General Electric Company Director/PDMR Shareholding (2952Q)

TIDMGEC

RNS Number : 2952Q

General Electric Company

08 September 2017

SEC Form 4

 
                  FORM 4                    UNITED STATES SECURITIES AND EXCHANGE                   OMB APPROVAL 
                                                          COMMISSION                  -------------------------------- 
                                                    Washington, D.C. 20549            OMB Number:           3235-0287 
                                                                                          Estimated average burden 
                                              STATEMENT OF CHANGES IN BENEFICIAL       hours per response:         0.5 
                                                          OWNERSHIP                   -------------------------------- 
 
                                            Filed pursuant to Section 16(a) of the 
                                               Securities Exchange Act of 1934 
                                              or Section 30(h) of the Investment 
                                                     Company Act of 1940 
   Check this box if no longer subject to 
   Section 16. Form 4 or Form 5 
   obligations may continue. 
   See Instruction 1(b). 
 
 
 
 1. Name and Address of         2. Issuer Name     5. Relationship of Reporting Person(s) to Issuer 
 Reporting                      and Ticker or       (Check all applicable)   Director                      10% Owner 
 Person(*)DIMITRIEF ALEXANDER   Trading Symbol      X  Officer (give title below)    Other (specify below) 
                                GENERAL ELECTRIC                    Senior Vice President 
 (Last)  (First)  (Middle)      CO [ GE ] 
 GENERAL ELECTRIC COMPANY 
 41 FARNSWORTH STREET 
 (Street)BOSTON   MA   02210 
 
 (City)  (State)  (Zip) 
-----------------------------  -----------------  ------------------------------------------------------------------------------------------------- 
                                3. Date of 
                                Earliest 
                                Transaction 
                                (Month/Day/Year) 
                                09/06/2017 
-----------------------------  -----------------  ------------------------------------------------------------------------------------------------- 
                                4. If Amendment,   6. Individual or Joint/Group Filing (Check Applicable Line)X  Form filed by One Reporting Person 
                                Date of Original       Form filed by More than One Reporting Person 
                                Filed 
                                (Month/Day/Year) 
-----------------------------  -----------------  ------------------------------------------------------------------------------------------------- 
 
 
                             Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
------------------------------------------------------------------------------------------------------------------------------------------ 
 1. Title   2. Transaction     2A. Deemed         3. Transaction   4. Securities Acquired      5. Amount of     6.          7. Nature of 
 of         Date               Execution Date,    Code (Instr.     (A) or Disposed Of (D)      Securities       Ownership   Indirect 
 Security   (Month/Day/Year)   if any             8)               (Instr. 3, 4 and 5)         Beneficially     Form:       Beneficial 
 (Instr.                       (Month/Day/Year)                                                Owned            Direct      Ownership 
 3)                                                                                            Following        (D) or      (Instr. 4) 
                                                                                               Reported         Indirect 
                                                                                               Transaction(s)   (I) 
                                                                                               (Instr. 3 and    (Instr. 
                                                                                               4)               4) 
---------  -----------------  -----------------  ---------------  --------------------------  ---------------  ----------  --------------- 
                                                  Code   V         Amount   (A)   Price 
                                                                            or 
                                                                            (D) 
---------  -----------------  -----------------  -----  --------  -------  ----  -----------  ---------------  ----------  --------------- 
 
 
 
                                                                       Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                               (e.g., puts, calls, warrants, options, convertible securities) 
--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- 
 1. Title of       2.           3. Transaction     3A. Deemed         4. Transaction   5. Number of           6. Date Exercisable and          7. Title and Amount   8. Price     9. Number of     10.         11. Nature 
 Derivative        Conversion   Date               Execution Date,    Code (Instr.     Derivative             Expiration Date                  of Securities         of           derivative       Ownership   of Indirect 
 Security          or           (Month/Day/Year)   if any             8)               Securities Acquired    (Month/Day/Year)                 Underlying            Derivative   Securities       Form:       Beneficial 
 (Instr. 3)        Exercise                        (Month/Day/Year)                    (A) or Disposed of                                      Derivative Security   Security     Beneficially     Direct      Ownership 
                   Price of                                                            (D) (Instr. 3, 4 and                                    (Instr. 3 and 4)      (Instr. 5)   Owned            (D) or      (Instr. 4) 
                   Derivative                                                          5)                                                                                         Following        Indirect 
                   Security                                                                                                                                                       Reported         (I) 
                                                                                                                                                                                  Transaction(s)   (Instr. 
                                                                                                                                                                                  (Instr.          4) 
                                                                                                                                                                                  4) 
----------------  -----------  -----------------  -----------------  ---------------  ---------------------  -------------------------------  --------------------  -----------  ---------------  ----------  ------------- 
                                                                                                                                                        Amount or 
                                                                                                              Date                                      Number of 
                                                                      Code   V         (A)       (D)          Exercisable   Expiration Date    Title    Shares 
----------------  -----------  -----------------  -----------------  -----  --------  --------  -----------  ------------  -----------------  -------  -----------  -----------  ---------------  ----------  ------------- 
 Employee Stock 
  Option (right                                                                                                                                Common 
  to buy)            $24.92        09/06/2017                          A               117,000                    (1)          09/06/2027      Stock     117,000         $0          117,000           D 
----------------  -----------  -----------------  -----------------  -----  --------  --------  -----------  ------------  -----------------  -------  -----------  -----------  ---------------  ----------  ------------- 
 Restricted                                                                                                                                    Common 
  Stock Unit          (2)          09/06/2017                          A               17,000                     (3)             (3)          Stock      17,000         $0           17,000           D 
----------------  -----------  -----------------  -----------------  -----  --------  --------  -----------  ------------  -----------------  -------  -----------  -----------  ---------------  ----------  ------------- 
 
 
Explanation of Responses: 
1. The Stock Options become exercisable in five equal annual installments of 20% each beginning 
 on the first anniversary of the grant date. 
2. 1 for 1 
3. The Restricted Stock Units vest in five equal annual installments of 20% each beginning 
 on the first anniversary of the grant date. 
Remarks: 
 
 
 
  Brian Sandstrom on behalf of Alexander Dimitrief                                      09/08/2017 
  ** Signature of Reporting Person                                                      Date 
Reminder: Report on a separate line for each class of securities beneficially owned directly 
 or indirectly. 

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
 see Instruction 6 for procedure. 
Persons who respond to the collection of information contained in this form are not required 
 to respond unless the form displays a currently valid OMB Number. 
 

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September 11, 2017 02:00 ET (06:00 GMT)