ECR MINERALS PLC: TR-1: Standard form for notification of major holdings

TIDMECR 
 
 

TR-1: Standard form for notification of major holdings

 
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the 
FCA in Microsoft Word format if possible)(i) 
 
1a. Identity of the issuer or 
the underlying issuer of 
existing shares to which 
voting rights are attached(ii) 
:                               ECR Minerals plc 
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" 
if appropriate) 
Non-UK issuer 
2. Reason for the notification (please mark the appropriate box or boxes with 
an "X") 
An acquisition or disposal of voting rights                      X 
An acquisition or disposal of financial instruments 
An event changing the breakdown of voting rights                 X 
Other (please specify)(iii) : 
3. Details of person subject to the notification obligation(iv) 
Name                            Paul and Michelle Johnson 
City and country of registered 
office (if applicable) 
4. Full name of shareholder(s) (if different from 3.)(v) 
Name 
City and country of registered 
office (if applicable) 
5. Date on which the threshold 
was crossed or reached(vi) :    20 April 2020 
6. Date on which issuer 
notified (DD/MM/YYYY):          21 April 2020 
7. Total positions of person(s) subject to the notification obligation 
                                % of voting 
                                rights 
               % of voting      through 
               rights attached  financial                        Total number 
               to shares        instruments                      of voting 
               (total of 8.     (total of 8.B  Total of both in  rights of 
               A)               1 + 8.B 2)     % (8.A + 8.B)     issuer(vii) 
Resulting 
 situation on 
 the date on 
 which 
 threshold 
 was crossed 
 or reached    5.98%                           5.98%             552,473,643 
Position of 
 previous 
 notification 
 (if 
 applicable)   8.49%                           8.49% 
 
 
 
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached(viii) 
 
A: Voting rights attached to shares 
Class/type of 
shares ISIN 
code (if 
possible)        Number of voting rights(ix)                % of voting rights 
                 Direct (Art 9 of     Indirect (Art 10 of                                         Indirect (Art 10 of 
                 Directive            Directive                                                   Directive 
                 2004/109/EC)         2004/109/EC)          Direct (Art 9 of Directive            2004/109/EC) 
                 (DTR5.1)             (DTR5.2.1)            2004/109/EC) (DTR5.1)                 (DTR5.2.1) 
GB00BYYDKX57 
 Ordinary 
 Shares          33,017,048                                 5.98% 
 
 
SUBTOTAL 8. A 
 
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) 
 
Type of          Expiration           Exercise/ Conversion  Number of voting rights that may be   % of voting rights 
 financial        date(x)             Period(xi)            acquired if the instrument is 
 instrument                                                 exercised/converted. 
 
 
 
                                      SUBTOTAL 8. B 1 
 
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC 
(DTR5.3.1.1 (b)) 
Type of         Expiration            Exercise/ Conversion  Physical or      Number of voting     % of voting rights 
 financial       date(x)              Period (xi)           cash             rights 
 instrument                                                 settlement(xii) 
 
 
 
                                                            SUBTOTAL 8.B.2 
 
 
 
 
9. Information in relation to the person subject to the notification 
obligation (please mark the applicable box with an "X") 
Person subject to the notification obligation is not     X 
controlled by any natural person or legal entity and 
does not control any other undertaking(s) holding 
directly or indirectly an interest in the (underlying) 
issuer(xiii) 
Full chain of controlled undertakings through which the 
voting rights and/or the financial instruments are 
effectively held starting with the ultimate controlling 
natural person or legal entity(xiv) (please add 
additional rows as necessary) 
Name(xv)  % of voting rights if  % of voting rights    Total of both if it 
          it equals or is        through financial     equals or is higher 
          higher than the        instruments if it     than the notifiable 
          notifiable threshold   equals or is higher   threshold 
                                 than the notifiable 
                                 threshold 
 
 
 
 
 
 
10. In case of proxy voting, please identify: 
Name of the proxy holder 
The number and % of voting 
rights held 
The date until which the voting 
rights will be held 
 
11. Additional information(xvi) 
 
 
 
 
Place of completion  Farnborough, UK 
Date of completion   21 April 2020 
 
 

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ECR Minerals plc

 
    SOURCE: ECR Minerals plc 
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April 27, 2020 13:10 ET (17:10 GMT)