underlying of Derivative Security: Ownership
(Instr. 4) Derivative Security Direct (Instr.
Security (D) or 5)
(Instr. Indirect
4) (I)
(Instr.
5)
----------- ----------------------------- ------------------------------ -------------- ------------ ------------
Date Expiration Title Amount
Exercisable Date or Number
of Shares
------------- -------------- -------------- --------------
Explanation of Responses:
(1) This statement is being filed by General Electric Company
and GE International Holdings B.V. General Electric Company,
as the ultimate parent of GE International Holdings B.V.,
is the sole beneficial owner of all shares of Class A
common stock owned of record by GE International Holdings
B.V.
Reporting Owners
Reporting Owner Name Relationships
/ Address
------------------------- -----------------------------------
Director 10% Owner Officer Other
-------- --------- ------- -----
GENERAL ELECTRIC X
CO
3135 EASTON TURNPIKE
FAIRFIELD, CT 06828-0001
------------------------- -------- --------- ------- -----
GE International X
Holdings B.V.
BERGSCHOT 69, 2,
4817PA
BREDA, P7 00000
------------------------- -------- --------- ------- -----
Signatures
/s/ Alana L. Griffin, 4/19/2018
attorney-in-fact
------------------------- ---------
** Signature of Reporting Date
Person
Reminder: Report on a separate line for each class of securities
beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person,
see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute
Federal Criminal Violations. See 18 U.S.C. 1001 and 15
U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually
signed. If space is insufficient, see Instruction 6 for
procedure.
Persons who respond to the collection of information contained
in this form are not required to respond unless the form
displays a currently valid OMB control number.
POWER OF ATTORNEY
The undersigned, General Electric Company, a New York company
(hereinafter referred to as the "Company") does hereby make, constitute and
appoint each of the persons listed below as the Company's true and lawful agent
and attorney-in-fact (hereinafter referred to as the "Attorney") to act either
together or alone in the name and on behalf of the Company for and with respect
to the matters hereinafter described.
Name of Attorney:
Alana L. Griffin Robert Morimoto
Each Attorney shall have the power and authority to execute and deliver
any Schedule 13D, Schedule 13G or Forms 3, 4 and 5 or any amendments thereto
required to be filed with the Securities and Exchange Commission under the
Securities Exchange Act of 1934 on behalf of the Company with regard to any
securities owned by the Company or any of their subsidiaries; and, in connection
with the foregoing, to execute and deliver all documents, acknowledgments,
consents and other agreements and to take such further action as may be
necessary or convenient for the Company in order to more effectively carry out
the intent and purpose of the foregoing.
Agreements, commitments, documents, instruments and other writings
executed by the Attorney in accordance with the terms hereof shall be binding
upon the Company without attestation and without affixation of the seal of the
Company. The Power of Attorney conferred hereby shall not be delegable by any
Attorney. The Attorney shall serve without compensation for acting in the
capacity of agent and attorney-in-fact hereunder.
Unless revoked by the Company, this Power of Attorney shall be governed
under the laws of the State of New York.
IN WITNESS WHEREOF, the Company has caused this Power of Attorney to be
executed as of April 18, 2018.
GENERAL ELECTRIC COMPANY
By: /s/ Christoph A. Pereira
Christoph A. Pereira
Vice President,
Chief Corporate, Securities & Finance Counsel
POWER OF ATTORNEY
Know all by these presents, that the undersigned hereby constitutes and appoints
each of Alana L. Griffin and Robert Morimoto as the undersigned's true and
lawful attorneys-in-fact to:
(1) execute for and on behalf of the undersigned, in the undersigned's capacity
as a stockholder of Pivotal Software, Inc. (the "Company"), Forms 3, 4 and 5,
including any amendments thereto, in accordance with Section 16(a) of the
Securities Exchange Act of 1934 and the rules and regulations thereunder (the
"Exchange Act");
(2) do and perform any and all acts for and on behalf of the undersigned which
may be necessary or desirable to complete and execute any such Form 3, 4 or 5,
complete and execute any amendment or amendments thereto and timely file such
form with the United States Securities and Exchange Commission and the
applicable stock exchange or similar authority; and
(3) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of any of such attorneys-in-fact, may be of
benefit to, in the best interest of, or legally required by, the undersigned, it
being understood that the documents executed by any of such attorneys-in-fact on
behalf of the undersigned pursuant to this Power of Attorney shall be in such
form and shall contain such terms and conditions as any of such attorneys-in-
fact may approve in his discretion.
The undersigned hereby grants to each such attorney-in-fact full power and
authority to act separately and to do and perform any and every act and thing
whatsoever requisite, necessary, or proper to be done in the exercise of any of
the rights and powers herein granted, as fully to all intents and purposes as
the undersigned might or could do if personally present, with full power of
substitution or revocation, hereby ratifying and confirming all that any of such
attorneys-in-fact, or the substitute or substitutes of any of such attorneys-in-
fact, shall lawfully do or cause to be done by virtue of this Power of Attorney
and the rights and powers herein granted. The undersigned acknowledges that the
foregoing attorneys-in-fact, in serving in such capacity at the request of the
undersigned, are not assuming, nor is the Company assuming, any of the
undersigned's responsibilities to comply with Section 16 of the Exchange Act.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4 and 5 with respect to the
undersigned's holdings of and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing delivered to the
foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of April 16, 2018.
GE INTERNATIONAL HOLDINGS B.V.
Signature: /s/ Arjan Cornelis van der Linde
Name: Arjan Cornelis van der Linde
Title: Managing Director
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL
COMMISSION OMB Number:
[ ] Check Washington, D.C. 20549 3235-0287
this box if Estimated
no longer STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP average burden
subject to OF SECURITIES hours per
Section 16. response...
Form 4 or 0.5
Form 5 obligations
may continue.
See Instruction
1(b).
-------------------
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section
30(h) of the Investment Company Act of
1940
1. Name and Address 2. Issuer Name and 5. Relationship of
of Reporting Person Ticker or Trading Symbol Reporting Person(s)
(*) to Issuer (Check all
Pivotal Software, Inc. applicable)
GENERAL ELECTRIC CO [ NYSE: PVTL ]
_____ Director __ X
__ 10% Owner
_____ Officer (give
title below) _____
Other (specify below)
------------------------------------------------------------- -------------------------------------------------- --------------------------------------------------------------
(Last) (First) (Middle) 3. Date of Earliest
Transaction (MM/DD/YYYY)
41 FARNSWORTH STREET
4/24/2018
------------------------------------------------------------- --------------------------------------------------
(Street) 4. If Amendment, Date 6. Individual or Joint/Group
Original Filed (MM/DD/YYYY) Filing (Check Applicable
Line)
BOSTON, MA 02210 ___ Form filed by One
Reporting Person
(City) (State) (Zip) _ X _ Form filed by
More than One Reporting
Person
------------------------------------------------------------- -------------------------------------------------- --------------------------------------------------------------
Table I - Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
1.Title of 2. Trans. 2A. 3. 4. Securities 5. Amount 6. Ownership 7. Nature
Security Date Deemed Trans. Acquired of Securities Form: Direct of Indirect
(Instr. 3) Execution Code (A) or Disposed Beneficially (D) or Indirect Beneficial
Date, (Instr. of (D) Owned Following (I) (Instr. Ownership
if any 8) (Instr. Reported 4) (Instr.
3, 4 and Transaction(s) 4)
5) (Instr.
3 and 4)
----------------------- ----------- ---------------------- ---------------- ------------------------- ---------------- -------------------------- ------------------------
(A)
or
Code V Amount (D) Price
------- ------- -------- --- ----------
Class A Common
Stock 4/24/2018 S 3883000 D $15.00 15532075 I (1) See footnote
----------------------- ----------- ---------------------- ------- ------- -------- --- ---------- ---------------- -------------------------- ------------------------
Table II - Derivative Securities Beneficially Owned ( e.g.
, puts, calls, warrants, options, convertible securities)
1. Title 2. 3. 3A. 4. 5. Number 6. Date Exercisable 7. Title 8. Price 9. Number 10. 11.
of Conversion Trans. Deemed Trans. of Derivative and Expiration and Amount of of derivative Ownership Nature
Derivate or Date Execution Code Securities Date of Securities Derivative Securities Form of Indirect
Security Exercise Date, (Instr. Acquired Underlying Security Beneficially of Beneficial
(Instr. Price if any 8) (A) Derivative (Instr. Owned Derivative Ownership
3) of or Disposed Security 5) Following Security: (Instr.
Derivative of (D) (Instr. Reported Direct 4)
Security (Instr. 3 and Transaction(s) (D)
3, 4 4) (Instr. or
and 4) Indirect
5) (I)
(Instr.
4)
--------- ----------- ----------- ----------- ---------- ---------------- ------------------------- ---------------- ---------- -------------- ---------- ------------
Date Expiration Title Amount
Exercisable Date or
Number
of
Code V (A) (D) Shares
------ -------- ---------------------------- ------------- ---------- ------ --------
Explanation of Responses:
(1) This statement is being filed by General Electric Company
and GE International Holdings B.V. General Electric Company,
as the ultimate parent of GE International Holdings B.V.,
is the sole beneficial owner of all shares of Class A
common stock owned of record by GE International Holdings
B.V.
Reporting Owners
Reporting Owner Name Relationships
/ Address
--------------------- -----------------------------------
Director 10% Owner Officer Other
-------- --------- ------- -----
GENERAL ELECTRIC X
CO
41 FARNSWORTH STREET
BOSTON, MA 02210
--------------------- -------- --------- ------- -----
GE International X
Holdings B.V.
BERGSCHOT 69, 2,
4817PA
BREDA, P7 00000
--------------------- -------- --------- ------- -----
Signatures
/s/ Alana L. Griffin, 4/26/2018
attorney-in-fact
------------------------- ---------
** Signature of Reporting Date
Person
Reminder: Report on a separate line for each class of securities
beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person,
see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute
Federal Criminal Violations. See 18 U.S.C. 1001 and 15
U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually
signed. If space is insufficient, see Instruction 6 for
procedure.
Persons who respond to the collection of information contained
in this form are not required to respond unless the form
displays a currently valid OMB control number.
This information is provided by RNS
The company news service from the London Stock Exchange
END
DSHEAFLKASNPEAF
(END) Dow Jones Newswires
April 27, 2018 02:00 ET (06:00 GMT)
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