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DWF Dwf Group Plc

99.60
0.00 (0.00%)
16 Apr 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type Share ISIN Share Description
Dwf Group Plc LSE:DWF London Ordinary Share GB00BJMD6M39 ORD 1P
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 99.60 0.00 01:00:00
Industry Sector Turnover Profit EPS - Basic PE Ratio Market Cap
0 0 N/A 0

DWF Group PLC Holding(s) in Company (4244P)

17/02/2021 10:08am

UK Regulatory


TIDMDWF

RNS Number : 4244P

DWF Group PLC

17 February 2021

TR-1: S tandard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS 
 
 1a. Identity of the issuer or the                                                           DWF Group plc 
  underlying issuer of existing shares 
  to which voting rights are attached 
  (ii) : 
                                                                    -------------------------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with 
  an "X" if appropriate) 
 Non-UK issuer 
                                                                                                                           ------- 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") 
 An acquisition or disposal of voting rights                                                                                  x 
                                                                                                                           ------- 
 An acquisition or disposal of financial instruments 
                                                                                                                           ------- 
 An event changing the breakdown of voting rights 
                                                                                                                           ------- 
 Other (please specify)(iii) : 
                                                                                                                           ------- 
 3. Details of person subject to the notification obligation (iv) 
 Name                                                                Cartesian Capital Group, LLC 
 City and country of registered office                               Delaware USA 
  (if applicable) 
 4. Full name of shareholder(s) (if different from 3.) (v) 
 Name                                                                Pangaea Three-B, LP 
                                                                    -------------------------------------------------------------- 
 City and country of registered office                               George Town, Cayman Islands 
  (if applicable) 
                                                                    -------------------------------------------------------------- 
 5. Date on which the threshold was                                  16/02/2021 
  crossed or reached (vi) : 
                                                                    -------------------------------------------------------------- 
 6. Date on which issuer notified (DD/MM/YYYY):                      16/02/2021 
                                                                    -------------------------------------------------------------- 
 7. Total positions of person(s) subject to the notification obligation 
                          % of voting                 % of voting rights               Total of both        Total number 
                         rights attached               through financial                in % (8.A +          of voting rights 
                        to shares (total                  instruments                       8.B)             of issuer (vii) 
                            of 8. A)                     (total of 8.B 
                                                          1 + 8.B 2) 
                   -------------------------  ---------------------------------  ------------------------  ----------------------- 
 Resulting 
  situation 
  on the date 
  on which 
  threshold 
  was crossed 
  or reached        5.49%                                                         5.49%                     324,554,653 
                   -------------------------  ---------------------------------  ------------------------  ----------------------- 
 Position of 
 previous 
 notification 
 (if 
 applicable) 
                   -------------------------  ---------------------------------  ------------------------  ----------------------- 
 8. Notified details of the resulting situation on the date on which 
  the threshold was crossed or reached (viii) 
 A: Voting rights attached to shares 
 Class/type of      Number of voting rights                                       % of voting rights 
  shares             (ix) 
  ISIN code (if 
  possible) 
                   ------------------------------------------------------------  ------------------------------------------------- 
                             Direct                        Indirect                       Direct                   Indirect 
                       (Art 9 of Directive           (Art 10 of Directive           (Art 9 of Directive      (Art 10 of Directive 
                          2004/109/EC)                   2004/109/EC)              2004/109/EC) (DTR5.1)         2004/109/EC) 
                            (DTR5.1)                      (DTR5.2.1)                                              (DTR5.2.1) 
                   -------------------------  ---------------------------------  ------------------------  ----------------------- 
 GB00BJMD6M39 
  Ordinary Shares   17,814,338                                                    5.49% 
                   -------------------------  ---------------------------------  ------------------------  ----------------------- 
 
 
 SUBTOTAL 8. A                              17,814,338                                                 5.49% 
                   ------------------------------------------------------------  ------------------------------------------------- 
 
 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC 
  (DTR5.3.1.1 (a)) 
 Type of            Expiration      Exercise/                            Number of voting                   % of voting 
 financial           date            Conversion Period                    rights that may                    rights 
 instrument          (x)             (xi)                                 be acquired if 
                                                                          the instrument 
                                                                          is 
                                                                          exercised/converted. 
                   --------------  -----------------------------------  ---------------------------------  ----------------------- 
 
 
 
                                    SUBTOTAL 8. B 1 
                                   -----------------------------------  ---------------------------------  ----------------------- 
 
 B 2: Financial Instruments with similar economic effect according to 
  Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
 Type of       Expiration           Exercise/               Physical or                Number of            % of voting 
 financial      date (x)             Conversion              cash                       voting rights        rights 
 instrument                          Period (xi)             settlement 
                                                             (xii) 
              -------------------  ----------------------  -------------------------  -------------------  ----------------------- 
 
 
 
                                                            SUBTOTAL 8.B.2 
                                                           -------------------------  -------------------  ----------------------- 
 
 9. Information in relation to the person subject to the notification 
  obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is not controlled 
  by any natural person or legal entity and does not control any other 
  undertaking(s) holding directly or indirectly an interest in the 
  (underlying) issuer (xiii) 
 Full chain of controlled undertakings through which the voting rights                                                        x 
  and/or the 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entity (xiv) (please add additional 
  rows as necessary) 
        Name (xv)                    % of voting rights                    % of voting rights               Total of both if 
                                       if it equals or                      through financial                it equals or is 
                                      is higher than the                    instruments if it                higher than the 
                                     notifiable threshold                  equals or is higher            notifiable threshold 
                                                                           than the notifiable 
                                                                                threshold 
                          ----------------------------------------  -------------------------------  ----------------------------- 
 Cartesian Capital 
  Group, LLC 
                          ----------------------------------------  -------------------------------  ----------------------------- 
 Pangaea Three Global 
  GP, LLC 
                          ----------------------------------------  -------------------------------  ----------------------------- 
 Pangaea Three GP, 
  LP 
                          ----------------------------------------  -------------------------------  ----------------------------- 
 Panagea Three-B, 
  LP                       5.49%                                     N/A                              5.49% 
                          ----------------------------------------  -------------------------------  ----------------------------- 
 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder 
                                                                    -------------------------------------------------------------- 
 The number and % of voting rights 
  held 
                                                                    -------------------------------------------------------------- 
 The date until which the voting rights 
  will be held 
                                                                    -------------------------------------------------------------- 
 
 11. Additional information (xvi) 
 Cartesian Capital Group, LLC holds its interest in the DWF Group plc 
  in its capacity as investment management company of the Pangaea Three-B, 
  LP fund, which at the date of this notification directly holds 5.49% 
  of the voting rights of the issuer. 
 
 
 
 Place of completion   USA 
 Date of completion    16/02/2021 
                      ----------- 
 

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February 17, 2021 05:08 ET (10:08 GMT)

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