Equiniti Group PLC Holding(s) in Company (1988Q)

TIDMEQN

RNS Number : 1988Q

Equiniti Group PLC

26 October 2021

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BYWWHR75

Issuer Name

EQUINITI GROUP PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of financial instruments

3. Details of person subject to the notification obligation

Name

JPMorgan Chase & Co.

City of registered office (if applicable)

Country of registered office (if applicable)

US

4. Details of the shareholder

Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above

City of registered office (if applicable)

Country of registered office (if applicable)

5. Date on which the threshold was crossed or reached

21-Oct-2021

6. Date on which Issuer notified

25-Oct-2021

7. Total positions of person(s) subject to the notification obligation

 
                          % of voting rights      % of voting rights      Total of both in %      Total number of 
                          attached to shares      through financial       (8.A + 8.B)             voting rights held 
                          (total of 8.A)          instruments (total                              in issuer 
                                                  of 8.B 1 + 8.B 2) 
   Resulting situation 
    on the date on 
    which threshold 
    was crossed or 
    reached                1.967841                6.256648                8.224489                30246258 
                        ======================  ======================  ======================  ====================== 
   Position of 
    previous 
    notification (if 
    applicable)            2.987316                5.166266                8.153582 
                        ======================  ======================  ======================  ====================== 
 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

 
Class/Type of shares    Number of direct        Number of indirect      % of direct voting      % of indirect voting 
ISIN code(if possible)  voting rights (DTR5.1)  voting rights           rights (DTR5.1)         rights (DTR5.2.1) 
                                                (DTR5.2.1) 
GB00BYWWHR75                                       7236881                                         1.967841 
                        ======================  ======================  ======================  ====================== 
Sub Total 8.A              7236881                                         1.967841% 
                        ==============================================  ============================================== 
 

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

 
Type of financial           Expiration date  Exercise/conversion period  Number of voting rights    % of voting rights 
instrument                                                               that may be acquired if 
                                                                         the instrument is 
                                                                         exercised/converted 
 
Sub Total 8.B1 
                            ===========================================  =========================  ================== 
 

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

 
Type of financial   Expiration date   Exercise/conversion   Physical or cash    Number of voting    % of voting rights 
instrument                            period                settlement          rights 
 Cash-settled 
  Equity Swap        28/10/2021        28/10/2021            Cash                1811400             0.492553 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        01/11/2021        01/11/2021            Cash                4465516             1.214256 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        02/11/2021        02/11/2021            Cash                7458751             2.028172 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        03/11/2021        03/11/2021            Cash                5689265             1.547015 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        26/01/2022        26/01/2022            Cash                750000              0.203938 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        02/03/2022        02/03/2022            Cash                1472436             0.400382 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        04/04/2022        04/04/2022            Cash                757367              0.205939 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        21/06/2022        21/06/2022            Cash                151992              0.041319 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        14/07/2022        14/07/2022            Cash                563                 0.000153 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        02/09/2022        02/09/2022            Cash                445356              0.121094 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        23/11/2022        23/11/2022            Cash                6731                0.001827 
                    ================  ====================  ==================  ==================  ================== 
Sub Total 8.B2                                                                   23009377            6.256648% 
                                                                                ==================  ================== 
 

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

 
Ultimate controlling     Name of controlled       % of voting rights if   % of voting rights     Total of both if it 
person                   undertaking              it equals or is higher  through financial      equals or is higher 
                                                  than the notifiable     instruments if it      than the notifiable 
                                                  threshold               equals or is higher    threshold 
                                                                          than the notifiable 
                                                                          threshold 
   JPMorgan Chase & Co.     J.P. Morgan Securities plc                       6.256648               8.219785% 
                         ===============================================  =====================  ===================== 
   JPMorgan Chase & Co.     JPMorgan Chase Bank, National Association                               0.000000% 
                         ===============================================  =====================  ===================== 
   JPMorgan Chase & Co.     J.P. Morgan Securities LLC 
                         ===============================================  =====================  ===================== 
 

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Chain of controlled undertakings:

JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%)

J.P. Morgan International Finance Limited (100%)

J.P. Morgan Capital Holdings Limited (100%)

J.P. Morgan Securities plc (100%)

JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%)

JPMorgan Chase & Co.

JPMorgan Chase Holdings LLC (100%)

J.P. Morgan Broker-Dealer Holdings Inc. (100%)

J.P. Morgan Securities LLC (100%)

12. Date of Completion

25-Oct-2021

13. Place Of Completion

London

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October 26, 2021 02:00 ET (06:00 GMT)