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Share Name Share Symbol Market Type Share ISIN Share Description
Financials Acquisition Corp LSE:FINS London Ordinary Share KYG3439B1032 ORD GBP0.0001 (DI)
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.0% 1,030.00 1,020.00 1,040.00 0.00 00:00:00
Industry Sector Turnover (m) Profit (m) EPS - Basic PE Ratio Market Cap (m)
General Financial - - - - 159

Financials Acquisition Corp Holding(s) in Company

22/04/2022 8:56am

UK Regulatory (RNS & others)


Financials Acquisition (LSE:FINS)
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RNS Number : 0428J

Financials Acquisition Corp

22 April 2022

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

KYG3439B1032

Issuer Name

Financials Acquisition Corp.

UK or Non-UK Issuer

Non-UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

Empyrean Capital Partners, LP

City of registered office (if applicable)

Country of registered office (if applicable)

US

4. Details of the shareholder

 
  Name                                            City of registered office    Country of registered office 
   Empyrean Capital Overseas Master Fund, Ltd.     Grand Cayman                 Cayman Islands 
                                                ===========================  ============================== 
 

5. Date on which the threshold was crossed or reached

13-Apr-2022

6. Date on which Issuer notified

13-Apr-2022

7. Total positions of person(s) subject to the notification obligation

 
                          % of voting rights      % of voting rights      Total of both in %      Total number of 
                          attached to shares      through financial       (8.A + 8.B)             voting rights held 
                          (total of 8.A)          instruments (total                              in issuer 
                                                  of 8.B 1 + 8.B 2) 
   Resulting situation 
    on the date on 
    which threshold 
    was crossed or 
    reached                7.766990                0.000000                7.766990                1500000 
                        ======================  ======================  ======================  ====================== 
   Position of 
    previous 
    notification (if 
    applicable) 
                        ======================  ======================  ======================  ====================== 
 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

 
Class/Type of shares    Number of direct        Number of indirect      % of direct voting      % of indirect voting 
ISIN code(if possible)  voting rights (DTR5.1)  voting rights           rights (DTR5.1)         rights (DTR5.2.1) 
                                                (DTR5.2.1) 
KYG3439B1032                                       1500000                                         7.766990 
                        ======================  ======================  ======================  ====================== 
Sub Total 8.A              1500000                                         7.766990% 
                        ==============================================  ============================================== 
 

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

 
Type of financial           Expiration date  Exercise/conversion period  Number of voting rights    % of voting rights 
instrument                                                               that may be acquired if 
                                                                         the instrument is 
                                                                         exercised/converted 
 
Sub Total 8.B1 
                            ===========================================  =========================  ================== 
 

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

 
Type of financial   Expiration date  Exercise/conversion  Physical or cash     Number of voting     % of voting rights 
instrument                           period               settlement           rights 
 
Sub Total 8.B2 
                    =========================================================  ===================  ================== 
 

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

 
Ultimate controlling     Name of controlled       % of voting rights if  % of voting rights     Total of both if it 
person                   undertaking              it equals or is        through financial      equals or is higher 
                                                  higher than the        instruments if it      than the notifiable 
                                                  notifiable threshold   equals or is higher    threshold 
                                                                         than the notifiable 
                                                                         threshold 
   Empyrean Capital, 
   LLC 
                         =======================  =====================  =====================  ====================== 
   Empyrean Capital 
   Partners, LP 
                         =======================  =====================  =====================  ====================== 
   Empyrean Capital 
   Fund, LP 
                         =======================  =====================  =====================  ====================== 
   Empyrean Capital Overseas Master Fund, Ltd.       7.766990 
                                                  =====================  =====================  ====================== 
   Empyrean Capital, 
   LLC 
                         =======================  =====================  =====================  ====================== 
   Empyrean Capital 
   Partners, LP 
                         =======================  =====================  =====================  ====================== 
   Empyrean Capital 
   Overseas Fund, Ltd. 
                         =======================  =====================  =====================  ====================== 
   Empyrean Capital Overseas Master Fund, Ltd.       7.766990 
                                                  =====================  =====================  ====================== 
   Empyrean Capital, 
   LLC 
                         =======================  =====================  =====================  ====================== 
   Empyrean Capital 
   Partners, LP 
                         =======================  =====================  =====================  ====================== 
   Empyrean Capital 
   Overseas ERISA Fund, 
   Ltd. 
                         =======================  =====================  =====================  ====================== 
   Empyrean Capital Overseas Master Fund, Ltd.       7.766990 
                                                  =====================  =====================  ====================== 
 

10. In case of proxy voting

Name of the proxy holder

Empyrean Capital Partners, LP

The number and % of voting rights held

1,500,000 (Empyrean Capital Partners, LP has authority to vote a proxy with respect to 100% of the shares of the issuer that are held by Empyrean Capital Overseas Master Fund, Ltd.)

The date until which the voting rights will be held

4/13/2022

11. Additional Information

The notification obligation has arisen as a result of the issuer's IPO.

12. Date of Completion

21-Apr-2022

13. Place Of Completion

Los Angeles, California, United States

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

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END

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April 22, 2022 03:56 ET (07:56 GMT)

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