Dolphin Capital Investors Limited Holding(s) in Company (8222X)

TIDMDCI

RNS Number : 8222X

Dolphin Capital Investors Limited

06 May 2021

TR-1: S tandard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and 
  to the FCA in Microsoft Word format if possible) i 
 
 1a. Identity of the issuer or the                                 Dolphin Capital Investors Limited 
  underlying issuer of existing shares 
  to which voting rights are attached 
  ii : 
----------------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with 
  an "X" if appropriate) 
 Non-UK issuer 
-------------------------------------------------------------------------------------------- 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") 
 An acquisition or disposal of voting rights                                                           X 
-------------------------------------------------------------------------------------------- 
 An acquisition or disposal of financial instruments 
-------------------------------------------------------------------------------------------- 
 An event changing the breakdown of voting rights 
-------------------------------------------------------------------------------------------- 
 Other (please specify)iii: 
-------------------------------------------------------------------------------------------- 
 3. Details of person subject to the notification obligation iv 
 Name                                                   Lars Ernest Bader 
 City and country of registered office 
  (if applicable) 
 4. Full name of shareholder(s) (if different from 3.) v 
 Name                                                   Lars Ernest Bader 
----------------------------------------------------- 
 City and country of registered office 
  (if applicable) 
----------------------------------------------------- 
 5. Date on which the threshold was                     05/05/21 
  crossed or reached vi : 
----------------------------------------------------- 
 6. Date on which issuer notified (DD/MM/YYYY):         06/05/21 
----------------------------------------------------- 
 7. Total positions of person(s) subject to the notification obligation 
                                    % of voting         % of voting rights    Total of both    Total number 
                                  rights attached       through financial      in % (8.A +     of voting rights 
                                  to shares (total         instruments             8.B)        of issuer vii 
                                      of 8. A)            (total of 8.B 
                                                            1 + 8.B 2) 
---------------------------  ------------------------  -------------------  ---------------- 
 Resulting situation 
  on the date 
  on which threshold 
  was crossed 
  or reached                  5.58%                     0                    5.58%             5.58% 
---------------------------  ------------------------  -------------------  ---------------- 
 Position of 
  previous notification 
  (if 
  applicable)                 4.35%                     0                    4.35%             4.35% 
---------------------------  ------------------------  -------------------  ---------------- 
 
 
 
 8. Notified details of the resulting situation on the date on which 
  the threshold was crossed or reached viii 
 A: Voting rights attached to shares 
 Class/type of      Number of voting rights                      % of voting rights 
  shares             ix 
  ISIN code (if 
  possible) 
----------------- 
                          Direct                Indirect                        Direct                        Indirect 
                    (Art 9 of Directive   (Art 10 of Directive            (Art 9 of Directive           (Art 10 of Directive 
                       2004/109/EC)           2004/109/EC)               2004/109/EC) (DTR5.1)              2004/109/EC) 
                         (DTR5.1)              (DTR5.2.1)                                                    (DTR5.2.1) 
----------------                         --------------------- 
                    50480600              0                      5.58%                                  0 
-----------------  --------------------  ---------------------  ------------------------------------- 
 
 
 SUBTOTAL 8. A                       50480600                                               5.58% 
-----------------  ------------------------------------------- 
 
 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC 
  (DTR5.3.1.1 (a)) 
 Type of            Expiration            Exercise/              Number of voting                       % of voting 
 financial           date                  Conversion Period      rights that may                        rights 
 instrument          x                     xi                     be acquired if 
                                                                  the instrument 
                                                                  is 
                                                                  exercised/converted. 
-----------------  --------------------  ---------------------  ------------------------------------- 
 
 
 
                                          SUBTOTAL 8. B 1        0                                      0 
                                         ---------------------  ------------------------------------- 
 
 B 2: Financial Instruments with similar economic effect according to 
  Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
 Type of           Expiration             Exercise/              Physical or      Number of             % of voting 
 financial          date x                Conversion              cash             voting rights         rights 
 instrument                               Period xi               settlement 
                                                                  xii 
----------------  ---------------------  ---------------------  ---------------  -------------------- 
 
 
 
                                                                 SUBTOTAL 8.B.2   0                     0 
                                                                ---------------  -------------------- 
 
 
 
 
 9. Information in relation to the person subject to the notification 
  obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is not controlled                           X 
  by any natural person or legal entity and does not control any other 
  undertaking(s) holding directly or indirectly an interest in the 
  (underlying) issuer xiii 
 Full chain of controlled undertakings through which the voting rights 
  and/or the 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entity xiv (please add additional 
  rows as necessary) 
    Name xv             % of voting rights            % of voting rights          Total of both if 
                          if it equals or              through financial           it equals or is 
                        is higher than the             instruments if it           higher than the 
                       notifiable threshold           equals or is higher       notifiable threshold 
                                                      than the notifiable 
                                                           threshold 
--------------  ---------------------------------  ------------------------ 
 
 
 
 
 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder 
------------------------------------------------- 
 The number and % of voting rights 
  held 
------------------------------------------------- 
 The date until which the voting rights 
  will be held 
------------------------------------------------- 
 
 11. Additional information xvi 
 
 
 
 
 Place of completion   Sliema, Malta 
 Date of completion    06/05/21 
-------------------- 
 

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May 06, 2021 09:26 ET (13:26 GMT)