Forterra plc Holding(s) in Company (7646J)

TIDMFORT

RNS Number : 7646J

Forterra plc

04 April 2018

TR-1: Standard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft 
  Word format if possible)(i) 
-------------------------------------------------------------------------------------------------------------------- 
 
 1a. Identity of the issuer or the underlying   Forterra PLC 
 issuer of existing shares to which voting 
 rights 
 are attached(ii) : 
---------------------------------------------  --------------------------------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) 
-------------------------------------------------------------------------------------------------------------------- 
 Non-UK issuer 
--------------------------------------------------------------------------------------------  ---------------------- 
 2. Reason for the notification (please mark the appropriate box or boxes with an "X") 
-------------------------------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                                   X 
--------------------------------------------------------------------------------------------  ---------------------- 
 An acquisition or disposal of financial instruments 
--------------------------------------------------------------------------------------------  ---------------------- 
 An event changing the breakdown of voting rights 
--------------------------------------------------------------------------------------------  ---------------------- 
 Other (please specify)(iii) : 
--------------------------------------------------------------------------------------------  ---------------------- 
 3. Details of person subject to the notification obligation(iv) 
 Name                                           Woodford Investment Management Ltd 
 City and country of registered office (if      9400 Garsington Road, Oxford, OX4 2HN, United Kingdom 
 applicable) 
 4. Full name of shareholder(s) (if different from 3.)(v) 
-------------------------------------------------------------------------------------------------------------------- 
 Name                                           Clients of Woodford 
---------------------------------------------  --------------------------------------------------------------------- 
 City and country of registered office (if 
 applicable) 
---------------------------------------------  --------------------------------------------------------------------- 
 5. Date on which the threshold was crossed     29/03/2018 
 or reached(vi) : 
---------------------------------------------  --------------------------------------------------------------------- 
 6. Date on which issuer notified               03/04/2018 
 (DD/MM/YYYY): 
---------------------------------------------  --------------------------------------------------------------------- 
 7. Total positions of person(s) subject to the notification obligation 
-------------------------------------------------------------------------------------------------------------------- 
                         % of voting rights     % of voting rights     Total of both in %      Total number of 
                         attached to shares     through financial      (8.A + 8.B)             voting rights of 
                         (total of 8. A)        instruments                                    issuer(vii) 
                                                (total of 8.B 1 + 
                                                8.B 2) 
----------------------  ---------------------  ---------------------  ----------------------  ---------------------- 
 Resulting situation 
  on the date on which 
  threshold was 
  crossed or reached     19.84%                                        19.84%                  200,442,068.00 
----------------------  ---------------------  ---------------------  ----------------------  ---------------------- 
 Position of previous 
  notification (if 
  applicable)            20.01%                                        20.01% 
----------------------  ---------------------  ---------------------  ----------------------  ---------------------- 
 
 
 
 8. Notified details of the resulting situation 
  on the date on which the threshold was crossed 
  or reached(viii) 
-------------------------------------------------------------------------------- 
 A: Voting rights attached to shares 
-------------------------------------------------------------------------------- 
 Class/type        Number of voting                % of voting rights 
  of                rights(ix) 
  shares 
  ISIN code 
  (if possible) 
----------------  ------------------------------  ------------------------------ 
                   Direct          Indirect        Direct          Indirect 
                    (Art 9 of       (Art 10 of      (Art 9 of       (Art 10 of 
                    Directive       Directive       Directive       Directive 
                    2004/109/EC)    2004/109/EC)    2004/109/EC)    2004/109/EC) 
                    (DTR5.1)        (DTR5.2.1)      (DTR5.1)        (DTR5.2.1) 
----------------  --------------  --------------  --------------  -------------- 
 GB00BYYW3C20      39,787,588.00                   19.84% 
----------------  --------------  --------------  --------------  -------------- 
 
 SUBTOTAL 
  8. A             39,787,588.00                   19.84% 
----------------  ------------------------------  ------------------------------ 
 
 
 B 1: Financial Instruments according to Art. 13(1)(a) 
  of Directive 2004/109/EC (DTR5.3.1.1 (a)) 
----------------------------------------------------------------------------------- 
 Type of financial   Expiration   Exercise/     Number of voting        % of voting 
  instrument          date(x)      Conversion    rights that             rights 
                                   Period(xi)    may be acquired 
                                                 if the instrument 
                                                 is 
                                                 exercised/converted. 
------------------  -----------  ------------  ----------------------  ------------ 
 
                                  SUBTOTAL 8. 
                                   B 1 
                                 ------------  ----------------------  ------------ 
 
 
 B 2: Financial Instruments with similar economic 
  effect according to Art. 13(1)(b) of Directive 
  2004/109/EC (DTR5.3.1.1 (b)) 
------------------------------------------------------------------------------------- 
 Type of       Expiration   Exercise/     Physical           Number       % of voting 
  financial     date(x)      Conversion    or cash            of voting    rights 
  instrument                 Period        settlement(xii)    rights 
                             (xi) 
------------  -----------  ------------  -----------------  -----------  ------------ 
 
                                          SUBTOTAL 
                                           8.B.2 
                                         -----------------  -----------  ------------ 
 
 
 9. Information in relation to the person subject 
  to the notification obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation 
  is not controlled by any natural person or 
  legal entity and does not control any other 
  undertaking(s) holding directly or indirectly 
  an interest in the (underlying) issuer(xiii) 
 Full chain of controlled undertakings through 
  which the voting rights and/or the 
  financial instruments are effectively held 
  starting with the ultimate controlling natural 
  person or legal entity(xiv) (please add additional 
  rows as necessary) 
-------------------------------------------------------------------  --------------------- 
 Name(xv)               % of voting            % of voting            Total of both 
                         rights if              rights through        if it equals 
                         it equals              financial             or is higher 
                         or is higher           instruments           than the notifiable 
                         than the notifiable    if it equals          threshold 
                         threshold              or is higher 
                                                than the notifiable 
                                                threshold 
---------------------  ---------------------  ---------------------  --------------------- 
 Woodford Investment 
  Management 
  Ltd                   19.84                  0.00                   19.84 
---------------------  ---------------------  ---------------------  --------------------- 
 
 
 
 
 
 10. In case of proxy voting, please identify: 
------------------------------------------------------------------------------------------ 
 Name of the proxy holder 
--------------------------------------------  -------------------------------------------- 
 The number and % of voting 
  rights held 
--------------------------------------------  -------------------------------------------- 
 The date until which the 
  voting rights will be 
  held 
--------------------------------------------  -------------------------------------------- 
 
 11. Additional information(xvi) 
------------------------------------------------------------------------------------------ 
 
 
 
 
 Place of completion   9400 Garsington Road, Oxford, OX4 2HN, 
                        United Kingdom 
--------------------  --------------------------------------- 
 Date of completion    29/03/2018 
--------------------  --------------------------------------- 
 

This information is provided by RNS

The company news service from the London Stock Exchange

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April 04, 2018 04:13 ET (08:13 GMT)