Downing Strategic Micro-Cap Investment Trust plc Dsm: Holding(s) In Company

 
TIDMDSM 
 

Downing Strategic Micro-Cap Investment Trust Plc

LEI: 213800QMYPUW4POFFX69

Notification of major holdings

20 June 2022

 
  NOTIFICATION OF MAJOR HOLDINGS 
------------------------------------------------------------------------------------------------------------ 
 
1a. Identity of the issuer or 
 the underlying issuer of existing 
 shares to which voting rights                DOWNING STRATEGIC MICRO-CAP INVESTMENT 
 are attached (ii) :                           TRUST PLC 
--------------------------------------------  -------------------------------------------------------------- 
1b. Please indicate if the issuer is a non-UK issuer (please mark 
 with an "X" if appropriate) 
------------------------------------------------------------------------------------------------------------ 
Non-UK issuer 
-----------------------------------------------------------------------------------------------  ----------- 
2. Reason for the notification (please mark the appropriate box 
 or boxes with an "X") 
------------------------------------------------------------------------------------------------------------ 
An acquisition or disposal of voting rights                                                           X 
-----------------------------------------------------------------------------------------------  ----------- 
An acquisition or disposal of financial instruments 
-----------------------------------------------------------------------------------------------  ----------- 
An event changing the breakdown of voting rights 
-----------------------------------------------------------------------------------------------  ----------- 
Other (please specify) (iii) : 
-----------------------------------------------------------------------------------------------  ----------- 
3. Details of person subject to the notification obligation (iv) 
Name                                          Rath Dhu Limited 
City and country of registered 
 office (if applicable)                       Douglas, Isle of Man 
4. Full name of shareholder(s) (if different from 3.) (v) 
------------------------------------------------------------------------------------------------------------ 
Name                                          Nortrust Nominees Limited 
--------------------------------------------  -------------------------------------------------------------- 
City and country of registered 
 office (if applicable)                       London, England 
--------------------------------------------  -------------------------------------------------------------- 
5. Date on which the threshold 
 was crossed or reached (vi) :                17/06/2022 
--------------------------------------------  -------------------------------------------------------------- 
6. Date on which issuer notified 
 (DD/MM/YYYY):                                20/06/2022 
--------------------------------------------  -------------------------------------------------------------- 
7. Total positions of person(s) subject to the notification obligation 
------------------------------------------------------------------------------------------------------------ 
                                                   % of voting 
                         % of voting rights       rights through                     Total number 
                          attached to shares   financial instruments  Total of both   of voting rights 
                             (total of 8.          (total of 8.B        in % (8.A     held in issuer 
                                  A)                1 + 8.B 2)            + 8.B)      (8.A + 8.B) (vii) 
-----------------------  -------------------  ----------------------  -------------  ----------------------- 
Resulting situation 
 on the date on 
 which threshold 
 was crossed or 
 reached                               3.13%                                  3.13%                1,550,000 
-----------------------  -------------------  ----------------------  -------------  ----------------------- 
Position of previous 
 notification 
 (if 
 applicable) 
-----------------------  -------------------  ----------------------  -------------  ----------------------- 
 
 8. Notified details of the resulting situation on the date on 
 which the threshold was crossed or reached (viii) 
------------------------------------------------------------------------------------------------------------ 
A: Voting rights attached to shares 
------------------------------------------------------------------------------------------------------------ 
Class/type of 
 shares 
 ISIN code (if 
 possible)                              Number of voting rights (ix)                      % of voting rights 
-----------------------  -------------------------------------------  -------------------------------------- 
                               Direct                Indirect                  Direct             Indirect 
                               (DTR5.1)             (DTR5.2.1)                 (DTR5.1)           (DTR5.2.1) 
----------------------   -------------------  ----------------------  -------------------------  ----------- 
GB00BF0SCX52                       1,550,000                       0                      3.13%            0 
-----------------------  -------------------  ----------------------  -------------------------  ----------- 
 
 
SUBTOTAL 8. A                                              1,550,000                                   3.13% 
-----------------------  -------------------------------------------  -------------------------------------- 
 
B 1: Financial Instruments according to DTR5.3.1R (1) (a) 
------------------------------------------------------------------------------------------------------------ 
Type of financial        Expiration           Exercise/               Number of voting           % of voting 
 instrument               date (x)             Conversion Period       rights that                rights 
                                               (xi)                    may be acquired 
                                                                       if the instrument 
                                                                       is 
                                                                       exercised/converted. 
-----------------------  -------------------  ----------------------  -------------------------  ----------- 
 
 
 
                                              SUBTOTAL 8. B 1 
                                              ----------------------  -------------------------  ----------- 
 
B 2: Financial Instruments with similar economic effect according 
 to DTR5.3.1R (1) (b) 
------------------------------------------------------------------------------------------------------------ 
Type of financial       Expiration            Exercise/               Physical or    Number of   % of voting 
 instrument              date (x)             Conversion               cash          voting       rights 
                                              Period (x)               Settlement    rights 
                                              (i)                      (xii) 
----------------------  --------------------  ----------------------  -------------  ----------  ----------- 
 
 
 
                                                                      SUBTOTAL 
                                                                      8.B.2 
                                                                      -------------  ----------  ----------- 
 
 
 
9. Information in relation to the person subject to the notification 
 obligation (please mark the 
 applicable box with an "X") 
Person subject to the notification obligation is not controlled 
 by any natural person or legal entity and does not control 
 any other undertaking(s) holding directly or indirectly 
 an interest in the (underlying) issuer (xiii) 
Full chain of controlled undertakings through which the 
 voting rights and/or the 
 financial instruments are effectively held starting with 
 the ultimate controlling natural person or legal entity 
 (please add additional rows as necessary) (xiv)                                X 
---------------------------------------------------------------------  -------------------- 
                                                  % of voting rights 
                                                   through financial       Total of both 
                           % of voting rights      instruments if it        if it equals 
                             if it equals or      equals or is higher       or is higher 
                            is higher than the    than the notifiable    than the notifiable 
       Name (xv)           notifiable threshold        threshold              threshold 
------------------------  ---------------------  --------------------  ---------------------- 
William Black 
 First Equity Limited 
 as investment manager 
 of Rath Dhu Limited                      3.13%                                         3.13% 
------------------------  ---------------------  --------------------  ---------------------- 
 
10. In case of proxy voting, please identify: 
--------------------------------------------------------------------------------------------- 
Name of the proxy holder 
-----------------------------------------------  -------------------------------------------- 
The number and % of voting rights 
 held 
-----------------------------------------------  -------------------------------------------- 
The date until which the voting rights 
 will be held 
-----------------------------------------------  -------------------------------------------- 
 
11. Additional information (xvi) 
--------------------------------------------------------------------------------------------- 
 
 
 
Place of completion  London, UK 
-------------------  ---------- 
Date of completion   20/06/2022 
-------------------  ---------- 
 
 
 

(END) Dow Jones Newswires

June 20, 2022 13:13 ET (17:13 GMT)

Copyright (c) 2022 Dow Jones & Company, Inc.