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DGOC Diversified Gas & Oil Plc

120.80
0.00 (0.00%)
Last Updated: 01:00:00
Delayed by 15 minutes
Share Name Share Symbol Market Type Share ISIN Share Description
Diversified Gas & Oil Plc LSE:DGOC London Ordinary Share GB00BYX7JT74 ORD 1P
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 120.80 120.20 120.40 0.00 01:00:00
Industry Sector Turnover Profit EPS - Basic PE Ratio Market Cap
0 0 N/A 0

Diversified Gas & Oil PLC Holding(s) in Company (5543M)

08/01/2019 5:19pm

UK Regulatory


TIDMDGOC

RNS Number : 5543M

Diversified Gas & Oil PLC

08 January 2019

TR-1: Standard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and 
  to the FCA in Microsoft Word format if possible)(i) 
 
 1a. Identity of the issuer or the                                     Diversified Gas & Oil PLC 
  underlying issuer of existing shares 
  to which voting rights are attached(ii) 
  : 
                                                             -------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with 
  an "X" if appropriate) 
 Non-UK issuer 
                                                                                                     ---- 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") 
 An acquisition or disposal of voting rights                                                           X 
                                                                                                     ---- 
 An acquisition or disposal of financial instruments 
                                                                                                     ---- 
 An event changing the breakdown of voting rights 
                                                                                                     ---- 
 Other (please specify)(iii) : 
                                                                                                     ---- 
 3. Details of person subject to the notification obligation(iv) 
 Name                                                         Trive Capital Fund II LP 
 City and country of registered office                        Wilmington, DE, USA 
  (if applicable) 
 4. Full name of shareholder(s) (if different from 3.)(v) 
 Name 
                                                             -------------------------------------------- 
 City and country of registered office 
  (if applicable) 
                                                             -------------------------------------------- 
 5. Date on which the threshold was                           13/12/2018 
  crossed or reached(vi) : 
                                                             -------------------------------------------- 
 6. Date on which issuer notified (DD/MM/YYYY):               08/01/2019 
                                                             -------------------------------------------- 
 7. Total positions of person(s) subject to the notification obligation 
                              % of voting       % of voting rights    Total of both   Total number 
                            rights attached      through financial     in % (8.A +     of voting rights 
                            to shares (total        instruments            8.B)        of issuer(vii) 
                                of 8. A)           (total of 8.B 
                                                    1 + 8.B 2) 
                          ------------------  ---------------------  --------------  -------------------- 
 Resulting situation 
  on the date 
  on which threshold 
  was crossed 
  or reached                   Below 3%                N/A              Below 3%          542,653,937 
                          ------------------  ---------------------  --------------  -------------------- 
 Position of 
  previous notification 
  (if 
  applicable)                    3.57%                 N/A                3.57% 
                          ------------------  ---------------------  --------------  -------------------- 
 
 
 
 8. Notified details of the resulting situation on the date on which the 
  threshold was crossed or reached(viii) 
 A: Voting rights attached to shares 
 Class/type of    Number of voting rights(ix)                              % of voting rights 
  shares 
  ISIN code (if 
  possible) 
                          Direct                      Indirect                      Direct                  Indirect 
                    (Art 9 of Directive         (Art 10 of Directive          (Art 9 of Directive     (Art 10 of Directive 
                        2004/109/EC)                2004/109/EC)             2004/109/EC) (DTR5.1)        2004/109/EC) 
                          (DTR5.1)                   (DTR5.2.1)                                            (DTR5.2.1) 
                                           ----------------------------- 
 GB00BYX7JT74     Below 3%                                                 Below 3% 
                 ------------------------  -----------------------------  -------------------------  --------------------- 
 
 
 SUBTOTAL 8. A                           Below 3%                                             Below 3% 
                 -------------------------------------------------------  ------------------------------------------------ 
 
 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC 
  (DTR5.3.1.1 (a)) 
 Type of          Expiration   Exercise/                            Number of voting                  % of voting 
 financial         date(x)      Conversion Period(xi)                rights that may                   rights 
 instrument                                                          be acquired if 
                                                                     the instrument 
                                                                     is 
                                                                     exercised/converted. 
                 -----------  -----------------------------------  --------------------------------  --------------------- 
 
 
 
                               SUBTOTAL 8. B 1 
                              -----------------------------------  --------------------------------  --------------------- 
 
 B 2: Financial Instruments with similar economic effect according to 
  Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
 Type of      Expiration       Exercise/               Physical or              Number of             % of voting 
 financial     date(x)          Conversion              cash                     voting rights         rights 
 instrument                     Period (xi)             settlement(xii) 
             ---------------  ----------------------  -----------------------  -------------------- 
 
 
 
                                                       SUBTOTAL 8.B.2 
                                                      -----------------------  -------------------- 
 
 
 
 
 9. Information in relation to the person subject to the notification 
  obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is not controlled 
  by any natural person or legal entity and does not control any other 
  undertaking(s) holding directly or indirectly an interest in the 
  (underlying) issuer(xiii) 
 Full chain of controlled undertakings through which the voting rights 
  and/or the 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entity(xiv) (please add additional 
  rows as necessary) 
        Name(xv)            % of voting rights      % of voting rights       Total of both if 
                              if it equals or        through financial        it equals or is 
                             is higher than the      instruments if it        higher than the 
                            notifiable threshold    equals or is higher     notifiable threshold 
                                                    than the notifiable 
                                                         threshold 
                          ----------------------  ---------------------  ------------------------ 
 Trive Capital Holdings, 
  LLC 
                          ----------------------  ---------------------  ------------------------ 
 Trive Capital Fund 
  II GP LLC 
                          ----------------------  ---------------------  ------------------------ 
 Trive Capital Fund              Below 3%                  N/A                   Below 3% 
  II LP 
                          ----------------------  ---------------------  ------------------------ 
 
 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder 
                                                  ----------------------------------------------- 
 The number and % of voting rights 
  held 
                                                  ----------------------------------------------- 
 The date until which the voting rights 
  will be held 
                                                  ----------------------------------------------- 
 
 11. Additional information(xvi) 
 
 
 
 
 Place of completion   London, United Kingdom 
 Date of completion    08/01/2019 
                      ----------------------- 
 
 
 Annex: Notification of major holdings (to be filed with the FCA only) 
 
 A: Identity of the person subject to the notification obligation 
 Full name (including legal form for           Trive Capital Fund II LP 
  legal entities) 
                                              -------------------------------------- 
 Contact address (registered office            2021 McKinney Avenue, Suite 1200 
  for legal entities)                           Dallas, TX 75201 
                                              -------------------------------------- 
 E-Mail                                        steveyoost@trivecapital.com 
                                              -------------------------------------- 
 Phone number / Fax number                     +14693109933 
                                              -------------------------------------- 
 Other useful information 
  (at least legal representative for 
  legal persons) 
                                              -------------------------------------- 
 
 B: Identity of the notifier, if applicable 
 Full name                                     Steve Yoost 
                                              -------------------------------------- 
 Contact address                               2021 McKinney Avenue 
                                                Suite 1200 
                                                Dallas, TX 75201 
                                              -------------------------------------- 
 E-Mail                                        steveyoost@trivecapital.com 
                                              -------------------------------------- 
 Phone number / Fax number                     +14693109933 
                                              -------------------------------------- 
 Other useful information (e.g. functional     General counsel of controlling entity 
  relationship with the person or legal         of Trive Capital Fund II LP. 
  entity subject to the notification 
  obligation) 
                                              -------------------------------------- 
 
 C: Additional information 
 
 
 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

END

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January 08, 2019 12:19 ET (17:19 GMT)

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