Circassia Pharmaceuticals Plc Notification of Major Interest in Shares (6617J)

TIDMCIR

RNS Number : 6617J

Circassia Pharmaceuticals Plc

29 June 2017

 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
-------------------------------------------------- 
 
 
 
 1. Identity of the issuer or                                       Circassia Pharmaceuticals 
  the underlying issuer                                                                   Plc 
  of existing shares to which 
  voting rights are 
  attached: (ii) 
----------------------------------------------------------  --------------------------------- 
 2 Reason for the notification (please tick the appropriate 
  box or boxes): 
--------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                 X 
-----------------------------------------------------------  -------------------------------- 
 An acquisition or disposal of qualifying financial 
  instruments which may result in the acquisition 
  of shares already issued to which voting rights 
  are attached 
-----------------------------------------------------------  -------------------------------- 
 An acquisition or disposal of instruments with 
  similar economic effect to qualifying financial 
  instruments 
-----------------------------------------------------------  -------------------------------- 
 An event changing the breakdown of voting rights 
-----------------------------------------------------------  -------------------------------- 
 Other (please 
  specify): 
---------------------------------------------------------    -------------------------------- 
 3. Full name of person(s)                                     Woodford Investment Management 
  subject to the                                                             Ltd ("Woodford") 
  notification obligation: 
  (iii) 
----------------------------------------------------------  --------------------------------- 
 4. Full name of shareholder(s)                                           Clients of Woodford 
  (if different from 3.):(iv) 
----------------------------------------------------------  --------------------------------- 
 5. Date of the transaction 
  and date on 
  which the threshold is 
  crossed or 
  reached: (v)                                                                     28/06/2017 
----------------------------------------------------------  --------------------------------- 
 6. Date on which issuer 
  notified:                                                                        29/06/2017 
----------------------------------------------------------  --------------------------------- 
 7. Threshold(s) that is/are 
  crossed or 
  reached: (vi, vii)                                                                      20% 
----------------------------------------------------------  --------------------------------- 
 
 
 
 8. Notified details: 
------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
------------------------------------------------------------------------------------------------- 
 Class/type      Situation previous        Resulting situation after 
  of              to the triggering         the triggering transaction 
  shares          transaction 
 
  if possible 
  using 
  the ISIN 
  CODE 
--------------  ------------------------  ------------------------------------------------------- 
                 Number       Number       Number       Number of               %of voting 
                  of           of           of           voting                  rights(x) 
                  Shares       Voting       shares       rights 
                               Rights 
--------------  -----------  -----------  -----------  ----------------------  ------------------ 
                                           Direct       Direct       Indirect   Direct   Indirect 
                                                         (xi)         (xii) 
--------------  -----------  -----------  -----------  -----------  ---------  -------  --------- 
 GB00BJVD3B28    66,108,146   66,108,146   66,590,501   66,590,501   0          20.04%   0.00% 
--------------  -----------  -----------  -----------  -----------  ---------  -------  --------- 
 
 
 B: Qualifying Financial Instruments 
------------------------------------------------------------------------------ 
 Resulting situation after the triggering transaction 
------------------------------------------------------------------------------ 
 Type of financial   Expiration     Exercise/       Number of      % of voting 
  instrument          date (xiii)    Conversion      voting         rights 
                                     Period (xiv)    rights that 
                                                     may be 
                                                     acquired 
                                                     if the 
                                                     instrument 
                                                     is 
                                                     exercised/ 
                                                     converted. 
------------------  -------------  --------------  -------------  ------------ 
 
 
 C: Financial Instruments with similar economic effect 
  to Qualifying Financial Instruments (xv, xvi) 
----------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
----------------------------------------------------------------------------------------- 
 Type of       Exercise   Expiration     Exercise/     Number        % of voting rights 
  financial     price      date (xvii)    Conversion    of voting     (xix, xx) 
  instrument                              period        rights 
                                          (xviii)       instrument 
                                                        refers 
                                                        to 
------------  ---------  -------------  ------------  ------------  --------------------- 
                                                                     Nominal      Delta 
                                                                    -----------  -------- 
 
 
 Total (A+B+C) 
------------------------------------------------------ 
 Number of voting rights   Percentage of voting rights 
------------------------  ---------------------------- 
  66,590,501               20.04 % 
------------------------  ---------------------------- 
 
 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
  (xxi) 
----------------------------------------------------------------------------- 
 
 
 Proxy Voting: 
----------------------------------------------------------------------------- 
 10. Name of the proxy holder: 
-------------------------------------------------------------  -------------- 
 11. Number of voting rights proxy 
  holder will cease 
  to hold: 
-------------------------------------------------------------  -------------- 
 12. Date on which proxy holder will 
  cease to hold 
  voting rights: 
-------------------------------------------------------------  -------------- 
 
 
  13. Additional information: 
-------------------------------------------------------------  -------------- 
 14. Contact name:                                               Julien Cotta 
-------------------------------------------------------------  -------------- 
 15. Contact telephone number:                                   01865 405560 
-------------------------------------------------------------  -------------- 
 
 

This information is provided by RNS

The company news service from the London Stock Exchange

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June 29, 2017 13:08 ET (17:08 GMT)