Downing Strategic Micro-Cap Investment Trust plc Holding(s) In Company

 
TIDMDSM 
 
 
   TR-1: Standard form for notification of major holdings 
 
 
 
 
NOTIFICATION OF MAJOR HOLDINGS 
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1a. Identity of the issuer or the underlying 
 issuer of existing shares to which                       DOWNING STRATEGIC MICRO-CAP INVESTMENT 
 voting rights are attached(ii) :                                        TRUST PLC 
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1b. Please indicate if the issuer is a non-UK issuer (please mark with 
 an "X" if appropriate) 
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Non-UK issuer 
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2. Reason for the notification (please mark the appropriate box or boxes 
 with an "X") 
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An acquisition or disposal of voting rights                                                     x 
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An acquisition or disposal of financial instruments 
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An event changing the breakdown of voting rights 
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Other (please specify)(iii) : 
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3. Details of person subject to the notification obligation(iv) 
Name                                                             PREMIER MITON GROUP PLC 
City and country of registered office 
 (if applicable)                                                        London, UK 
4. Full name of shareholder(s) (if different from 3.)(v) 
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Name 
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City and country of registered office 
 (if applicable) 
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5. Date on which the threshold was 
 crossed or reached(vi) :                                               17/02/2021 
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6. Date on which issuer notified (DD/MM/YYYY):                          18/02/2021 
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7. Total positions of person(s) subject to the notification obligation 
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                                                 % of voting rights 
                           % of voting rights    through financial                      Total number 
                           attached to shares    instruments (total    Total of both     of voting rights 
                             (total of 8. A)     of 8.B 1 + 8.B 2)    in % (8.A + 8.B)   of issuer(vii) 
-----------------------  ----------------------  ------------------  -----------------  ----------------- 
Resulting situation 
 on the date on 
 which threshold 
 was crossed or 
 reached                                 10.95%         N/A                     10.95%     52,416,513 
-----------------------  ----------------------  ------------------  -----------------  ----------------- 
Position of previous 
 notification (if 
 applicable)                             11.02%         N/A                     11.02% 
-----------------------  ----------------------  ------------------  -----------------  ----------------- 
 
 
 
 
 
 
 
 8. Notified details of the resulting situation on the date on which the 
 threshold was crossed or reached(viii) 
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A: Voting rights attached to shares 
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Class/type of 
 shares 
 ISIN code (if 
 possible)           Number of voting rights(ix)                   % of voting rights 
------------------- 
                            Direct                Indirect                                                       Indirect 
                      (Art 9 of Directive   (Art 10 of Directive                 Direct                    (Art 10 of Directive 
                         2004/109/EC)           2004/109/EC)               (Art 9 of Directive                 2004/109/EC) 
                           (DTR5.1)              (DTR5.2.1)               2004/109/EC) (DTR5.1)                 (DTR5.2.1) 
------------------   --------------------  ----------------------  -----------------------------------  -------------------------- 
GB00BF0SCX52                                     5,740,000                                                                  10.95% 
-------------------  --------------------  ----------------------  -----------------------------------  -------------------------- 
 
 
SUBTOTAL 8. A                         5,740,000                                                10.95% 
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B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC 
 (DTR5.3.1.1 (a)) 
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Type of financial    Expiration            Exercise/               Number of voting                     % of voting rights 
 instrument           date(x)               Conversion Period(xi)   rights that may be 
                                                                    acquired if the instrument 
                                                                    is 
                                                                    exercised/converted. 
-------------------  --------------------  ----------------------  -----------------------------------  -------------------------- 
 
 
 
                                           SUBTOTAL 8. B 1 
                                           ----------------------  -----------------------------------  -------------------------- 
 
B 2: Financial Instruments with similar economic effect according to Art. 
 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
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Type of financial   Expiration             Exercise/               Physical or cash  Number of          % of voting rights 
 instrument          date(x)               Conversion              settlement(xii)    voting rights 
                                           Period (xi) 
------------------  ---------------------  ----------------------  ----------------                     -------------------------- 
 
 
 
                                                                   SUBTOTAL 8.B.2 
                                                                   ----------------                     -------------------------- 
 
 
 
 
 
 
 
9. Information in relation to the person subject to the notification obligation 
 (please mark the 
 applicable box with an "X") 
Person subject to the notification obligation is not controlled by 
 any natural person or legal entity and does not control any other 
 undertaking(s) holding directly or indirectly an interest in the (underlying) 
 issuer(xiii) 
Full chain of controlled undertakings through which the voting rights 
 and/or the 
 financial instruments are effectively held starting with the ultimate 
 controlling natural person or legal entity(xiv) (please add additional 
 rows as necessary)                                                                             X 
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                                                              % of voting rights 
                                                               through financial 
                                  % of voting rights           instruments if it        Total of both if 
                                   if it equals or is         equals or is higher     it equals or is higher 
                               higher than the notifiable     than the notifiable      than the notifiable 
         Name(xv)                      threshold                   threshold                threshold 
---------------------------  -----------------------------  -----------------------  ----------------------- 
Premier Miton Group 
 Plc 
---------------------------  -----------------------------  -----------------------  ----------------------- 
Premier Asset Management 
 Midco Ltd 
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Premier Asset Management 
 Holdings Ltd 
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Premier Asset Management 
 Limited 
---------------------------  -----------------------------  -----------------------  ----------------------- 
Premier Investment 
 Group Ltd 
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Premier Fund Managers 
 Ltd                                                10.95%                                   10.95% 
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10. In case of proxy voting, please identify: 
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Name of the proxy holder                                                          N/A 
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The number and % of voting rights held                                            N/A 
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The date until which the voting rights                                            N/A 
 will be held 
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11. Additional information(xvi) 
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Please note that with effect from 27(th) April 2020 all investment management 
 related activities for the Premier Miton Group plc will be carried out 
 by Premier Fund Managers Limited. Miton Asset Management Limited and Miton 
 Trust Managers Limited have ceased to carry out regulated activities. 
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Place of completion  LONDON, UK 
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Date of completion   18/02/2021 
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(END) Dow Jones Newswires

February 19, 2021 09:40 ET (14:40 GMT)

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