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| Share Name | Share Symbol | Market | Type | Share ISIN | Share Description |
|---|---|---|---|---|---|
| Funding Circle Sme Income Fund Limited | LSE:FCIF | London | Ordinary Share | GG00BYYJCZ96 | ORD NPV |
| Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
|---|---|---|---|---|---|---|---|---|---|---|
| 0.00 | 0.00% | 82.70 | 82.40 | 83.00 | 0.00 | 01:00:00 |
| Industry Sector | Turnover | Profit | EPS - Basic | PE Ratio | Market Cap |
|---|---|---|---|---|---|
| 0 | 0 | N/A | 0 |
From Apr 2019 to Apr 2024
TIDMFCIF TIDMSLA
RNS Number : 2862O
Funding Circle SME Income Fund Ltd
17 August 2017
Funding Circle SME Income Fund Limited (FCIF)
NOT FOR RELEASE, DISTRIBUTION OR PUBLICATION, IN WHOLE OR IN PART, IN OR INTO THE UNITED STATES
*****
17 August 2017
Notification of Major Interests in Shares
The Company announces that it has received the following TR-1 Notification which is set out below.
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NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant
issuer and to the FCA in Microsoft Word format if possible)(i)
-----------------------------------------------------------------------------------------------------
1a. Identity of the issuer Funding Circle SME Income
or the underlying issuer Fund Ltd
of existing shares to which
voting rights are attached(ii)
:
------------------------------------------------ ---------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X" if appropriate)
-----------------------------------------------------------------------------------------------------
Non-UK issuer X
-------------------------------------------------------------------------------------- -------------
2. Reason for the notification (please mark the appropriate
box or boxes with an "X")
-----------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights
-------------------------------------------------------------------------------------- -------------
An acquisition or disposal of financial instruments
-------------------------------------------------------------------------------------- -------------
An event changing the breakdown of voting rights
-------------------------------------------------------------------------------------- -------------
Other (please specify)(iii) : X
Completion of the court-sanctioned scheme of arrangement
and all-share merger under Part 26 of the Companies
Act 2006 of Aberdeen Asset Management PLC and Standard
Life plc which became effective on 14 August 2017.
As a consequence various investment management companies
having delegated voting rights across a number of
client portfolios have become affiliated entities
(per FCA Glossary definition) and threshold limits
have been triggered.
-------------------------------------------------------------------------------------- -------------
3. Details of person subject to the notification obligation(iv)
Name Aggregate of Standard Life
Aberdeen plc affiliated investment
management entities with
delegated voting rights on
behalf of multiple managed
portfolios
City and country of registered Edinburgh, Scotland
office (if applicable)
4. Full name of shareholder(s) (if different from 3.)(v)
-----------------------------------------------------------------------------------------------------
Name
------------------------------------------------ ---------------------------------------------------
City and country of registered
office (if applicable)
------------------------------------------------ ---------------------------------------------------
5. Date on which the threshold 14/08/2017
was crossed or reached(vi)
:
------------------------------------------------ ---------------------------------------------------
6. Date on which issuer notified 16/08/2017
(DD/MM/YYYY):
------------------------------------------------ ---------------------------------------------------
7. Total positions of person(s) subject to the notification
obligation
-----------------------------------------------------------------------------------------------------
% of voting % of voting Total of Total number
rights attached rights through both in % of voting
to shares financial (8.A + 8.B) rights of
(total of instruments issuer(vii)
8. A) (total of
8.B 1 + 8.B
2)
---------------------- ------------------------ ----------------- ----------------- -------------
Resulting
situation
on the date
on which
threshold
was crossed
or reached 8.31 0.57 8.88 308,189,298
---------------------- ------------------------ ----------------- ----------------- -------------
Position N/A N/A N/A
of previous
notification
(if
applicable)
---------------------- ------------------------ ----------------- ----------------- -------------
8. Notified details of the resulting situation on the
date on which the threshold was crossed or reached(viii)
------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
------------------------------------------------------------------------------------------------------
Class/type Number of voting rights(ix) % of voting rights
of
shares
ISIN code
(if possible)
-----------------
Direct Indirect Direct Indirect
(Art 9 of (Art 10 of (Art 9 of (Art 10 of
Directive Directive Directive Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
---------------- --------------- -------------- ---------------------------------- --------------
GG00BYYJCZ96 N/A 22,393,325 N/A 7.27
----------------- --------------- -------------- ---------------------------------- --------------
GG00BYNV2672 N/A 1,477,640 N/A 1.04
----------------- --------------- -------------- ---------------------------------- --------------
SUBTOTAL
8. A 23,870,965 8.31
----------------- ------------------------------- --------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a)
of Directive 2004/109/EC (DTR5.3.1.1 (a))
------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date(x) Conversion rights that rights
instrument Period(xi) may be acquired
if the instrument
is
exercised/converted.
----------------- --------------- -------------- ---------------------------------- --------------
Rights to
recall lent
shares 1,766,982 0.57
----------------- --------------- -------------- ---------------------------------- --------------
SUBTOTAL 8.
B 1 1,766,982 0.57
-------------- ---------------------------------- --------------
B 2: Financial Instruments with similar economic effect
according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Physical Number % of voting
financial date(x) Conversion or cash of voting rights
instrument Period settlement(xii) rights
(xi)
---------------- ---------------- -------------- ---------------- ---------------- --------------
SUBTOTAL
8.B.2
---------------- ---------------- --------------
9. Information in relation to the person subject to
the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is
not controlled by any natural person or legal entity
and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying)
issuer(xiii)
Full chain of controlled undertakings through which X
the voting rights and/or the
financial instruments are effectively held starting
with the ultimate controlling natural person or
legal entity(xiv) (please add additional rows as
necessary)
-------------------------------------------------------------------------------------- --------------
Name(xv) % of voting % of voting Total of both
rights rights through if it equals
if it financial or is higher
equals instruments than the notifiable
or is if it equals threshold
higher or is higher
than the than the
notifiable notifiable
threshold threshold
---------------------------------- -------------- ---------------- --------------------------------
Standard Life Investments
Limited 2.64 0.00 2.64
---------------------------------- -------------- ---------------- --------------------------------
Standard Life Wealth
Limited 0.20 0.00 0.20
---------------------------------- -------------- ---------------- --------------------------------
Aberdeen Asset Managers
Limited 5.42 0.57 5.99
---------------------------------- -------------- ---------------- --------------------------------
Aberdeen Asset Investments
Limited 0.05 0.00 0.05
---------------------------------- -------------- ---------------- --------------------------------
10. In case of proxy voting, please identify:
------------------------------------------------------------------------------------------------------
Name of the proxy holder N/A
-------------------------------------------------- --------------------------------------------------
The number and % of voting N/A
rights held
-------------------------------------------------- --------------------------------------------------
The date until which the N/A
voting rights will be held
-------------------------------------------------- --------------------------------------------------
11. Additional information(xvi)
------------------------------------------------------------------------------------------------------
As a result of the completion of the court-sanctioned
scheme of arrangement and all-share merger under Part
26 of the Companies Act 2006 of Aberdeen Asset Management
PLC and Standard Life plc which became effective on
14 August 2017, this notification details the assets
under management of the new Combined Group ('Standard
Life Aberdeen plc') as of the dates noted above.
In reference to section 9, the shares detailed are managed
by the named discretionary investment management entity
within multiple portfolios on behalf of underlying clients,
based on investment management agreements whereby the
client has delegated the exercise of the voting power
to the referenced investment manager.
------------------------------------------------------------------------------------------------------
Place of completion Aberdeen, United Kingdom
-------------------- -------------------------
Date of completion 16/08/2017
-------------------- -------------------------
CONTACTS
Richard Boleat, Chairman
+44 (0) 1534 615 656
Richard.Boleat@fcincomefund.com
Secretary and Administrator
Sanne Group (Guernsey) Limited
FundingCircle@sannegroup.com
+44 (0) 1481 739810
Media Contact
David de Koning
Natasha Jones
+44 (0) 20 3667 2245
press@fundingcircle.com
Corporate Brokers
Numis Securities
Nathan Brown
+44 (0) 207 260 1000
n.brown@numis.com
Website
www.fcincomefund.com
Investor Relations
Ritchie Oriol
+44 (0) 20 3667 2242
ir@fcincomefund.com
DEALING CODES
The ISIN number of the Ordinary Shares is GG00BYYJCZ96, the SEDOL code is BYYJCZ9 and the TIDM is FCIF.
The ISIN number of the C Shares is GG00BYNV2672, the SEDOL code is BYNV267 and the TIDM is FCIC.
The LEI number of the Company is 549300ZQIYQVNIZGOW60. This announcement falls under Class 2.3 of the DTR 6 Annex 1R classifications.
*****
ABOUT FUNDING CIRCLE SME INCOME FUND
The Company is a registered closed-ended collective investment scheme registered pursuant to the Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended and the Registered Collective Investment Scheme Rules 2015 issued by the Guernsey Financial Services Commission ("GFSC").
The Company's investment objective is to provide shareholders with a sustainable and attractive level of dividend income, primarily by way of investment in Credit Assets as defined in the Company's Prospectus.
*****
IMPORTANT NOTICES
This announcement contains "forward-looking" statements, beliefs or opinions. These forward-looking statements involve known and unknown risks and uncertainties, many of which are beyond the control of the Company and all of which are based on its directors' current beliefs and expectations about future events. Forward-looking statements are sometimes identified by the use of forward-looking terminology such as "believes", "expects", "may", "will", "could", "should", "shall", "risk", "intends", "estimates", "aims", "plans", "predicts", "projects", "continues", "assumes", "positioned" or "anticipates" or the negative thereof, other variations thereon or comparable terminology, or by discussions of strategy, plans, objectives, goals, future events, assumptions or intentions. These forward-looking statements include all matters that are not historical facts. Forward-looking statements may and often do differ materially from actual results. They appear in a number of places throughout this announcement and include statements regarding the intentions, beliefs or current expectations of the Board or the Company with respect to future events and are subject to risks relating to future events and other risks, uncertainties and assumptions relating to the Company's business concerning, amongst other things, the financial performance, liquidity, prospects, growth and strategies of the Company. These forward-looking statements and other statements contained in this announcement regarding matters that are not historical facts involve predictions. No assurance can be given that such future results will be achieved; actual events or results may differ materially as a result of risks and uncertainties facing the Company. Such risks and uncertainties could cause actual results to vary materially from the future results indicated, expressed or implied in such forward-looking statements. The forward-looking statements contained in this announcement speak only as of the date of this announcement. Nothing in this announcement is, or should be relied on as, a promise or representation as to the future. The Company disclaims any obligation or undertaking to release publicly any updates or revisions to any forward-looking statements contained in this announcement to reflect any change in its expectations or any change in events, conditions or circumstances on which such statements are based unless required to do so by applicable law, the Prospectus Rules, the Listing Rules or the Disclosure Rules and Transparency Rules of the FCA. No statement in this announcement is intended as a forecast or profit estimate.
Neither this announcement nor any copy of it may be made or transmitted into the United States of America (including its territories or possessions, any state of the United States of America and the District of Columbia) (the "United States"), or distributed, directly or indirectly, in the United States or to US Persons (as such term is defined in Regulation S under the US Securities Act of 1933, as amended (the "Securities Act"). Neither this announcement nor any copy of it may be taken or transmitted directly or indirectly into Australia, Canada, Japan or South Africa or to any persons in any of those jurisdictions, except in compliance with applicable securities laws. Any failure to comply with this restriction may constitute a violation of United States, Australian, Canadian, Japanese or South African securities laws. The distribution of this announcement in other jurisdictions may be restricted by law and persons into whose possession this announcement comes should inform themselves about, and observe, any such restrictions. This announcement does not constitute or form part of any offer or invitation to sell or issue, or any solicitation of any offer to purchase or subscribe for securities in the United States, Australia, Canada, Japan or South Africa or in any jurisdiction to whom or in which such offer or solicitation is unlawful.
*****
This information is provided by RNS
The company news service from the London Stock Exchange
END
HOLEAEPXFFLXEFF
(END) Dow Jones Newswires
August 17, 2017 06:20 ET (10:20 GMT)
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