Share Name Share Symbol Market Type Share ISIN Share Description
Gen.Electric LSE:GEC London Ordinary Share US3696041033 COM STK USD0.06
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  +0.00 € +0.00% 19.00 € 0.00 € 0.00 € - - - 0 06:42:43
Industry Sector Turnover (m) Profit (m) EPS - Basic PE Ratio Market Cap (m)
Unknown - - - - 195,475.14

General Electric Company Director/PDMR Shareholding

06/11/2017 7:00am

UK Regulatory (RNS & others)


TIDMGEC

RNS Number : 5858V

General Electric Company

03 November 2017

 
FORM 3   UNITED STATES SECURITIES AND EXCHANGE    OMB APPROVAL 
                       COMMISSION                  OMB Number: 
                 Washington, D.C. 20549            3235-0104 
                                                   Estimated average 
             INITIAL STATEMENT OF BENEFICIAL       burden 
                 OWNERSHIP OF SECURITIES           hours per response... 
                                                   0.5 
------ 
            Filed pursuant to Section 16(a) 
            of the Securities Exchange Act of 
         1934 or Section 30(h) of the Investment 
                   Company Act of 1940 
 
 
1. Name and          2. Date of          3. Issuer Name and Ticker or 
Address            Event Requiring        Trading Symbol 
of Reporting    Statement (MM/DD/YYYY) 
Person                11/1/2017           GENERAL ELECTRIC CO [GE] 
(*) 
 
Miller Jamie 
S 
------------  -------------------------  ------------------------------------------------------------------- 
   (Last)     4. Relationship of Reporting Person(s) to 
  (First)      Issuer (Check all applicable) 
  (Middle) 
               _____ Director _____ 10% Owner 
  GENERAL      ___ X ___ Officer (give title below) _____ 
  ELECTRIC     Other (specify below) 
COMPANY, 41    Senior Vice President / 
 FARNSWORTH 
   STREET 
------------  ---------------------------------------------------------------------------------------------- 
  (Street)        5. If Amendment,       6. Individual or Joint/Group 
                    Date Original         Filing (Check Applicable Line) 
 BOSTON, MA       Filed (MM/DD/YYYY) 
   02210                                  _ X _ Form filed by One Reporting 
                                          Person 
   (City)                                 ___ Form filed by More than 
  (State)                                 One Reporting Person 
   (Zip) 
------------  -------------------------  ------------------------------------------------------------------- 
 
                            Table I - Non-Derivative Securities Beneficially Owned 
 1.Title of Security       2. Amount of                3. Ownership  4. Nature of Indirect 
  (Instr. 4)                Securities                  Form:         Beneficial Ownership 
                            Beneficially                Direct        (Instr. 5) 
                            Owned                       (D) or 
                            (Instr. 4)                  Indirect 
                                                        (I) 
                                                        (Instr. 
                                                        5) 
-------------------------  --------------------------  ------------  --------------------------------------- 
 Common Stock                        240207                 D 
-------------------------  --------------------------  ------------  --------------------------------------- 
 
                          Table II - Derivative Securities Beneficially Owned ( e.g. 
                          , puts, calls, warrants, options, convertible securities) 
 1. Title of  2. Date Exercisable        3. Title and                4.            5.           6. Nature 
 Derivate      and Expiration             Amount of                  Conversion    Ownership     of Indirect 
 Security      Date                       Securities                 or Exercise   Form of       Beneficial 
 (Instr. 4)    (MM/DD/YYYY)               Underlying                 Price         Derivative    Ownership 
                                          Derivative                 of            Security:     (Instr. 
                                          Security                   Derivative    Direct        5) 
                                          (Instr. 4)                 Security      (D) or 
                                                                                   Indirect 
                                                                                   (I) 
                                                                                   (Instr. 
                                                                                   5) 
------------  -------------------------  --------------------------  ------------  -----------  ------------ 
              Date         Expiration    Title         Amount 
              Exercisable  Date                        or Number 
                                                       of Shares 
              -----------  ------------  ------------  ------------ 
 Restricted 
  Stock                                     Common 
  Units           (2)           (2)         Stock         15000          (1)            D 
------------  -----------  ------------  ------------  ------------  ------------  -----------  ------------ 
 Restricted 
  Stock                                     Common 
  Units           (3)           (3)         Stock         30000          (1)            D 
------------  -----------  ------------  ------------  ------------  ------------  -----------  ------------ 
 Restricted 
  Stock                                     Common 
  Units           (4)           (4)         Stock         18000          (1)            D 
------------  -----------  ------------  ------------  ------------  ------------  -----------  ------------ 
 Restricted 
  Stock                                     Common 
  Units           (5)           (5)         Stock         40000           (1)           D 
------------  -----------  ------------  ------------  ------------  ------------  -----------  ------------ 
 Restricted 
  Stock                                     Common 
  Units           (6)           (6)         Stock         16000           (1)           D 
------------  -----------  ------------  ------------  ------------  ------------  -----------  ------------ 
 Restricted 
  Stock                                     Common 
  Units           (7)           (7)         Stock         50000           (1)           D 
------------  -----------  ------------  ------------  ------------  ------------  -----------  ------------ 
 Restricted 
  Stock                                     Common 
  Units           (8)           (8)         Stock         21000           (1)           D 
------------  -----------  ------------  ------------  ------------  ------------  -----------  ------------ 
 Employee 
  Stock 
  Option 
  (right 
  to buy)                                   Common 
  (9)          9/7/2013      9/7/2022       Stock         325000        $21.59          D 
------------  -----------  ------------  ------------  ------------  ------------  -----------  ------------ 
 Employee 
  Stock 
  Option 
  (right 
  to buy)                                   Common 
  (9)          9/13/2014    9/13/2023       Stock         350000        $23.78          D 
------------  -----------  ------------  ------------  ------------  ------------  -----------  ------------ 
 Employee 
  Stock 
  Option 
  (right 
  to buy)                                   Common 
  (9)          9/5/2015      9/5/2024       Stock         400000        $26.10          D 
------------  -----------  ------------  ------------  ------------  ------------  -----------  ------------ 
 Employee 
  Stock 
  Option 
  (right 
  to buy)                                   Common 
  (9)          9/11/2016    9/11/2025       Stock         150000        $24.95          D 
------------  -----------  ------------  ------------  ------------  ------------  -----------  ------------ 
 Employee 
  Stock 
  Option 
  (right 
  to buy)                                   Common 
  (9)          9/9/2017      9/9/2026       Stock         150000        $30.11          D 
------------  -----------  ------------  ------------  ------------  ------------  -----------  ------------ 
 Employee 
  Stock 
  Option 
  (right 
  to buy)                                   Common 
  (9)          9/6/2018      9/6/2027       Stock         150000        $24.92          D 
------------  -----------  ------------  ------------  ------------  ------------  -----------  ------------ 
 
 
 
Explanation of Responses: 
(1)  1-for-1 
(2)  75,000 units granted on 7/25/2013; 15,000 units vested 
      on 7/25/2014; 15,000 units vested on 7/25/2015; 15,000 
      units vested on 7/25/2016; 15,000 units vested on 7/25/2017; 
      and 15,000 units are scheduled to vest on 7/25/2018. 
(3)  75,000 units granted on 7/24/2014; 15,000 units vested 
      on 7/24/2015; 15,000 units vested on 7/24/2016; 15,000 
      units vested on 7/24/2017; 15,000 units are scheduled 
      to vest on 7/24/2018; and 15,000 units are scheduled 
      to vest on 7/24/2019. 
(4)  30,000 units granted on 9/11/2015; 6,000 units vested 
      on 9/11/2016; 6,000 units vested on 9/11/2017; 6,000 
      units are scheduled to vest on 9/11/2018; 6,000 units 
      are scheduled to vest on 9/11/2019; and 6,000 units are 
      scheduled to vest on 9/11/2020. 
(5)  50,000 units granted on 7/28/2016; 10,000 units vested 
      on 7/28/2017; 10,000 units are scheduled to vest on 7/28/2018; 
      10,000 units are scheduled to vest on 7/28/2019; 10,000 
      units are scheduled to vest on 7/28/2020; 10,000 units 
      are scheduled to vest on 7/28/2021. 
(6)  20,000 units granted on 9/9/2016; 4,000 units vested 
      on 9/9/2017; 4,000 units are scheduled to vest on 9/9/2018; 
      4,000 units are scheduled to vest on 9/9/2019; 4,000 
      units are scheduled to vest on 9/9/2020; 4,000 units 
      are scheduled to vest on 9/9/2021. 
(7)  50,000 units granted on 7/27/2017; 25,000 units are scheduled 
      to vest on 7/27/2020; 25,000 units are scheduled to vest 
      on 7/27/2022. 
(8)  21,000 units granted on 9/6/2017; 4,200 units are scheduled 
      to vest on 9/6/2018; 4,200 units are scheduled to vest 
      on 9/6/2019; 4,200 units are scheduled to vest on 9/6/2020; 
      4,200 units are scheduled to vest on 9/6/2021; 4,200 
      units are scheduled to vest on 9/6/2022. 
(9)  The options become exercisable in five equal installments 
      of 20% each beginning on the "Date Exercisable" shown 
      to the right, and another 20% become exercisable each 
      year thereafter. 
 
 
Reporting Owners 
Reporting Owner Name                Relationships 
 / Address 
---------------------  --------------------------------------- 
                       Director  10% Owner  Officer      Other 
                       --------  ---------  -----------  ----- 
Miller Jamie S                              Senior Vice 
 GENERAL ELECTRIC                            President 
 COMPANY 
 41 FARNSWORTH STREET 
 BOSTON, MA 02210 
---------------------  --------  ---------  -----------  ----- 
 
 
Signatures 
Brian Sandstrom on behalf    11/3/2017 
 of Jamie S. Miller 
-------------------------    --------- 
** Signature of Reporting      Date 
          Person 
 
 
Reminder: Report on a separate line for each class of securities 
 beneficially owned directly or indirectly. 
*      If the form is filed by more than one reporting person, 
        see Instruction 5(b)(v). 
**     Intentional misstatements or omissions of facts constitute 
        Federal Criminal Violations. See 18 U.S.C. 1001 and 15 
        U.S.C. 78ff(a). 
Note:  File three copies of this Form, one of which must be manually 
        signed. If space is insufficient, see Instruction 6 for 
        procedure. 
Persons who respond to the collection of information contained 
 in this form are not required to respond unless the form 
 displays a currently valid OMB control number. 
 

Limited Power of Attorney for Section 16 Reporting Obligations.

I, Jamie Miller, hereby appoint GE to assist me in the preparation and

filing of Section 16 reports, and execute the below Power of Attorney

for this purpose.

I am an officer of General Electric Company (GE) and, until further

written notice, I hereby individually authorize Christoph Pereira

(GE's Vice President, Chief Corporate, Securities and Finance Counsel),

Aaron Briggs (GE's Executive Corporate, Securities and Finance Counsel),

Brian Sandstrom (GE's Executive Corporate, Securities and Finance Counsel)

and Brandon Smith (GE's Executive Corporate, Securities and Finance

Counsel) to sign on my behalf any Form 3, Form 4, Form 5, Form 144 or

related form that I have filed or may file hereafter in connection with

my direct or indirect beneficial ownership of GE securities, and to

take any other action of any type whatsoever in connection with the

foregoing that in his opinion may be for the benefit of, in the best

interest of, or legally required by me.

Signed: /s/ Jamie S. Miller

Date: 10/8/2017

This information is provided by RNS

The company news service from the London Stock Exchange

END

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