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FCIF Funding Circle Sme Income Fund Limited

82.70
0.00 (0.00%)
28 Mar 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type Share ISIN Share Description
Funding Circle Sme Income Fund Limited LSE:FCIF London Ordinary Share GG00BYYJCZ96 ORD NPV
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 82.70 82.40 83.00 0.00 00:00:00
Industry Sector Turnover Profit EPS - Basic PE Ratio Market Cap
0 0 N/A 0

Funding Circle SME Income Fund Ltd Holding(s) in Company (3086W)

13/11/2017 10:07am

UK Regulatory


Funding Circle Sme Income (LSE:FCIF)
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From Mar 2019 to Mar 2024

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TIDMFCIF TIDMSLA

RNS Number : 3086W

Funding Circle SME Income Fund Ltd

13 November 2017

Funding Circle SME Income Fund Limited (FCIF)

NOT FOR RELEASE, DISTRIBUTION OR PUBLICATION, IN WHOLE OR IN PART, IN OR INTO THE UNITED STATES

*****

13 November 2017

Notification of Major Interests in Shares

The Company announces that it has received the following TR-1 Notification which is set out below.

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant 
  issuer and to the FCA in Microsoft Word format if possible)(i) 
------------------------------------------------------------------------------------------------------ 
 
 1a. Identity of the issuer                                     Funding Circle SME Income 
  or the underlying issuer                                             Fund Limited 
  of existing shares to which 
  voting rights are attached: 
-------------------------------------------------  --------------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer 
  (please mark with an "X" if appropriate) 
------------------------------------------------------------------------------------------------------ 
 Non-UK issuer                                                                                 X 
---------------------------------------------------------------------------------------  ------------- 
 2. Reason for the notification (please mark the appropriate 
  box or boxes with an "X") 
------------------------------------------------------------------------------------------------------ 
 An acquisition or disposal of voting rights                                                   X 
---------------------------------------------------------------------------------------  ------------- 
 An acquisition or disposal of financial instruments 
---------------------------------------------------------------------------------------  ------------- 
 An event changing the breakdown of voting rights 
---------------------------------------------------------------------------------------  ------------- 
 Other (please specify)(iii) : 
---------------------------------------------------------------------------------------  ------------- 
 3. Details of person subject to the notification obligation 
 Name                                               Aggregate of Standard Life 
                                                     Aberdeen plc affiliated investment 
                                                     management entities with 
                                                     delegated voting rights on 
                                                     behalf of multiple managed 
                                                     portfolios 
 City and country of registered                     Edinburgh, Scotland 
  office (if applicable) 
 4. Full name of shareholder(s) (if different from 3.)(v) 
------------------------------------------------------------------------------------------------------ 
 Name 
-------------------------------------------------  --------------------------------------------------- 
 City and country of registered 
  office (if applicable) 
-------------------------------------------------  --------------------------------------------------- 
 5. Date on which the threshold                     08/11/2017 
  was crossed or reached(vi) 
  : 
-------------------------------------------------  --------------------------------------------------- 
 6. Date on which issuer notified                   10/11/2017 
  (DD/MM/YYYY): 
-------------------------------------------------  --------------------------------------------------- 
 7. Total positions of person(s) subject to the notification 
  obligation 
------------------------------------------------------------------------------------------------------ 
                               % of voting            % of voting          Total of       Total number 
                              rights attached        rights through        both in %       of voting 
                                 to shares             financial          (8.A + 8.B)      rights of 
                                 (total of            instruments                          issuer(vii) 
                                   8. A)               (total of 
                                                      8.B 1 + 8.B 
                                                           2) 
----------------------  -------------------------  -----------------  -----------------  ------------- 
 Resulting 
  situation 
  on the date 
  on which 
  threshold 
  was crossed 
  or reached                       6.74                   0.37               7.11         308,259,765 
----------------------  -------------------------  -----------------  -----------------  ------------- 
 Position 
  of previous 
  notification 
  (if 
  applicable)                      8.31                   0.57               8.88 
----------------------  -------------------------  -----------------  -----------------  ------------- 
 
 
 
 8. Notified details of the resulting situation on the 
  date on which the threshold was crossed or reached(viii) 
-------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares 
-------------------------------------------------------------------------------------------------------------- 
 Class/type              Number of voting rights(ix)            % of voting rights 
  of 
  shares 
  ISIN code 
  (if possible) 
---------------------- 
                                Direct            Indirect                 Direct                  Indirect 
                               (Art 9 of          (Art 10 of              (Art 9 of               (Art 10 of 
                               Directive          Directive               Directive                Directive 
                             2004/109/EC)        2004/109/EC)            2004/109/EC)            2004/109/EC) 
                               (DTR5.1)           (DTR5.2.1)               (DTR5.1)               (DTR5.2.1) 
---------------------   ---------------------  --------------  ------------------------------  --------------- 
 GG00BYYJCZ96                                    20,638,442                                          6.70 
----------------------  ---------------------  --------------  ------------------------------  --------------- 
 GG00BYNV2672                                      147,500                                           0.04 
----------------------  ---------------------  --------------  ------------------------------  --------------- 
 SUBTOTAL 
  8. A 
----------------------  -------------------------------------  ----------------------------------------------- 
 
 B 1: Financial Instruments according to Art. 13(1)(a) 
  of Directive 2004/109/EC (DTR5.3.1.1 (a)) 
-------------------------------------------------------------------------------------------------------------- 
 Type of financial       Expiration            Exercise/        Number of voting                % of voting 
  instrument              date(x)               Conversion       rights that                     rights 
                                                Period(xi)       may be acquired 
                                                                 if the instrument 
                                                                 is 
                                                                 Exercised/converted. 
----------------------  --------------------  ---------------  ------------------------------  --------------- 
 Rights to 
  recall lent 
  shares                                                                  1,128,768                  0.37 
----------------------   ------------------------------------  ------------------------------  --------------- 
                          SUBTOTAL 8. 
                           B 1                                            1,128,768                  0.37 
                         ------------------------------------  ------------------------------  --------------- 
 
 B 2: Financial Instruments with similar economic effect 
  according to Art. 13(1)(b) of Directive 2004/109/EC 
  (DTR5.3.1.1 (b)) 
-------------------------------------------------------------------------------------------------------------- 
 Type of                Expiration             Exercise/        Physical           Number       % of voting 
  financial              date(x)               Conversion       or cash             of voting    rights 
  instrument                                   Period           settlement(xii)     rights 
                                               (xi) 
---------------------  ---------------------  ---------------  -----------------  -----------  --------------- 
 
                                                                SUBTOTAL 
                                                                 8.B.2 
                                                               -----------------  -----------  --------------- 
 
 
 
 
 9. Information in relation to the person subject to 
  the notification obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is 
  not controlled by any natural person or legal entity 
  and does not control any other undertaking(s) holding 
  directly or indirectly an interest in the (underlying) 
  issuer(xiii) 
 Full chain of controlled undertakings through which                           X 
  the voting rights and/or the 
  financial instruments are effectively held starting 
  with the ultimate controlling natural person or 
  legal entity(xiv) (please add additional rows as 
  necessary) 
-------------------------------------------------------------------  --------------------- 
          Name(xv)             % of voting        % of voting            Total of both 
                                  rights         rights through           if it equals 
                                  if it       financial instruments       or is higher 
                                  equals          if it equals         than the notifiable 
                                  or is           or is higher              threshold 
                                  higher       than the notifiable 
                                 than the           threshold 
                                notifiable 
                                threshold 
----------------------------  ------------  -----------------------  --------------------- 
 Standard Life Investments 
  Limited                         2.16                0.00                    2.16 
----------------------------  ------------  -----------------------  --------------------- 
 Standard Life Wealth 
  Limited                         0.20                0.00                    0.20 
----------------------------  ------------  -----------------------  --------------------- 
 Aberdeen Asset Investments 
  Limited                         0.05                0.00                    0.05 
----------------------------  ------------  -----------------------  --------------------- 
 Aberdeen Asset Managers 
  Limited                         4.33                0.37                    4.70 
----------------------------  ------------  -----------------------  --------------------- 
 
 10. In case of proxy voting, please identify: 
------------------------------------------------------------------------------------------ 
 Name of the proxy holder                    N/A 
------------------------------------------  ---------------------------------------------- 
 The number and % of voting                  N/A 
  rights held 
------------------------------------------  ---------------------------------------------- 
 The date until which the                    N/A 
  voting rights will be held 
------------------------------------------  ---------------------------------------------- 
 
 11. Additional information(xvi) 
------------------------------------------------------------------------------------------ 
 
   In reference to section 9, the shares detailed are managed 
   by the named discretionary investment management entity 
   within multiple portfolios on behalf of underlying clients, 
   based on investment management agreements whereby the 
   client has delegated the exercise of the voting power 
   to the referenced investment manager. 
 
   This disclosure is to reflect the fact that the underlying 
   investment management entity Aberdeen Asset Managers 
   Limited crossed through a notifiable threshold due to 
   trading on 8 November 2017. The threshold crossed was 
   5% and Aberdeen Asset Managers Limited managed 5.11% 
   shares in Funding Circle SME Income Fund Limited prior 
   to this crossing. 
------------------------------------------------------------------------------------------ 
 
 
 
 Place of completion   Aberdeen, United Kingdom 
--------------------  ------------------------- 
 Date of completion    10/11/2017 
--------------------  ------------------------- 
 

CONTACTS

Richard Boleat, Chairman

+44 (0) 1534 615 656

Richard.Boleat@fcincomefund.com

Secretary and Administrator

Sanne Group (Guernsey) Limited

FundingCircle@sannegroup.com

+44 (0) 1481 739810

Media Contact

David de Koning

Natasha Jones

+44 (0) 20 3667 2245

press@fundingcircle.com

Corporate Brokers

Numis Securities

Nathan Brown / Harry Trueman

+44 (0) 207 260 1000

n.brown@numis.com / h.trueman@numis.com

Website

www.fcincomefund.com

Investor Relations

ir@fcincomefund.com

DEALING CODES

The ISIN number of the Ordinary Shares is GG00BYYJCZ96, the SEDOL code is BYYJCZ9 and the TIDM is FCIF.

The ISIN number of the C Shares is GG00BYNV2672, the SEDOL code is BYNV267 and the TIDM is FCIC.

The LEI number of the Company is 549300ZQIYQVNIZGOW60. This announcement falls under Class 2.3 of the DTR 6 Annex 1R classifications.

*****

ABOUT FUNDING CIRCLE SME INCOME FUND

The Company is a registered closed-ended collective investment scheme registered pursuant to the Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended and the Registered Collective Investment Scheme Rules 2015 issued by the Guernsey Financial Services Commission ("GFSC").

The Company's investment objective is to provide shareholders with a sustainable and attractive level of dividend income, primarily by way of investment in Credit Assets as defined in the Company's Prospectus.

*****

IMPORTANT NOTICES

This announcement contains "forward-looking" statements, beliefs or opinions. These forward-looking statements involve known and unknown risks and uncertainties, many of which are beyond the control of the Company and all of which are based on its directors' current beliefs and expectations about future events. Forward-looking statements are sometimes identified by the use of forward-looking terminology such as "believes", "expects", "may", "will", "could", "should", "shall", "risk", "intends", "estimates", "aims", "plans", "predicts", "projects", "continues", "assumes", "positioned" or "anticipates" or the negative thereof, other variations thereon or comparable terminology, or by discussions of strategy, plans, objectives, goals, future events, assumptions or intentions. These forward-looking statements include all matters that are not historical facts. Forward-looking statements may and often do differ materially from actual results. They appear in a number of places throughout this announcement and include statements regarding the intentions, beliefs or current expectations of the Board or the Company with respect to future events and are subject to risks relating to future events and other risks, uncertainties and assumptions relating to the Company's business concerning, amongst other things, the financial performance, liquidity, prospects, growth and strategies of the Company. These forward-looking statements and other statements contained in this announcement regarding matters that are not historical facts involve predictions. No assurance can be given that such future results will be achieved; actual events or results may differ materially as a result of risks and uncertainties facing the Company. Such risks and uncertainties could cause actual results to vary materially from the future results indicated, expressed or implied in such forward-looking statements. The forward-looking statements contained in this announcement speak only as of the date of this announcement. Nothing in this announcement is, or should be relied on as, a promise or representation as to the future. The Company disclaims any obligation or undertaking to release publicly any updates or revisions to any forward-looking statements contained in this announcement to reflect any change in its expectations or any change in events, conditions or circumstances on which such statements are based unless required to do so by applicable law, the Prospectus Rules, the Listing Rules or the Disclosure Rules and Transparency Rules of the FCA. No statement in this announcement is intended as a forecast or profit estimate.

Neither this announcement nor any copy of it may be made or transmitted into the United States of America (including its territories or possessions, any state of the United States of America and the District of Columbia) (the "United States"), or distributed, directly or indirectly, in the United States or to US Persons (as such term is defined in Regulation S under the US Securities Act of 1933, as amended (the "Securities Act"). Neither this announcement nor any copy of it may be taken or transmitted directly or indirectly into Australia, Canada, Japan or South Africa or to any persons in any of those jurisdictions, except in compliance with applicable securities laws. Any failure to comply with this restriction may constitute a violation of United States, Australian, Canadian, Japanese or South African securities laws. The distribution of this announcement in other jurisdictions may be restricted by law and persons into whose possession this announcement comes should inform themselves about, and observe, any such restrictions. This announcement does not constitute or form part of any offer or invitation to sell or issue, or any solicitation of any offer to purchase or subscribe for securities in the United States, Australia, Canada, Japan or South Africa or in any jurisdiction to whom or in which such offer or solicitation is unlawful.

*****

This information is provided by RNS

The company news service from the London Stock Exchange

END

HOLEAEFDFELXFFF

(END) Dow Jones Newswires

November 13, 2017 05:07 ET (10:07 GMT)

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