Custodian REIT plc : Standard form for notification of major holdings (998471)

 
 Custodian REIT plc (CREI) 
Custodian REIT plc : Standard form for notification of major holdings 
 
16-March-2020 / 16:41 GMT/BST 
Dissemination of a Regulatory Announcement that contains inside information 
according to REGULATION (EU) No 596/2014 (MAR), transmitted by EQS Group. 
The issuer is solely responsible for the content of this announcement. 
 
TR-1: Standard form for notification of major holdings 
 
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the 
relevant issuer and to the FCA in Microsoft Word format 
if possible)i 
 
1a. Identity of the issuer           Custodian REIT plc 
or the underlying issuer 
of existing shares to 
which voting rights are 
attachedii: 
1b. Please indicate if the issuer is a non-UK issuer 
(please mark with an "X" if appropriate) 
Non-UK issuer 
2. Reason for the notification (please mark the 
appropriate box or boxes with an "X") 
An acquisition or disposal of voting rights               X 
An acquisition or disposal of financial 
instruments 
An event changing the breakdown of voting rights 
Other (please specify)iii : 
3. Details of person subject to the notification 
obligationiv 
Name                         Mattioli Woods plc 
City and country of          Leicester, England 
registered office (if 
applicable) 
4. Full name of shareholder(s) (if different from 3.)v 
Name                         See Section 9 
City and country of          See Section 9 
registered office (if 
applicable) 
5. Date on which the         13/03/20 
threshold was crossed or 
reachedvi: 
6. Date on which issuer      16/03/20 
notified (DD/MM/YYYY): 
7. Total positions of person(s) subject to the 
notification obligation 
             % of      % of voting     Total  Total number of 
            voting   rights through   of both voting rights of 
            rights      financial      in %   issuervii 
            attache    instruments    (8.A + 
             d to    (total of 8.B 1   8.B) 
            shares      + 8.B 2) 
            (total 
             of 8. 
              A) 
Resulting    6.25%                     6.25%     420,053,344 
situation 
on the date 
on which 
threshold 
was crossed 
or reached 
Position of  5.98%                     5.98%     416,053,344 
previous 
notificatio 
n (if 
 
applicable) 
 
8. Notified details of the resulting situation on the date on 
which the threshold was crossed or reachedviii 
A: Voting rights attached to shares 
Class/type    Number of voting rightsix            % of voting 
of                                                 rights 
shares 
 
ISIN code 
(if 
possible) 
            Direct           Indirect          Direct      Indirect 
 
           (Art 9 of        (Art 10 of        (Art 9 of    (Art 10 
           Directive         Directive        Directive       of 
         2004/109/EC)      2004/109/EC)     2004/109/EC)   Directiv 
           (DTR5.1)         (DTR5.2.1)        (DTR5.1)        e 
                                                           2004/109 
                                                             /EC) 
                                                           (DTR5.2. 
                                                              1) 
Ordinary         26,250,642                             6.25% 
shares of 1p 
each 
 
ISIN: 
 
GB00BJFLFT45 
 
SUBTOTAL 8.                26,250,642                     6.25% 
A 
 
B 1: Financial Instruments according to Art. 13(1)(a) of 
Directive 2004/109/EC (DTR5.3.1.1 (a)) 
Type of       Expiration Exercise/         Number of voting         % 
financial     datex      Conversion        rights that may be       of 
instrument               Periodxi          acquired if the          vo 
                                           instrument is            ti 
                                                                    ng 
                                                                    ri 
                                                                    gh 
                                           exercised/converted.     ts 
N/A 
 
                         SUBTOTAL 8. B 1 
 
B 2: Financial Instruments with similar economic effect 
according to Art. 13(1)(b) of Directive 2004/109/EC 
(DTR5.3.1.1 (b)) 
Type   Expiration        Exercise/   Physical or cash      Number   % 
of     datex             Conversion                        of       of 
financ                   Period xi                         voting   vo 
ial                                                        rights   ti 
instru                               settlementxii                  ng 
ment                                                                ri 
                                                                    gh 
                                                                    ts 
N/A 
 
                                     SUBTOTAL 8.B.2 
 
9. Information in relation to the person subject to the 
notification obligation (please mark the 
 
applicable box with an "X") 
Person subject to the notification obligation 
is not controlled by any natural person or 
legal entity and does not control any other 
undertaking(s) holding directly or indirectly 
an interest in the (underlying) issuerxiii 
Full chain of controlled undertakings through           X 
which the voting rights and/or the 
financial instruments are effectively held 
starting with the ultimate controlling natural 
person or legal entityxiv (please add 
additional rows as necessary) 
    Namexv        % of      % of    Total of both if it equals 
                 voting    voting      or is higher than the 
               rights if   rights      notifiable threshold 
               it equals  through 
                 or is    financia 
                 higher      l 
                than the  instrume 
               notifiable  nts if 
               threshold     it 
                           equals 
                           or is 
                           higher 
                          than the 
                          notifiab 
                             le 
                          threshol 
                             d 
Discretionary 
Client 
Portfolios 
(held under 
following 
custodians) 
Pershing          <3%                       <3% (1.28%) 
Nominees        (1.28%) 
Limited 
FNZ Nominees      <3%                       <3% (0.07%) 
Limited         (0.07%) 
Mattioli Woods 
Funds (held 
under 
following 
custodian) 
Société          4.90%                         4.90% 
Générale 
 
10. In case of proxy voting, please identify: 
Name of the proxy holder 
The number and % of 
voting rights held 
The date until which the 
voting rights will be 
held 
 
11. Additional informationxvi 
 
Place of completion Newmarket, England 
Date of completion  16 March 2020 
 
Annex: Notification of major holdings (to be filed with the FCA 
only) 
 
A: Identity of the person subject to the notification 
obligation 
Full name (including legal    Mattioli Woods plc 
form for legal entities) 
Contact address (registered   1 New Walk Place, Leicester, LE1 
office for legal entities)    6RU 
E-Mail                        [e-mail] 
Phone number / Fax number     0116 240 8706 
Other useful information 
 
(at least legal 
representative for legal 
persons) 
 
B: Identity of the notifier, if applicable 
Full name                     Jonathon Marchant (Investment 
                              Analyst) 
Contact address               Mattioli Woods, Cheveley House, 
                              Fordham Road, Newmarket, Suffolk, 
                              CB8 7XN 
E-Mail                        [e-mail] 
                              [1] 
Phone number / Fax number     01638 564230 
Other useful information 
(e.g. functional 
relationship with the person 
or legal entity subject to 
the notification obligation) 
 
C: Additional information 
The shares referred to in section 9 are held in portfolios 
managed by those firms on a discretionary basis for clients 
under investment management agreements. This disclosure has 
been calculated based on issue share capital amount 
420,053,344. 
 
Please send the completed form together with this annex to the FCA at the 
following email 
 
address: [e-mail]. Please send in Microsoft Word format 
if possible. 
 
Notes 
 
      i Please note that national forms may vary due to specific national 
    legislation (Article 3(1a) of Directive 2004/109/EC) as for instance the 
      applicable thresholds or information regarding capital holdings. 
 
 ii Full name of the legal entity and further specification of the issuer or 
 underlying issuer, provided it is reliable and accurate (e.g. address, LEI, 
     domestic number identity). Indicate in the relevant section whether the 
      issuer is a non UK issuer. 
 
     iii Other reason for the notification could be voluntary notifications, 
      changes of attribution of the nature of the holding (e.g. expiring of 
      financial instruments) or acting in concert. 
 
     iv This should be the full name of (a) the shareholder; (b) the natural 
  person or legal entity acquiring, disposing of or exercising voting rights 
  in the cases provided for in DTR5.2.1 (b) to (h)/ Article 10 (b) to (h) of 
      Directive 2004/109/EC; (c) all parties to the agreement referred to in 
 Article 10 (a) of Directive 2004/109/EC (DTR5.2.1 (a)) or (d) the holder of 
 financial instruments referred to in Article 13(1) of Directive 2004/109/EC 
      (DTR5.3.1). 
 
As the disclosure of cases of acting in concert may vary due to the specific 
      circumstances (e.g. same or different total positions of the parties, 
    entering or exiting of acting in concert by a single party) the standard 
form does not provide for a specific method how to notify cases of acting in 
      concert. 
 
 In relation to the transactions referred to in points (b) to (h) of Article 
    10 of Directive 2004/109/EC (DTR5.2.1 (b) to (h)), the following list is 
      provided as indication of the persons who should be mentioned: 
 

      - in the circumstances foreseen in letter (b) of Article 10 of that 
  Directive (DTR5.2.1 (b)), the natural person or legal entity that acquires 
  the voting rights and is entitled to exercise them under the agreement and 
      the natural person or legal entity who is transferring temporarily for 
      consideration the voting rights; 
 
      - in the circumstances foreseen in letter (c) of Article 10 of that 
    Directive (DTR5.2.1 (c)), the natural person or legal entity holding the 
    collateral, provided the person or entity controls the voting rights and 
      declares its intention of exercising them, and natural person or legal 
      entity lodging the collateral under these conditions; 
 
      - in the circumstances foreseen in letter (d) of Article 10 of that 
 Directive (DTR5.2.1 (d)), the natural person or legal entity who has a life 
     interest in shares if that person or entity is entitled to exercise the 
 voting rights attached to the shares and the natural person or legal entity 
    who is disposing of the voting rights when the life interest is created; 
 
      - in the circumstances foreseen in letter (e) of Article 10 of that 
    Directive (DTR5.2.1 (e)), the controlling natural person or legal entity 
      and, provided it has a notification duty at an individual level under 
      Article 9 (DTR 5.1), under letters (a) to (d) of Article 10 of that 
      Directive (DTR5.2.1 (a) to (d)) or under a combination of any of those 
      situations, the controlled undertaking; 
 
      - in the circumstances foreseen in letter (f) of Article 10 of that 
      Directive (DTR5.2.1 (f)), the deposit taker of the shares, if he can 
 exercise the voting rights attached to the shares deposited with him at his 
   discretion, and the depositor of the shares allowing the deposit taker to 
      exercise the voting rights at his discretion; 
 
      - in the circumstances foreseen in letter (g) of Article 10 of that 
  Directive (DTR5.2.1 (g)), the natural person or legal entity that controls 
      the voting rights; 
 
      - in the circumstances foreseen in letter (h) of Article 10 of that 
   Directive (DTR5.2.1 (h)), the proxy holder, if he can exercise the voting 
rights at his discretion, and the shareholder who has given his proxy to the 
      proxy holder allowing the latter to exercise the voting rights at his 
      discretion (e.g. management companies). 
 
v Applicable in the cases provided for in Article 10 (b) to (h) of Directive 
      2004/109/EC (DTR5.2.1 (b) to (h). This should be the full name of the 
   shareholder who is the counterparty to the natural person or legal entity 
  referred to in Article 10 of that Directive (DTR5.2) unless the percentage 
of voting rights held by the shareholder is lower than the lowest notifiable 
   threshold for the disclosure of voting rights holdings in accordance with 
      national practices (e.g. identification of funds managed by management 
      companies). 
 
  vi The date on which threshold is crossed or reached should be the date on 
  which the acquisition or disposal took place or the other reason triggered 
      the notification obligation. For passive crossings, the date when the 
      corporate event took effect. 
 
  vii The total number of voting rights shall be composed of all the shares, 
   including depository receipts representing shares, to which voting rights 
      are attached even if the exercise thereof is suspended. 
 
     viii If the holding has fallen below the lowest applicable threshold in 
 accordance with national law, please note that it might not be necessary in 
    accordance with national law to disclose the extent of the holding, only 
      that the new holding is below that threshold. 
 
      ix In case of combined holdings of shares with voting rights attached 
     "direct holding" and voting rights "indirect holding", please split the 
  voting rights number and percentage into the direct and indirect columns - 
      if there is no combined holdings, please leave the relevant box blank. 
 
x Date of maturity/expiration of the financial instrument i.e. the date when 
      right to acquire shares ends. 
 
      xi If the financial instrument has such a period - please specify this 
      period - for example once every 3 months starting from [date]. 
 
xii In case of cash settled instruments the number and percentages of voting 
      rights is to be presented on a delta-adjusted basis (Article 13(1a) of 
      Directive 2004/109/EC) (DTR 5.3.3.A). 
 
      xiii If the person subject to the notification obligation is either 
   controlled and/or does control another undertaking then the second option 
      applies. 
 
    xiv The full chain of controlled undertakings starting with the ultimate 
  controlling natural person or legal entity has to be presented also in the 
  cases, in which only on subsidiary level a threshold is crossed or reached 
  and the subsidiary undertaking discloses the notification as only thus the 
      markets get always the full picture of the group holdings. In case of 
multiple chains through which the voting rights and/or financial instruments 
 are effectively held the chains have to be presented chain by chain leaving 
 a row free between different chains (e.g.: A, B, C, free row, A, B, D, free 
      row, A, E, F etc.). 
 
     xv The names of controlled undertakings through which the voting rights 
      and/or financial instruments are effectively held have to be presented 
irrespectively whether the controlled undertakings cross or reach the lowest 
      applicable threshold themselves. 
 
      xvi Example: Correction of a previous notification. 
 
ISIN:           GB00BJFLFT45 
Category Code:  MSCH 
TIDM:           CREI 
LEI Code:       2138001BOD1J5XK1CX76 
OAM Categories: 3.1. Additional regulated information required to be 
                disclosed under the laws of a Member State 
Sequence No.:   52576 
EQS News ID:    998471 
 
End of Announcement EQS News Service 
 
 
1: mailto:[e-mail] 
 

(END) Dow Jones Newswires

March 16, 2020 12:42 ET (16:42 GMT)