General Electric Company Director/PDMR Shareholding (5106D)

TIDMGEC

RNS Number : 5106D

General Electric Company

31 January 2018

 
FORM 4                   UNITED STATES SECURITIES AND EXCHANGE      OMB APPROVAL 
                                       COMMISSION                    OMB Number: 
 [ ] Check                       Washington, D.C. 20549              3235-0287 
 this box if                                                         Estimated 
 no longer            STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP   average burden 
 subject to                          OF SECURITIES                   hours per 
 Section 16.                                                         response... 
 Form 4 or                                                           0.5 
 Form 5 obligations 
 may continue. 
 See Instruction 
 1(b). 
------------------- 
                        Filed pursuant to Section 16(a) of the 
                       Securities Exchange Act of 1934 or Section 
                         30(h) of the Investment Company Act of 
                                          1940 
 
 
1. Name and Address                                             2. Issuer Name and                                       5. Relationship of 
 of Reporting Person                                             Ticker or Trading Symbol                                 Reporting Person(s) 
 (*)                                                                                                                      to Issuer (Check all 
                                                                 GENERAL ELECTRIC CO                                      applicable) 
 DIMITRIEF ALEXANDER                                             [ GE ] 
                                                                                                                          _____ Director _____ 
                                                                                                                          10% Owner 
                                                                                                                          __ X __ Officer (give 
                                                                                                                          title below) _____ 
                                                                                                                          Other (specify below) 
                                                                                                                          Senior Vice President 
--------------------------------------------------------------  -------------------------------------------------------  -------------------------------------------------------------- 
                   (Last) (First) (Middle)                                        3. Date of Earliest 
                                                                                Transaction (MM/DD/YYYY) 
                   GENERAL ELECTRIC COMPANY, 
                     41 FARNSWORTH STREET                                              1/26/2018 
--------------------------------------------------------------  ------------------------------------------------------- 
                           (Street)                                              4. If Amendment, Date                   6. Individual or Joint/Group 
                                                                              Original Filed (MM/DD/YYYY)                 Filing (Check Applicable 
                                                                                                                          Line) 
 
                       BOSTON, MA 02210                                                                                   _ X _ Form filed by 
                                                                                                                           One Reporting Person 
                     (City) (State) (Zip)                                                                                  ___ Form filed by 
                                                                                                                           More than One Reporting 
                                                                                                                           Person 
--------------------------------------------------------------  -------------------------------------------------------  -------------------------------------------------------------- 
 
                                                               Table I - Non-Derivative Securities Acquired, Disposed of, 
                                                                                 or Beneficially Owned 
1.Title of               2. Trans.    2A.                      3.             4. Securities                      5. Amount         6.          7. Nature 
 Security                 Date         Deemed                   Trans.         Acquired                           of Securities    Ownership    of Indirect 
 (Instr. 3)                            Execution                Code           (A) or                             Beneficially     Form:        Beneficial 
                                       Date,                    (Instr.        Disposed                           Owned Following  Direct       Ownership 
                                       if any                   8)             of (D)                             Reported         (D) or       (Instr. 
                                                                               (Instr.                            Transaction(s)   Indirect     4) 
                                                                               3, 4 and                           (Instr.          (I) 
                                                                               5)                                 3 and 4)         (Instr. 
                                                                                                                                   4) 
-----------------------  -----------  -----------------------  -------------  ---------------------------------  ----------------  ----------  ---------------------------------------- 
                                                                                            (A) 
                                                                                             or 
                                                                Code     V     Amount       (D)        Price 
                                                               ------  -----  --------  -----------  ---------- 
Common Stock              1/26/2018                              P              1181         A         $16.00         81185            D 
-----------------------  -----------  -----------------------  ------  -----  --------  -----------  ----------  ----------------  ----------  ---------------------------------------- 
Common Stock              1/29/2018                              P              1508         A         $16.28         75224            I       401(k) 
-----------------------  -----------  -----------------------  ------  -----  --------  -----------  ----------  ----------------  ----------  ---------------------------------------- 
 
                                                               Table II - Derivative Securities Beneficially Owned ( e.g. 
                                                               , puts, calls, warrants, options, convertible securities) 
1. Title   2.           3.           3A.          4.          5. Number                 6. Date Exercisable      7. Title          8. Price    9. Number       10.         11. 
 of         Conversion  Trans.       Deemed        Trans.      of Derivative             and Expiration           and Amount       of          of derivative   Ownership    Nature 
 Derivate   or          Date         Execution     Code        Securities                Date                     of Securities    Derivative  Securities      Form         of Indirect 
 Security   Exercise                 Date,         (Instr.     Acquired                                           Underlying       Security    Beneficially    of           Beneficial 
 (Instr.    Price                    if any        8)          (A)                                                Derivative       (Instr.     Owned           Derivative   Ownership 
 3)         of                                                 or Disposed                                        Security         5)          Following       Security:    (Instr. 
            Derivative                                         of (D)                                             (Instr.                      Reported        Direct       4) 
            Security                                           (Instr.                                            3 and                        Transaction(s)  (D) 
                                                               3, 4                                               4)                           (Instr.         or 
                                                               and                                                                             4)              Indirect 
                                                               5)                                                                                              (I) 
                                                                                                                                                               (Instr. 
                                                                                                                                                               4) 
---------  -----------  -----------  -----------  ----------  ------------------------  -----------------------  ----------------  ----------  --------------  ----------  ------------ 
                                                                                        Date         Expiration  Title   Amount 

                                                                                        Exercisable   Date               or 
                                                                                                                         Number 
                                                                                                                         of 
                             Code   V        (A)                     (D)                                                 Shares 
                            ------      -------------  -------------------------------  -----------  ----------  ------  -------- 
 
 
 
Explanation of 
 Responses: 
 
 
Reporting Owners 
Reporting Owner Name                Relationships 
 / Address 
---------------------  --------------------------------------- 
                       Director  10% Owner  Officer      Other 
                       --------  ---------  -----------  ----- 
DIMITRIEF ALEXANDER                         Senior Vice 
 GENERAL ELECTRIC                            President 
 COMPANY 
 41 FARNSWORTH STREET 
 BOSTON, MA 02210 
---------------------  --------  ---------  -----------  ----- 
 
 
Signatures 
By Brian Sandstrom on behalf        1/30/2018 
 of Alexander Dimitrief 
--------------------------------    --------- 
** Signature of Reporting Person      Date 
 
 
Reminder: Report on a separate line for each class of securities 
 beneficially owned directly or indirectly. 
*      If the form is filed by more than one reporting person, 
        see Instruction 4(b)(v). 
**     Intentional misstatements or omissions of facts constitute 
        Federal Criminal Violations. See 18 U.S.C. 1001 and 15 
        U.S.C. 78ff(a). 
Note:  File three copies of this Form, one of which must be manually 
        signed. If space is insufficient, see Instruction 6 for 
        procedure. 
Persons who respond to the collection of information contained 
 in this form are not required to respond unless the form 
 displays a currently valid OMB control number. 
 

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January 31, 2018 08:53 ET (13:53 GMT)