ECR Minerals plc Holding(s) in Company

 
TIDMECR 
 
 

TR-1: Standard form for notification of major holdings

 
NOTIFICATION 
OF MAJOR 
HOLDINGS(to be 
sent to the 
relevant 
issuerandto 
the FCA in 
Microsoft 
Word 
format if 
possible)i 
1a. Identity                                                                   ECR Minerals plc 
of the 
issuer or the 
underlying 
issuer 
of existing 
shares to 
which 
voting 
rights 
are 
attachedii: 
1b. Please 
indicate 
if the issuer 
is 
a 
non-UK 
issuer(please 
mark with 
an "X" 
if 
appropriate) 
Non-UK issuer 
2. 
Reason 
for 
the 
notification(please 
mark 
the 
appropriate 
box or 
boxes with 
an "X") 
An acquisition                                                                                                                                                     X 
or disposal 
of voting 
rights 
An acquisition 
or disposal 
of financial 
instruments 
An event 
changing 
the breakdown 
of voting 
rights 
Other (please 
specify)iii: 
3. Details 
of person 
subject to 
the 
notification 
obligationiv 
Name                                                                           Peter Allaway 
City and 
country 
of registered 
office 
(if 
applicable) 
4. 
Full 
name 
of 
shareholder(s)(if 
different from 
3.)v 
Name 
City and 
country 
of registered 
office 
(if 
applicable) 
5. Date on                                                                     13/08/2018 
which 
the threshold 
was crossed or 
reachedvi: 
6. Date on                                                                     14/08/2018 
which 
issuer 
notified 
(DD/MM/YYYY): 
7. 
Total 
positions 
of 
person(s) 
subject 
to 
the 
notification 
obligation 
                      % of voting rights attached to shares (total of 8. A)  % of voting rights through financial instruments    Total of both in % (8.A + 8.B)  Total number of voting rights of issuervii 
                                                                             (total of 8.B  1 + 8.B 2) 
Resulting             4.02%                                                  N/A                                                 4.02%                           341,962,383 
situation 
on 
the date 
on which 
threshold was 
crossed 
or  reached 
Position of 
previous 
notification 
(if 
applicable) 
 
 
8. Notified details of the resulting situation on the date on  which the threshold was crossed or reachedviii 
A: Voting rights attached to shares 
Class/type of                   Number of voting rightsix                                                                      % of voting rights 
shares 
ISIN code (if possible) 
                                Direct                                       Indirect                                          Direct                                       Indirect 
                                (Art 9 of Directive 2004/109/EC) (DTR5.1)    (Art 10 of Directive 2004/109/EC) (DTR5.2.1)      (Art 9 of Directive 2004/109/EC) (DTR5.1)    (Art 10 of Directive 2004/109/EC) (DTR5.2.1) 
GB00BYYDKX57                                                                 13,734,036                                                                                     4.02% 
SUBTOTAL 8. A                   13,734,036                                                                                     4.02% 
B 1: Financial Instruments according to Art. 13(1)(a) of  Directive 2004/109/EC (DTR5.3.1.1 (a)) 
Type of financial instrument    Expiration  Exercise/                            Number of voting rights that may be acquired if the instrument is                          % of voting rights 
                                datex       Conversion Periodxi                  exercised/converted. 
                                            SUBTOTAL 8. B 1 
B 2: Financial Instruments with similar economic effect according  to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
Type of financial instrument  Expiration    Exercise/                          Physical or cash                                  Number of voting rights                    % of voting rights 
                              datex         Conversion Periodxi                settlementxii 
                                                                               SUBTOTAL 8.B.2 
 
 
9. Information in relation to the person subject to the  notification obligation(please mark the applicable box with an  "X") 
Person subject to the notification obligation is not controlled by  any natural person or legal entity and does not control any other  undertaking(s) holding directly or indirectly an interest in the  (underlying) issuerxiii                       X 
Fullchain of controlled undertakings through which the  voting rights and/or the financial instruments are effectively held  starting with the ultimate controlling natural person or legal entityxiv(please add additional rows as necessary) 
Namexv   % of voting rights if it equals or is higher than the notifiable  threshold  % of voting rights through financial instruments if it equals or  is higher than the notifiable threshold  Total of both if it equals or is higher than the notifiable  threshold 
10. In case of proxy voting, please identify: 
Name of the proxy holder 
The number and % of voting rights held 
The date until which the voting rights will be held 
11. Additional informationxvi 
 
 
Place of completion   London 
Date of completion    14/08/2018 
 
 
 
 

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(END) Dow Jones Newswires

August 14, 2018 09:45 ET (13:45 GMT)