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Share Name Share Symbol Market Type Share ISIN Share Description
Equiniti Group Plc LSE:EQN London Ordinary Share GB00BYWWHR75 ORD 0.1P
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.20 0.11% 179.00 178.80 179.00 179.00 179.00 179.00 182,531 16:29:54
Industry Sector Turnover (m) Profit (m) EPS - Basic PE Ratio Market Cap (m)
General Financial 555.7 39.8 8.4 21.3 657

WATER ISLAND CAPITAL: Form 8.3 - EQUINITI GROUP PLC

24/09/2021 1:30pm

UK Regulatory (RNS & others)


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TIDMEQN 
 
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

 

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
(a) Identity of the person whose                     Water Island Capital, LLC 
positions/dealings are being disclosed: 
(b) Owner or controller of interests and short       N/A 
positions disclosed, if different from 1(a): The 
naming of nominee or vehicle companies is 
insufficient 
(c) Name of offeror/offeree in relation to whose     EQUINITI GROUP PLC 
relevant securities this form relates: Use a 
separate form for each offeror/offeree 
(d) If an exempt fund manager connected with an 
offeror/offeree, state this and specify identity 
of offeror/offeree: 
(e) Date position held/dealing undertaken:           23 September 2021 
(f) Has the discloser previously disclosed, or 
are they today disclosing, under the Code in          No 
respect of any other party to this offer? 
 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
Class of relevant security:      Ordinary shares 
                                 Interests           Short positions 
                                 Number     %        Number        % 
(1) Relevant securities owned 
and/or controlled:               178,562     0.0486 
(2) Derivatives (other than 
 options):                       4,371,450  1.1886 
(3) Options and agreements to 
purchase/sell: 
 
 TOTAL:                          4,550,012  1.2372 
 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 
Class of relevant security in relation to which subscription right exists: 
Details, including nature of the rights concerned and relevant 
percentages: 
 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

(a) Purchases and sales

 
Class of relevant      Purchase/sale    Number of securities    Price per unit 
security 
Ordinary Shares        Purchase         892                     GBP 1.7880 
 
 
 
 
 

(b) Derivatives transactions (other than options)

 
Class of       Product        Nature of dealing      Number of     Price per 
relevant       description    e.g.                   reference     unit 
security       e.g. CFD       opening/closing a      securities 
                              long/short 
                              position, 
                              increasing/reducing 
                              a long/short 
                              position 
 
 
 
 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 
Class of    Product        Writing,       Number of     Exercise    Type e.g.    Expiry    Option 
relevant    description    purchasing,    securities    price       American,    date      money 
security    e.g. call      selling,       to which      per         European               paid/ 
            option         varying        option        unit        etc.                   received 
                           etc.           relates                                          per 
                                                                                           unit 
 
 

(ii) Exercising

 
Class of            Product              Number of            Exercise price 
relevant            description e.g.     securities           per unit 
security            call option 
 
 

(d) Other dealings (including subscribing for new securities)

 
Class of relevant       Nature of dealing      Details    Price per unit (if 
security                e.g. subscription,                applicable) 
                        conversion 
 
 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, or any agreement or 
understanding, formal or informal, relating to relevant securities which may 
be an inducement to deal or refrain from dealing entered into by the person 
making the disclosure and any party to the offer or any person acting in 
concert with a party to the offer: If there are no such agreements, 
arrangements or understandings, state "none" 
 
 None 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or understanding, formal or informal, 
between the person making the disclosure and any other person relating to: (i) 
the voting rights of any relevant securities under any option; or (ii) the 
voting rights or future acquisition or disposal of any relevant securities to 
which any derivative is referenced: If there are no such agreements, 
arrangements or understandings, state "none" 
 
 None 
 

(c) Attachments

 
Is a Supplemental Form 8 (Open Positions) attached?    NO 
 
 
Date of disclosure:    24 September 2021 
Contact name:          Scott Gordon 
Telephone number:      917-475-9254 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

View source version on businesswire.com: https://www.businesswire.com/news/home/20210924005038/en/

 
    CONTACT: 

Water Island Capital, LLC

 
    SOURCE: Water Island Capital 
Copyright Business Wire 2021 
 

(END) Dow Jones Newswires

September 24, 2021 08:30 ET (12:30 GMT)

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