De La Rue PLC Holding(s) in Company (9856L)

TIDMDLAR TIDM80GT

RNS Number : 9856L

De La Rue PLC

06 January 2023

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00B3DGH821

Issuer Name

DE LA RUE PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

JPMorgan Chase & Co.

City of registered office (if applicable)

Country of registered office (if applicable)

US

4. Details of the shareholder

 
  Name                           City of registered office    Country of registered office 
   J.P. Morgan Securities plc 
                               ===========================  ============================== 
 

5. Date on which the threshold was crossed or reached

04-Jan-2023

6. Date on which Issuer notified

06-Jan-2023

7. Total positions of person(s) subject to the notification obligation

 
                          % of voting rights      % of voting rights      Total of both in %      Total number of 
                          attached to shares      through financial       (8.A + 8.B)             voting rights held 
                          (total of 8.A)          instruments (total                              in issuer 
                                                  of 8.B 1 + 8.B 2) 
   Resulting situation 
    on the date on 
    which threshold 
    was crossed or 
    reached                4.069107                0.949355                5.018462                9807941 
                        ======================  ======================  ======================  ====================== 
   Position of             n/a                     n/a                     n/a 
    previous 
    notification (if 
    applicable) 
                        ======================  ======================  ======================  ====================== 
 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

 
Class/Type of shares    Number of direct        Number of indirect      % of direct voting      % of indirect voting 
ISIN code(if possible)  voting rights (DTR5.1)  voting rights           rights (DTR5.1)         rights (DTR5.2.1) 
                                                (DTR5.2.1) 
GB00B3DGH821                                       7952490                                         4.069107 
                        ======================  ======================  ======================  ====================== 
Sub Total 8.A              7952490                                         4.069107% 
                        ==============================================  ============================================== 
 

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

 
Type of financial           Expiration date  Exercise/conversion period  Number of voting rights    % of voting rights 
instrument                                                               that may be acquired if 
                                                                         the instrument is 
                                                                         exercised/converted 
 
Sub Total 8.B1 
                            ===========================================  =========================  ================== 
 

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

 
Type of financial   Expiration date   Exercise/conversion   Physical or cash    Number of voting    % of voting rights 
instrument                            period                settlement          rights 
 Cash-settled 
  Equity Swap        07/02/2023        07/02/2023            Cash                842876              0.431280 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        04/04/2023        04/04/2023            Cash                3132                0.001598 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        03/05/2023        03/05/2023            Cash                2147                0.001095 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        04/05/2023        04/05/2023            Cash                11610               0.005940 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        20/06/2023        20/06/2023            Cash                50696               0.025938 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        28/06/2023        28/06/2023            Cash                7287                0.003728 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        05/07/2023        05/07/2023            Cash                1265                0.000646 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        31/07/2023        31/07/2023            Cash                510409              0.261152 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        02/08/2023        02/08/2023            Cash                670                 0.000341 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        19/09/2023        19/09/2023            Cash                32000               0.016373 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        30/11/2023        30/11/2023            Cash                39962               0.020441 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        05/12/2023        05/12/2023            Cash                42000               0.021490 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        04/01/2024        04/01/2024            Cash                42020               0.021500 
                    ================  ====================  ==================  ==================  ================== 
 Cash-settled 
  Equity Swap        27/04/2026        27/04/2026            Cash                269377              0.137833 
                    ================  ====================  ==================  ==================  ================== 
Sub Total 8.B2                                                                   1855451             0.949355% 
                                                                                ==================  ================== 
 

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

 
Ultimate controlling     Name of controlled       % of voting rights if  % of voting rights     Total of both if it 
person                   undertaking              it equals or is        through financial      equals or is higher 
                                                  higher than the        instruments if it      than the notifiable 
                                                  notifiable threshold   equals or is higher    threshold 
                                                                         than the notifiable 
                                                                         threshold 
                            J.P. Morgan 
   JPMorgan Chase & Co.      Securities plc          4.069089                                      5.018444% 
                         =======================  =====================  =====================  ====================== 
   JPMorgan Chase & Co.     JPMorgan Chase Bank, 
                             National 
                             Association 
                         =======================  =====================  =====================  ====================== 
 

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Chain of controlled undertakings:

JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%)

J.P. Morgan International Finance Limited (100%)

J.P. Morgan Capital Holdings Limited (100%)

J.P. Morgan Securities plc (100%)

JPMorgan Chase & Co.

JPMorgan Chase Bank, National Association (100%)

12. Date of Completion

06-Jan-2023

13. Place Of Completion

London

Rob Bellhouse

Company Secretary

01256 605317

De La Rue plc's LEI code is 213800DH741LZWIJXP78

6 January 2023

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January 06, 2023 09:35 ET (14:35 GMT)