Custodian REIT plc : Standard form for notification of major holdings (1159237)

 
 Custodian REIT plc (CREI) 
Custodian REIT plc : Standard form for notification of major holdings 
 
07-Jan-2021 / 17:33 GMT/BST 
Dissemination of a Regulatory Announcement that contains inside information 
according to REGULATION (EU) No 596/2014 (MAR), transmitted by EQS Group. 
The issuer is solely responsible for the content of this announcement. 
 
TR-1: Standard form for notification of major holdings 
 
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the 
relevant issuer and to the FCA in Microsoft Word format 
if possible)i 
 
1a. Identity of the issuer           Custodian REIT plc 
or the underlying issuer 
of existing shares to 
which voting rights are 
attachedii: 
1b. Please indicate if the issuer is a non-UK issuer 
(please mark with an "X" if appropriate) 
Non-UK issuer 
2. Reason for the notification (please mark the 
appropriate box or boxes with an "X") 
An acquisition or disposal of voting rights               X 
An acquisition or disposal of financial 
instruments 
An event changing the breakdown of voting rights 
Other (please specify)iii: 
3. Details of person subject to the notification 
obligationiv 
Name                         BlackRock, Inc. 
City and country of          Wilmington, DE, USA 
registered office (if 
applicable) 
4. Full name of shareholder(s) (if different from 3.)v 
Name 
City and country of 
registered office (if 
applicable) 
5. Date on which the         05/01/2021 
threshold was crossed or 
reachedvi: 
6. Date on which issuer      06/01/2021 
notified (DD/MM/YYYY): 
7. Total positions of person(s) subject to the 
notification obligation 
             % of      % of voting     Total  Total number of 
            voting   rights through   of both voting rights of 
            rights      financial      in %   issuervii 
            attache    instruments    (8.A + 
             d to    (total of 8.B 1   8.B) 
            shares      + 8.B 2) 
            (total 
             of 8. 
              A) 
Resulting   4.34%   0.65%             5.00%   420,053,344 
situation 
on the date 
on which 
threshold 
was crossed 
or reached 
Position of N/A     N/A               N/A 
previous 
notificatio 
n (if 
 
applicable) 
 
8. Notified details of the resulting situation on the date on 
which the threshold was crossed or reachedviii 
A: Voting rights attached to shares 
Class/type    Number of voting rightsix            % of voting rights 
of 
shares 
 
ISIN code 
(if 
possible) 
            Direct           Indirect          Direct       Indirect 
 
           ((DTR5.1)        (DTR5.2.1)        (DTR5.1)     (DTR5.2.1) 
GB00BJFLFT45                   18,265,237                             4.34% 
 
SUBTOTAL 8.                18,265,237                       4.34% 
A 
 
B 1: Financial Instruments according to DTR5.3.1R (1) (a) 
Type of       Expiration Exercise/         Number of voting rights    % of 
financial     datex      Conversion        that may be acquired if    votin 
instrument               Periodxi          the instrument is          g 
                                                                      right 
                                                                      s 
 
                                           exercised/converted. 
Securities                                 2,757,454                  0.65% 
Lending 
 
                         SUBTOTAL 8. B 1           2,757,454          0.65% 
 
B 2: Financial Instruments with similar economic effect according 
to DTR5.3.1R (1) (b) 
Type   Expiration        Exercise/   Physical or cash      Number of  % of 
of     datex             Conversion                        voting     votin 
financ                   Period xi                         rights     g 
ial                                                                   right 
instru                               settlementxii                    s 
ment 
 
                                     SUBTOTAL 8.B.2 
 
9. Information in relation to the person subject to the 
notification obligation (please mark the 
 
applicable box with an "X") 
Person subject to the notification obligation 
is not controlled by any natural person or 
legal entity and does not control any other 
undertaking(s) holding directly or indirectly 
an interest in the (underlying) issuerxiii 
Full chain of controlled undertakings through           X 
which the voting rights and/or the 
financial instruments are effectively held 
starting with the ultimate controlling 
natural person or legal entityxiv (please add 
additional rows as necessary) 
  Namexv    % of voting   % of    Total of both if it equals or 
             rights if   voting   is higher than the notifiable 
             it equals   rights             threshold 
               or is    through 
            higher than financia 
                the        l 
            notifiable  instrume 
             threshold   nts if 
                           it 
                         equals 
                         or is 
                         higher 
                        than the 
                        notifiab 
                           le 
                        threshol 
                           d 
See 
Attachment 
 
10. In case of proxy voting, please identify: 
Name of the proxy 
holder 
The number and % of 
voting rights held 
The date until which 
the voting rights will 
be held 
 
11. Additional informationxvi 
 
BlackRock Regulatory Threshold Reporting Team 
 
Jana Blumenstein 
 
020 7743 3650 
 
Place of completion 12 Throgmorton Avenue, London, EC2N 2DL, 
                    U.K. 
Date of completion  6 January, 2021 
 
Section 9 Attachment 
 
       Namexv        % of voting   % of voting  Total of both if 
                     rights if it    rights     it equals or is 
                     equals or is    through    higher than the 
                     higher than    financial      notifiable 
                         the       instruments     threshold 
                      notifiable  if it equals 
                      threshold   or is higher 
                                    than the 
                                   notifiable 
                                    threshold 
BlackRock, Inc. 
BlackRock Holdco 2, 
Inc. 
BlackRock Financial 
Management, Inc. 
BlackRock Holdco 4, 
LLC 
BlackRock Holdco 6, 
LLC 
BlackRock Delaware 
Holdings Inc. 
BlackRock 
Institutional Trust 
Company, National 
Association 
 
BlackRock, Inc. 
BlackRock Holdco 2, 
Inc. 
BlackRock Financial 
Management, Inc. 
BlackRock 
International 
Holdings, Inc. 
BR Jersey 
International 
Holdings L.P. 
BlackRock Holdco 3, 
LLC 
BlackRock Cayman 1 
LP 
BlackRock Cayman 
West Bay Finco 
Limited 
BlackRock Cayman 
West Bay IV Limited 
BlackRock Group 
Limited 
BlackRock Finance 
Europe Limited 
BlackRock Investment 
Management (UK) 
Limited 
 
BlackRock, Inc. 
BlackRock Holdco 2, 
Inc. 
BlackRock Financial 
Management, Inc. 
BlackRock 
International 
Holdings, Inc. 
BR Jersey 
International 
Holdings L.P. 
BlackRock Holdco 3, 
LLC 
BlackRock Cayman 1 
LP 
BlackRock Cayman 
West Bay Finco 
Limited 
BlackRock Cayman 
West Bay IV Limited 
BlackRock Group 
Limited 
BlackRock Finance 
Europe Limited 
BlackRock 
(Netherlands) B.V. 
 
BlackRock, Inc. 
BlackRock Holdco 2, 
Inc. 
BlackRock Financial 
Management, Inc. 
BlackRock 
International 
Holdings, Inc. 
BR Jersey 
International 
Holdings L.P. 
BlackRock Holdco 3, 
LLC 
BlackRock Cayman 1 
LP 
BlackRock Cayman 
West Bay Finco 
Limited 
BlackRock Cayman 
West Bay IV Limited 
BlackRock Group 
Limited 
BlackRock Finance 
Europe Limited 
BlackRock Advisors 
(UK) Limited 
 
BlackRock, Inc. 
BlackRock Holdco 2, 
Inc. 
BlackRock Financial 
Management, Inc. 
BlackRock 
International 
Holdings, Inc. 
BR Jersey 
International 
Holdings L.P. 
BlackRock Holdco 3, 
LLC 
BlackRock Cayman 1 
LP 
BlackRock Cayman 
West Bay Finco 
Limited 
BlackRock Cayman 
West Bay IV Limited 
BlackRock Group 
Limited 
BlackRock 
International 
Limited 
 
BlackRock, Inc. 
BlackRock Holdco 2, 
Inc. 
BlackRock Financial 
Management, Inc. 
BlackRock 
International 
Holdings, Inc. 
BR Jersey 
International 
Holdings L.P. 
BlackRock Holdco 3, 
LLC 
BlackRock Canada 
Holdings LP 
BlackRock Canada 
Holdings ULC 
BlackRock Asset 
Management Canada 
Limited 
 
BlackRock, Inc. 
BlackRock Holdco 2, 
Inc. 
BlackRock Financial 
Management, Inc. 
BlackRock Holdco 4, 
LLC 
BlackRock Holdco 6, 
LLC 
BlackRock Delaware 
Holdings Inc. 
BlackRock Fund 
Advisors 
 
BlackRock, Inc. 
BlackRock Holdco 2, 
Inc. 
BlackRock Financial 
Management, Inc. 
BlackRock 
International 
Holdings, Inc. 
BR Jersey 
International 
Holdings L.P. 
BlackRock 
(Singapore) Holdco 
Pte. Ltd. 
BlackRock HK Holdco 
Limited 
BlackRock Lux Finco 
S.a.r.l. 
BlackRock Japan 
Holdings GK 
BlackRock Japan Co., 
Ltd. 
 
BlackRock, Inc. 
BlackRock Holdco 2, 
Inc. 
BlackRock Financial 
Management, Inc. 
BlackRock 
International 
Holdings, Inc. 
BR Jersey 
International 
Holdings L.P. 
BlackRock Australia 
Holdco Pty. Ltd. 
BlackRock Investment 
Management 
(Australia) Limited 
 
BlackRock, Inc. 
BlackRock Holdco 2, 
Inc. 
BlackRock Financial 
Management, Inc. 
 
BlackRock, Inc. 
BlackRock Holdco 2, 
Inc. 
BlackRock Financial 
Management, Inc. 
BlackRock Capital 
Holdings, Inc. 
BlackRock Advisors, 
LLC 
 
Notes 
 
 i Please note this form should be read jointly with the applicable 
Disclosure Guidance and Transparency Rules Chapter 5 (DTR5) available on the 
following link: https://www.handbook.fca.org.uk/handbook/DTR/5/?view=chapter 
 [1] 
 
 ii Full name of the legal entity and further specification of the issuer or 
 underlying issuer, provided it is reliable and accurate (e.g. address, LEI, 
 domestic number identity). Indicate in the relevant section whether the 
 issuer is a non UK issuer. 
 
 iii Other reason for the notification could be voluntary notifications, 
 changes of attribution of the nature of the holding (e.g. expiring of 
 financial instruments) or acting in concert. 
 
 iv This should be the full name of (a) the shareholder; (b) the natural 
 person or legal entity acquiring, disposing of or exercising voting rights 

 in the cases provided for in DTR5.2.1 (b) to (h); (c) all parties to the 
 agreement referred to in DTR5.2.1 (a) or (d) the holder of financial 
 instruments referred to in DTR5.3.1. 
 
As the disclosure of cases of acting in concert may vary due to the specific 
 circumstances (e.g. same or different total positions of the parties, 
 entering or exiting of acting in concert by a single party) the standard 
form does not provide for a specific method how to notify cases of acting in 
 concert. 
 
 In relation to the transactions referred to in DTR5.2.1 (b) to (h), the 
 following list is provided as indication of the persons who should be 
 mentioned: 
 
- in the circumstances foreseen in DTR5.2.1 (b), the natural person or legal 
 entity that acquires the voting rights and is entitled to exercise them 
 under the agreement and the natural person or legal entity who is 
 transferring temporarily for consideration the voting rights; 
 
- in the circumstances foreseen in DTR5.2.1 (c), the natural person or legal 
 entity holding the collateral, provided the person or entity controls the 
 voting rights and declares its intention of exercising them, and natural 
 person or legal entity lodging the collateral under these conditions; 
 
- in the circumstances foreseen in DTR5.2.1 (d), the natural person or legal 
 entity who has a life interest in shares if that person or entity is 
 entitled to exercise the voting rights attached to the shares and the 
 natural person or legal entity who is disposing of the voting rights when 
 the life interest is created; 
 
 - in the circumstances foreseen in DTR5.2.1 (e), the controlling natural 
 person or legal entity and, provided it has a notification duty at an 
 individual level under DTR 5.1, under DTR5.2.1 (a) to (d) or under a 
 combination of any of those situations, the controlled undertaking; 
 
 - in the circumstances foreseen in DTR5.2.1 (f), the deposit taker of the 
 shares, if he can exercise the voting rights attached to the shares 
 deposited with him at his discretion, and the depositor of the shares 
 allowing the deposit taker to exercise the voting rights at his discretion; 
 
- in the circumstances foreseen in DTR5.2.1 (g), the natural person or legal 
 entity that controls the voting rights; 
 
- in the circumstances foreseen in DTR5.2.1 (h), the proxy holder, if he can 
 exercise the voting rights at his discretion, and the shareholder who has 
 given his proxy to the proxy holder allowing the latter to exercise the 
 voting rights at his discretion (e.g. management companies). 
 
 v Applicable in the cases provided for in DTR5.2.1 (b) to (h). This should 
 be the full name of the shareholder who is the counterparty to the natural 
 person or legal entity referred to DTR5.2 unless the percentage of voting 
rights held by the shareholder is lower than the lowest notifiable threshold 
 for the disclosure of voting rights holdings in accordance with national 
 practices (e.g. identification of funds managed by management companies). 
 
 vi The date on which threshold is crossed or reached should be the date on 
 which the acquisition or disposal took place or the other reason triggered 
 the notification obligation. For passive crossings, the date when the 
 corporate event took effect. 
 
 vii The total number of voting rights held in the issuer shall be composed 
 of all the shares, including depository receipts representing shares, to 
 which voting rights are attached even if the exercise thereof is suspended. 
 
viii If the holding has fallen below the lowest applicable threshold, please 
 note that it might not be necessary to disclose the extent of the holding, 
 only that the new holding is below that threshold. 
 
 ix In case of combined holdings of shares with voting rights attached 
 "direct holding" and voting rights "indirect holding", please split the 
 voting rights number and percentage into the direct and indirect columns - 
 if there is no combined holdings, please leave the relevant box blank. 
 
x Date of maturity/expiration of the financial instrument i.e. the date when 
 right to acquire shares ends. 
 
 xi If the financial instrument has such a period - please specify this 
 period - for example once every 3 months starting from [date]. 
 
xii In case of cash settled instruments the number and percentages of voting 
 rights is to be presented on a delta-adjusted basis (DTR 5.3.3.A). 
 
 xiii If the person subject to the notification obligation is either 
 controlled and/or does control another undertaking then the second option 
 applies. 
 
 xiv The full chain of controlled undertakings starting with the ultimate 
 controlling natural person or legal entity has to be presented also in the 
 cases, in which only on subsidiary level a threshold is crossed or reached 
 and the subsidiary undertaking discloses the notification as only thus the 
 markets get always the full picture of the group holdings. In case of 
multiple chains through which the voting rights and/or financial instruments 
 are effectively held the chains have to be presented chain by chain leaving 
 a row free between different chains (e.g.: A, B, C, free row, A, B, D, free 
 row, A, E, F etc.). 
 
 xv The names of controlled undertakings through which the voting rights 
 and/or financial instruments are effectively held have to be presented 
irrespectively whether the controlled undertakings cross or reach the lowest 
 applicable threshold themselves. 
 
xvi Example: Correction of a previous notification. 
 
ISIN:           GB00BJFLFT45 
Category Code:  MSCH 
TIDM:           CREI 
LEI Code:       2138001BOD1J5XK1CX76 
OAM Categories: 3.1. Additional regulated information required to be 
                disclosed under the laws of a Member State 
Sequence No.:   91069 
EQS News ID:    1159237 
 
End of Announcement EQS News Service 
 
 
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(END) Dow Jones Newswires

January 07, 2021 12:33 ET (17:33 GMT)