We could not find any results for:
Make sure your spelling is correct or try broadening your search.
Share Name | Share Symbol | Market | Type | Share ISIN | Share Description |
---|---|---|---|---|---|
Central Asia Metals Plc | LSE:CAML | London | Ordinary Share | GB00B67KBV28 | ORD USD0.01 |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
-5.00 | -2.44% | 200.00 | 198.00 | 200.50 | 214.00 | 200.00 | 214.00 | 56,807 | 08:18:50 |
Industry Sector | Turnover | Profit | EPS - Basic | PE Ratio | Market Cap |
---|---|---|---|---|---|
Copper Ores | 220.86M | 33.81M | 0.1859 | 11.03 | 372.91M |
TIDMCAML
RNS Number : 9502M
Central Asia Metals PLC
26 January 2021
TR-1 Notification of Major Holdings
Central Asia Metals plc (AIM: CAML) notes that the below major shareholding notifications from BlackRock Inc. were previously not released to the market due to an internal administrative oversight. Investors are requested to send any notifications of major shareholding forms to cosec@centralasiametals.com.
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) (i) 1a. Identity of the issuer or the Central Asia Metals PLC underlying issuer of existing shares to which voting rights are attached (ii) : -------------------------------------------- 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) Non-UK issuer ---- 2. Reason for the notification (please mark the appropriate box or boxes with an "X") An acquisition or disposal of voting rights X ---- An acquisition or disposal of financial instruments ---- An event changing the breakdown of voting rights ---- Other (please specify)(iii) : ---- 3. Details of person subject to the notification obligation (iv) Name BlackRock, Inc. City and country of registered office Wilmington, DE, USA (if applicable) 4. Full name of shareholder(s) (if different from 3.) (v) Name -------------------------------------------- City and country of registered office (if applicable) ---------------------------------------------- 5. Date on which the threshold was 11/01/2021 crossed or reached (vi) : ---------------------------------------------- 6. Date on which issuer notified (DD/MM/YYYY): 12/01/2021 ---------------------------------------------- 7. Total positions of person(s) subject to the notification obligation % of voting % of voting rights Total of both Total number rights attached through financial in % (8.A + of voting to shares (total instruments 8.B) rights of of 8. A) (total of 8.B issuer (vii) 1 + 8.B 2) ------------------ --------------------- -------------- ------------------ Resulting situation on the date on which threshold was crossed or reached 10.13% 0.08% 10.22% 176,026,619 ------------------ --------------------- -------------- ------------------ Position of previous notification (if applicable) 9.76% 0.17% 9.94% ------------------ --------------------- -------------- ------------------ 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached (viii) A: Voting rights attached to shares Class/type of Number of voting rights % of voting rights shares (ix) ISIN code (if possible) Direct Indirect Direct Indirect ((DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1) ---------------------- GB00B67KBV28 17,841,342 10.13% --------------------- ---------------------- -------------------- ---------------- SUBTOTAL 8. A 17,841,342 10.13% --------------------------------------------- -------------------------------------- B 1: Financial Instruments according to DTR5.3.1R (1) (a) Type of financial Expiration Exercise/ Number of voting % of voting instrument date Conversion Period rights that may rights (x) (xi) be acquired if the instrument is exercised/converted. ----------- -------------------------- -------------------------- ---------------- SUBTOTAL 8. B 1 -------------------------- -------------------------- ---------------- B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b) Type of financial Expiration Exercise/ Physical or Number of % of voting instrument date (x) Conversion cash voting rights rights Period (xi) settlement (xii) ---------------- ---------------- ------------------- --------------- CFD Cash 155,380 0.08% ----------- ---------------- ------------------- --------------- SUBTOTAL 8.B.2 155,380 0.08% ------------------- --------------- 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (xiii) Full chain of controlled undertakings through which the voting rights X and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (xiv) (please add additional rows as necessary) Name (xv) % of voting rights % of voting rights Total of both if if it equals or through financial it equals or is is higher than the instruments if it higher than the notifiable threshold equals or is higher notifiable threshold than the notifiable threshold -------------------------- ------------------------- ---------------------------- See Attachment -------------------------- ------------------------- ---------------------------- 10. In case of proxy voting, please identify: Name of the proxy holder ------------------------------------------------------- The number and % of voting rights held ------------------------------------------------------- The date until which the voting rights will be held ------------------------------------------------------- 11. Additional information (xvi) BlackRock Regulatory Threshold Reporting Team Jana Blumenstein 020 7743 3650 Place of completion 12 Throgmorton Avenue, London, EC2N 2DL, U.K. Date of completion 12 January, 2021 ----------------------------------------------
Section 9 Attachment
Name (xv) % of voting rights % of voting rights Total of both if it equals or through financial if it equals is higher than instruments if or is higher the notifiable it equals or than the notifiable threshold is higher than threshold the notifiable threshold BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock International Holdings, Inc. ------------------- ------------------- --------------------- BR Jersey International Holdings L.P. ------------------- ------------------- --------------------- BlackRock Holdco 3, LLC ------------------- ------------------- --------------------- BlackRock Cayman 1 LP ------------------- ------------------- --------------------- BlackRock Cayman West Bay Finco Limited ------------------- ------------------- --------------------- BlackRock Cayman West Bay IV Limited ------------------- ------------------- --------------------- BlackRock Group Limited ------------------- ------------------- --------------------- BlackRock Finance Europe Limited ------------------- ------------------- --------------------- BlackRock Investment Management (UK) Limited 8.87% 0.00% 8.88% ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock Capital Holdings, Inc. ------------------- ------------------- --------------------- BlackRock Advisors LLC ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 4, LLC ------------------- ------------------- --------------------- BlackRock Holdco 6, LLC ------------------- ------------------- --------------------- BlackRock Delaware Holdings Inc. ------------------- ------------------- --------------------- BlackRock Fund Advisors ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 4, LLC ------------------- ------------------- --------------------- BlackRock Holdco 6, LLC ------------------- ------------------- --------------------- BlackRock Delaware Holdings Inc. ------------------- ------------------- --------------------- BlackRock Institutional Trust Company, National Association ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock International Holdings, Inc. ------------------- ------------------- --------------------- BR Jersey International Holdings L.P. ------------------- ------------------- --------------------- BlackRock Holdco 3, LLC ------------------- ------------------- --------------------- BlackRock Cayman 1 LP ------------------- ------------------- --------------------- BlackRock Cayman West Bay Finco Limited ------------------- ------------------- --------------------- BlackRock Cayman West Bay IV Limited ------------------- ------------------- --------------------- BlackRock Group Limited ------------------- ------------------- --------------------- BlackRock Finance Europe Limited ------------------- ------------------- --------------------- BlackRock Advisors (UK) Limited ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock International Holdings, Inc. ------------------- ------------------- --------------------- BR Jersey International Holdings L.P. ------------------- ------------------- --------------------- BlackRock Holdco 3, LLC ------------------- ------------------- --------------------- BlackRock Cayman 1 LP ------------------- ------------------- --------------------- BlackRock Cayman West Bay Finco Limited ------------------- ------------------- --------------------- BlackRock Cayman West Bay IV Limited ------------------- ------------------- --------------------- BlackRock Group Limited ------------------- ------------------- --------------------- BlackRock Finance Europe Limited ------------------- ------------------- --------------------- BlackRock (Netherlands) B.V. ------------------- ------------------- ---------------------
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) (i) 1a. Identity of the issuer or the Central Asia Metals PLC underlying issuer of existing shares to which voting rights are attached (ii) : -------------------------------------------- 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) Non-UK issuer ---- 2. Reason for the notification (please mark the appropriate box or boxes with an "X") An acquisition or disposal of voting rights X ---- An acquisition or disposal of financial instruments X ---- An event changing the breakdown of voting rights ---- Other (please specify)(iii) : ---- 3. Details of person subject to the notification obligation (iv) Name BlackRock, Inc. City and country of registered office Wilmington, DE, USA (if applicable) 4. Full name of shareholder(s) (if different from 3.) (v) Name -------------------------------------------- City and country of registered office (if applicable)
-------------------------------------------- 5. Date on which the threshold was 11/11/2020 crossed or reached (vi) : -------------------------------------------- 6. Date on which issuer notified (DD/MM/YYYY): 12/11/2020 -------------------------------------------- 7. Total positions of person(s) subject to the notification obligation % of voting % of voting rights Total of both Total number rights attached through financial in % (8.A + of voting rights to shares (total instruments 8.B) of issuer (vii) of 8. A) (total of 8.B 1 + 8.B 2) ------------------ --------------------- -------------- -------------------- Resulting situation on the date on which threshold was crossed or reached 9.76% 0.17% 9.94% 176,026,619 ------------------ --------------------- -------------- -------------------- Position of previous notification (if applicable) 9.87% 0.18% 10.05% ------------------ --------------------- -------------- -------------------- 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached (viii) A: Voting rights attached to shares Class/type of Number of voting rights % of voting rights shares (ix) ISIN code (if possible) Direct Indirect Direct Indirect (Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive 2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC) (DTR5.1) (DTR5.2.1) (DTR5.2.1) -------------------------- GB00B67KBV28 17,191,797 9.76% ---------------------- -------------------------- ------------------------- --------------------- SUBTOTAL 8. A 17,191,797 9.76% -------------------------------------------------- ------------------------------------------------ B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) Type of Expiration Exercise/ Number of voting % of voting financial date Conversion Period rights that may rights instrument (x) (xi) be acquired if the instrument is exercised/converted. ----------- ------------------------------ -------------------------------- --------------------- SUBTOTAL 8. B 1 ------------------------------ -------------------------------- --------------------- B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) Type of Expiration Exercise/ Physical or Number of % of voting financial date (x) Conversion cash voting rights rights instrument Period (xi) settlement (xii) ---------------- -------------------- -------------------- -------------------- CFD Cash 309,923 0.17% ----------- -------------------- -------------------- -------------------- SUBTOTAL 8.B.2 309,923 0.17% -------------------- -------------------- 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (xiii) Full chain of controlled undertakings through which the voting rights X and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (xiv) (please add additional rows as necessary) Name (xv) % of voting rights % of voting rights Total of both if if it equals or through financial it equals or is is higher than the instruments if it higher than the notifiable threshold equals or is higher notifiable threshold than the notifiable threshold ---------------------- --------------------- ------------------------ See Attachment ---------------------- --------------------- ------------------------ 10. In case of proxy voting, please identify: Name of the proxy holder ----------------------------------------------- The number and % of voting rights held ----------------------------------------------- The date until which the voting rights will be held ----------------------------------------------- 11. Additional information (xvi) BlackRock Regulatory Threshold Reporting Team James Michael 020 7743 3650 Place of completion 12 Throgmorton Avenue, London, EC2N 2DL, U.K. Date of completion 12 November, 2020 ----------------------------------------------
Section 9 Attachment
Name (xv) % of voting rights % of voting rights Total of both if it equals or through financial if it equals is higher than instruments if or is higher the notifiable it equals or than the notifiable threshold is higher than threshold the notifiable threshold BlackRock, Inc. -------------------- -------------------- ---------------------- BlackRock Holdco 2, Inc. -------------------- -------------------- ---------------------- BlackRock Financial Management, Inc. -------------------- -------------------- ---------------------- BlackRock Holdco 4, LLC -------------------- -------------------- ---------------------- BlackRock Holdco 6, LLC -------------------- -------------------- ---------------------- BlackRock Delaware Holdings Inc. -------------------- -------------------- ---------------------- BlackRock Institutional Trust Company, National Association -------------------- -------------------- ---------------------- BlackRock, Inc. -------------------- -------------------- ---------------------- BlackRock Holdco 2, Inc. -------------------- -------------------- ---------------------- BlackRock Financial Management, Inc. -------------------- -------------------- ---------------------- BlackRock International Holdings, Inc. -------------------- -------------------- ---------------------- BR Jersey International Holdings L.P. -------------------- -------------------- ---------------------- BlackRock Holdco 3, LLC -------------------- -------------------- ---------------------- BlackRock Cayman 1 LP -------------------- -------------------- ---------------------- BlackRock Cayman West Bay Finco Limited -------------------- -------------------- ---------------------- BlackRock Cayman West Bay IV Limited -------------------- -------------------- ---------------------- BlackRock Group Limited -------------------- -------------------- ---------------------- BlackRock Finance Europe Limited -------------------- -------------------- ----------------------
BlackRock Advisors (UK) Limited -------------------- -------------------- ---------------------- BlackRock, Inc. -------------------- -------------------- ---------------------- BlackRock Holdco 2, Inc. -------------------- -------------------- ---------------------- BlackRock Financial Management, Inc. -------------------- -------------------- ---------------------- BlackRock International Holdings, Inc. -------------------- -------------------- ---------------------- BR Jersey International Holdings L.P. -------------------- -------------------- ---------------------- BlackRock Holdco 3, LLC -------------------- -------------------- ---------------------- BlackRock Cayman 1 LP -------------------- -------------------- ---------------------- BlackRock Cayman West Bay Finco Limited -------------------- -------------------- ---------------------- BlackRock Cayman West Bay IV Limited -------------------- -------------------- ---------------------- BlackRock Group Limited -------------------- -------------------- ---------------------- BlackRock Finance Europe Limited -------------------- -------------------- ---------------------- BlackRock Investment Management (UK) Limited 8.54% 0.00% 8.55% -------------------- -------------------- ---------------------- BlackRock, Inc. -------------------- -------------------- ---------------------- BlackRock Holdco 2, Inc. -------------------- -------------------- ---------------------- BlackRock Financial Management, Inc. -------------------- -------------------- ---------------------- BlackRock Holdco 4, LLC -------------------- -------------------- ---------------------- BlackRock Holdco 6, LLC -------------------- -------------------- ---------------------- BlackRock Delaware Holdings Inc. -------------------- -------------------- ---------------------- BlackRock Fund Advisors -------------------- -------------------- ---------------------- BlackRock, Inc. -------------------- -------------------- ---------------------- BlackRock Holdco 2, Inc. -------------------- -------------------- ---------------------- BlackRock Financial Management, Inc. -------------------- -------------------- ---------------------- BlackRock Capital Holdings, Inc. -------------------- -------------------- ---------------------- BlackRock Advisors, LLC -------------------- -------------------- ---------------------- BlackRock, Inc. -------------------- -------------------- ---------------------- BlackRock Holdco 2, Inc. -------------------- -------------------- ---------------------- BlackRock Financial Management, Inc. -------------------- -------------------- ---------------------- BlackRock International Holdings, Inc. -------------------- -------------------- ---------------------- BR Jersey International Holdings L.P. -------------------- -------------------- ---------------------- BlackRock Holdco 3, LLC -------------------- -------------------- ---------------------- BlackRock Cayman 1 LP -------------------- -------------------- ---------------------- BlackRock Cayman West Bay Finco Limited -------------------- -------------------- ---------------------- BlackRock Cayman West Bay IV Limited -------------------- -------------------- ---------------------- BlackRock Group Limited -------------------- -------------------- ---------------------- BlackRock Finance Europe Limited -------------------- -------------------- ---------------------- BlackRock (Netherlands) B.V. -------------------- -------------------- ----------------------
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) (i) 1a. Identity of the issuer or the Central Asia Metals PLC underlying issuer of existing shares to which voting rights are attached (ii) : -------------------------------------------- 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) Non-UK issuer ---- 2. Reason for the notification (please mark the appropriate box or boxes with an "X") An acquisition or disposal of voting rights X ---- An acquisition or disposal of financial instruments ---- An event changing the breakdown of voting rights ---- Other (please specify)(iii) : ---- 3. Details of person subject to the notification obligation (iv) Name BlackRock, Inc. City and country of registered office Wilmington, DE, USA (if applicable) 4. Full name of shareholder(s) (if different from 3.) (v) Name -------------------------------------------- City and country of registered office (if applicable) -------------------------------------------- 5. Date on which the threshold was 10/11/2020 crossed or reached (vi) : -------------------------------------------- 6. Date on which issuer notified (DD/MM/YYYY): 11/11/2020 -------------------------------------------- 7. Total positions of person(s) subject to the notification obligation % of voting % of voting rights Total of both Total number rights attached through financial in % (8.A + of voting rights to shares (total instruments 8.B) of issuer (vii) of 8. A) (total of 8.B 1 + 8.B 2) ------------------ --------------------- -------------- -------------------- Resulting situation on the date on which threshold was crossed or reached 9.87% 0.18% 10.05% 176,026,619 ------------------ --------------------- -------------- -------------------- Position of previous notification (if applicable) 9.81% 0.18% 9.99% ------------------ --------------------- -------------- -------------------- 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached (viii) A: Voting rights attached to shares Class/type of Number of voting rights % of voting rights shares (ix) ISIN code (if possible) Direct Indirect Direct Indirect (Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive 2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC) (DTR5.1) (DTR5.2.1) (DTR5.2.1) -------------------------- GB00B67KBV28 17,374,005 9.87% ---------------------- -------------------------- ------------------------- --------------------- SUBTOTAL 8. A 17,374,005 9.87% -------------------------------------------------- ------------------------------------------------ B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting % of voting financial date Conversion Period rights that may rights instrument (x) (xi) be acquired if the instrument is exercised/converted. ----------- ------------------------------ -------------------------------- --------------------- SUBTOTAL 8. B 1 ------------------------------ -------------------------------- --------------------- B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) Type of Expiration Exercise/ Physical or Number of % of voting financial date (x) Conversion cash voting rights rights instrument Period (xi) settlement (xii) ---------------- -------------------- -------------------- -------------------- CFD Cash 319,229 0.18% ----------- -------------------- -------------------- -------------------- SUBTOTAL 8.B.2 319,229 0.18% -------------------- -------------------- 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (xiii) Full chain of controlled undertakings through which the voting rights X and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (xiv) (please add additional rows as necessary) Name (xv) % of voting rights % of voting rights Total of both if if it equals or through financial it equals or is is higher than the instruments if it higher than the notifiable threshold equals or is higher notifiable threshold than the notifiable threshold ---------------------- --------------------- ------------------------ See Attachment ---------------------- --------------------- ------------------------ 10. In case of proxy voting, please identify: Name of the proxy holder ----------------------------------------------- The number and % of voting rights held ----------------------------------------------- The date until which the voting rights will be held ----------------------------------------------- 11. Additional information (xvi) BlackRock Regulatory Threshold Reporting Team James Michael 020 7743 3650 Place of completion 12 Throgmorton Avenue, London, EC2N 2DL, U.K. Date of completion 11 November, 2020 ----------------------------------------------
Section 9 Attachment
Name (xv) % of voting rights % of voting rights Total of both if it equals or through financial if it equals is higher than instruments if or is higher the notifiable it equals or than the notifiable threshold is higher than threshold the notifiable threshold BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock International Holdings, Inc. ------------------- ------------------- --------------------- BR Jersey International Holdings L.P. ------------------- ------------------- --------------------- BlackRock Holdco 3, LLC ------------------- ------------------- --------------------- BlackRock Cayman 1 LP ------------------- ------------------- --------------------- BlackRock Cayman West Bay Finco Limited ------------------- ------------------- --------------------- BlackRock Cayman West Bay IV Limited ------------------- ------------------- --------------------- BlackRock Group Limited ------------------- ------------------- --------------------- BlackRock Finance Europe Limited ------------------- ------------------- --------------------- BlackRock Investment Management (UK) Limited 8.65% 0.00% 8.65% ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock Capital Holdings, Inc. ------------------- ------------------- --------------------- BlackRock Advisors, LLC ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 4, LLC ------------------- ------------------- --------------------- BlackRock Holdco 6, LLC ------------------- ------------------- --------------------- BlackRock Delaware Holdings Inc. ------------------- ------------------- --------------------- BlackRock Institutional Trust Company, National Association ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 4, LLC ------------------- ------------------- --------------------- BlackRock Holdco 6, LLC ------------------- ------------------- --------------------- BlackRock Delaware Holdings Inc. ------------------- ------------------- --------------------- BlackRock Fund Advisors ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock International Holdings, Inc. ------------------- ------------------- --------------------- BR Jersey International Holdings L.P. ------------------- ------------------- --------------------- BlackRock Holdco 3, LLC ------------------- ------------------- --------------------- BlackRock Cayman 1 LP ------------------- ------------------- --------------------- BlackRock Cayman West Bay Finco Limited ------------------- ------------------- --------------------- BlackRock Cayman West Bay IV Limited ------------------- ------------------- --------------------- BlackRock Group Limited
------------------- ------------------- --------------------- BlackRock Finance Europe Limited ------------------- ------------------- --------------------- BlackRock Advisors (UK) Limited ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock International Holdings, Inc. ------------------- ------------------- --------------------- BR Jersey International Holdings L.P. ------------------- ------------------- --------------------- BlackRock Holdco 3, LLC ------------------- ------------------- --------------------- BlackRock Cayman 1 LP ------------------- ------------------- --------------------- BlackRock Cayman West Bay Finco Limited ------------------- ------------------- --------------------- BlackRock Cayman West Bay IV Limited ------------------- ------------------- --------------------- BlackRock Group Limited ------------------- ------------------- --------------------- BlackRock Finance Europe Limited ------------------- ------------------- --------------------- BlackRock (Netherlands) B.V. ------------------- ------------------- ---------------------
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) (i) 1a. Identity of the issuer or the Central Asia Metals PLC underlying issuer of existing shares to which voting rights are attached (ii) : -------------------------------------------- 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) Non-UK issuer ---- 2. Reason for the notification (please mark the appropriate box or boxes with an "X") An acquisition or disposal of voting rights X ---- An acquisition or disposal of financial instruments X ---- An event changing the breakdown of voting rights ---- Other (please specify)(iii) : ---- 3. Details of person subject to the notification obligation (iv) Name BlackRock, Inc. City and country of registered office Wilmington, DE, USA (if applicable) 4. Full name of shareholder(s) (if different from 3.) (v) Name -------------------------------------------- City and country of registered office (if applicable) -------------------------------------------- 5. Date on which the threshold was 16/10/2020 crossed or reached (vi) : -------------------------------------------- 6. Date on which issuer notified (DD/MM/YYYY): 19/10/2020 -------------------------------------------- 7. Total positions of person(s) subject to the notification obligation % of voting % of voting rights Total of both Total number rights attached through financial in % (8.A + of voting rights to shares (total instruments 8.B) of issuer (vii) of 8. A) (total of 8.B 1 + 8.B 2) ------------------ --------------------- -------------- -------------------- Resulting situation on the date on which threshold was crossed or reached 9.81% 0.18% 9.99% 176,026,619 ------------------ --------------------- -------------- -------------------- Position of previous notification (if applicable) 10.56% 0.19% 10.76% ------------------ --------------------- -------------- -------------------- 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached (viii) A: Voting rights attached to shares Class/type of Number of voting rights % of voting rights shares (ix) ISIN code (if possible) Direct Indirect Direct Indirect (Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive 2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC) (DTR5.1) (DTR5.2.1) (DTR5.2.1) -------------------------- GB00B67KBV28 17,274,920 9.81% ---------------------- -------------------------- ------------------------- --------------------- SUBTOTAL 8. A 17,274,920 9.81% -------------------------------------------------- ------------------------------------------------ B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) Type of Expiration Exercise/ Number of voting % of voting financial date Conversion Period rights that may rights instrument (x) (xi) be acquired if the instrument is exercised/converted. ----------- ------------------------------ -------------------------------- --------------------- SUBTOTAL 8. B 1 ------------------------------ -------------------------------- --------------------- B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) Type of Expiration Exercise/ Physical or Number of % of voting financial date (x) Conversion cash voting rights rights instrument Period (xi) settlement (xii) ---------------- -------------------- -------------------- -------------------- CFD Cash 324,075 0.18% ----------- -------------------- -------------------- -------------------- SUBTOTAL 8.B.2 324,075 0.18% -------------------- -------------------- 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (xiii) Full chain of controlled undertakings through which the voting rights X and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (xiv) (please add additional rows as necessary) Name (xv) % of voting rights % of voting rights Total of both if if it equals or through financial it equals or is is higher than the instruments if it higher than the notifiable threshold equals or is higher notifiable threshold than the notifiable threshold ---------------------- --------------------- ------------------------ See Attachment
---------------------- --------------------- ------------------------ 10. In case of proxy voting, please identify: Name of the proxy holder ----------------------------------------------- The number and % of voting rights held ----------------------------------------------- The date until which the voting rights will be held ----------------------------------------------- 11. Additional information (xvi) BlackRock Regulatory Threshold Reporting Team Jana Blumenstein 020 7743 3650 Place of completion 12 Throgmorton Avenue, London, EC2N 2DL, U.K. Date of completion 19 October, 2020 ----------------------------------------------
Section 9 Attachment
Name (xv) % of voting rights % of voting rights Total of both if it equals or through financial if it equals is higher than instruments if or is higher the notifiable it equals or than the notifiable threshold is higher than threshold the notifiable threshold BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock International Holdings, Inc. ------------------- ------------------- --------------------- BR Jersey International Holdings L.P. ------------------- ------------------- --------------------- BlackRock Holdco 3, LLC ------------------- ------------------- --------------------- BlackRock Cayman 1 LP ------------------- ------------------- --------------------- BlackRock Cayman West Bay Finco Limited ------------------- ------------------- --------------------- BlackRock Cayman West Bay IV Limited ------------------- ------------------- --------------------- BlackRock Group Limited ------------------- ------------------- --------------------- BlackRock Finance Europe Limited ------------------- ------------------- --------------------- BlackRock Investment Management (UK) Limited 8.58% 0.00% 8.58% ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 4, LLC ------------------- ------------------- --------------------- BlackRock Holdco 6, LLC ------------------- ------------------- --------------------- BlackRock Delaware Holdings Inc. ------------------- ------------------- --------------------- BlackRock Institutional Trust Company, National Association ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 4, LLC ------------------- ------------------- --------------------- BlackRock Holdco 6, LLC ------------------- ------------------- --------------------- BlackRock Delaware Holdings Inc. ------------------- ------------------- --------------------- BlackRock Fund Advisors ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock International Holdings, Inc. ------------------- ------------------- --------------------- BR Jersey International Holdings L.P. ------------------- ------------------- --------------------- BlackRock Holdco 3, LLC ------------------- ------------------- --------------------- BlackRock Cayman 1 LP ------------------- ------------------- --------------------- BlackRock Cayman West Bay Finco Limited ------------------- ------------------- --------------------- BlackRock Cayman West Bay IV Limited ------------------- ------------------- --------------------- BlackRock Group Limited ------------------- ------------------- --------------------- BlackRock Finance Europe Limited ------------------- ------------------- --------------------- BlackRock Advisors (UK) Limited ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock Capital Holdings, Inc. ------------------- ------------------- --------------------- BlackRock Advisors, LLC ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock International Holdings, Inc. ------------------- ------------------- --------------------- BR Jersey International Holdings L.P. ------------------- ------------------- --------------------- BlackRock Holdco 3, LLC ------------------- ------------------- --------------------- BlackRock Cayman 1 LP ------------------- ------------------- --------------------- BlackRock Cayman West Bay Finco Limited ------------------- ------------------- --------------------- BlackRock Cayman West Bay IV Limited ------------------- ------------------- --------------------- BlackRock Group Limited ------------------- ------------------- --------------------- BlackRock Finance Europe Limited ------------------- ------------------- --------------------- BlackRock (Netherlands) B.V. ------------------- ------------------- ---------------------
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) (i) 1a. Identity of the issuer or the Central Asia Metals PLC underlying issuer of existing shares to which voting rights are attached (ii) : -------------------------------------------- 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) Non-UK issuer ---- 2. Reason for the notification (please mark the appropriate box or boxes with an "X") An acquisition or disposal of voting rights X ---- An acquisition or disposal of financial instruments
---- An event changing the breakdown of voting rights ---- Other (please specify)(iii) : ---- 3. Details of person subject to the notification obligation (iv) Name BlackRock, Inc. City and country of registered office Wilmington, DE, USA (if applicable) 4. Full name of shareholder(s) (if different from 3.) (v) Name -------------------------------------------- City and country of registered office (if applicable) -------------------------------------------- 5. Date on which the threshold was 15/09/2020 crossed or reached (vi) : -------------------------------------------- 6. Date on which issuer notified (DD/MM/YYYY): 16/09/2020 -------------------------------------------- 7. Total positions of person(s) subject to the notification obligation % of voting % of voting rights Total of both Total number rights attached through financial in % (8.A + of voting rights to shares (total instruments 8.B) of issuer (vii) of 8. A) (total of 8.B 1 + 8.B 2) ------------------ --------------------- -------------- -------------------- Resulting situation on the date on which threshold was crossed or reached 10.56% 0.19% 10.76% 176,026,619 ------------------ --------------------- -------------- -------------------- Position of previous notification (if applicable) 10.85% 0.19% 11.05% ------------------ --------------------- -------------- -------------------- 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached (viii) A: Voting rights attached to shares Class/type of Number of voting rights % of voting rights shares (ix) ISIN code (if possible) Direct Indirect Direct Indirect (Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive 2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC) (DTR5.1) (DTR5.2.1) (DTR5.2.1) -------------------------- GB00B67KBV28 18,596,410 10.56% ---------------------- -------------------------- ------------------------- --------------------- SUBTOTAL 8. A 18,596,410 10.56% -------------------------------------------------- ------------------------------------------------ B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) Type of Expiration Exercise/ Number of voting % of voting financial date Conversion Period rights that may rights instrument (x) (xi) be acquired if the instrument is exercised/converted. ----------- ------------------------------ -------------------------------- --------------------- SUBTOTAL 8. B 1 ------------------------------ -------------------------------- --------------------- B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) Type of Expiration Exercise/ Physical or Number of % of voting financial date (x) Conversion cash voting rights rights instrument Period (xi) settlement (xii) ---------------- -------------------- -------------------- -------------------- CFD Cash 347,205 0.19% ----------- -------------------- -------------------- -------------------- SUBTOTAL 8.B.2 347,205 0.19% -------------------- -------------------- 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (xiii) Full chain of controlled undertakings through which the voting rights X and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (xiv) (please add additional rows as necessary) Name (xv) % of voting rights % of voting rights Total of both if if it equals or through financial it equals or is is higher than the instruments if it higher than the notifiable threshold equals or is higher notifiable threshold than the notifiable threshold ---------------------- --------------------- ------------------------ See Attachment ---------------------- --------------------- ------------------------ 10. In case of proxy voting, please identify: Name of the proxy holder ----------------------------------------------- The number and % of voting rights held ----------------------------------------------- The date until which the voting rights will be held ----------------------------------------------- 11. Additional information (xvi) BlackRock Regulatory Threshold Reporting Team Jana Blumenstein 020 7743 3650 Place of completion 12 Throgmorton Avenue, London, EC2N 2DL, U.K. Date of completion 16 September, 2020 ----------------------------------------------
Section 9 Attachment
Name (xv) % of voting rights % of voting rights Total of both if it equals or through financial if it equals is higher than instruments if or is higher the notifiable it equals or than the notifiable threshold is higher than threshold the notifiable threshold BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 4, LLC ------------------- ------------------- --------------------- BlackRock Holdco 6, LLC ------------------- ------------------- --------------------- BlackRock Delaware Holdings Inc. ------------------- ------------------- --------------------- BlackRock Fund Advisors ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock International Holdings, Inc. ------------------- ------------------- --------------------- BR Jersey International Holdings L.P. ------------------- ------------------- --------------------- BlackRock Holdco 3, LLC
------------------- ------------------- --------------------- BlackRock Cayman 1 LP ------------------- ------------------- --------------------- BlackRock Cayman West Bay Finco Limited ------------------- ------------------- --------------------- BlackRock Cayman West Bay IV Limited ------------------- ------------------- --------------------- BlackRock Group Limited ------------------- ------------------- --------------------- BlackRock Finance Europe Limited ------------------- ------------------- --------------------- BlackRock Investment Management (UK) Limited 9.32% 0.00% 9.33% ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock International Holdings, Inc. ------------------- ------------------- --------------------- BR Jersey International Holdings L.P. ------------------- ------------------- --------------------- BlackRock Holdco 3, LLC ------------------- ------------------- --------------------- BlackRock Cayman 1 LP ------------------- ------------------- --------------------- BlackRock Cayman West Bay Finco Limited ------------------- ------------------- --------------------- BlackRock Cayman West Bay IV Limited ------------------- ------------------- --------------------- BlackRock Group Limited ------------------- ------------------- --------------------- BlackRock Finance Europe Limited ------------------- ------------------- --------------------- BlackRock Advisors (UK) Limited ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 4, LLC ------------------- ------------------- --------------------- BlackRock Holdco 6, LLC ------------------- ------------------- --------------------- BlackRock Delaware Holdings Inc. ------------------- ------------------- --------------------- BlackRock Institutional Trust Company, National Association ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock Capital Holdings, Inc. ------------------- ------------------- --------------------- BlackRock Advisors, LLC ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock International Holdings, Inc. ------------------- ------------------- --------------------- BR Jersey International Holdings L.P. ------------------- ------------------- --------------------- BlackRock Holdco 3, LLC ------------------- ------------------- --------------------- BlackRock Cayman 1 LP ------------------- ------------------- --------------------- BlackRock Cayman West Bay Finco Limited ------------------- ------------------- --------------------- BlackRock Cayman West Bay IV Limited ------------------- ------------------- --------------------- BlackRock Group Limited ------------------- ------------------- --------------------- BlackRock Finance Europe Limited ------------------- ------------------- --------------------- BlackRock (Netherlands) B.V. ------------------- ------------------- ---------------------
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) (i) 1a. Identity of the issuer or the Central Asia Metals PLC underlying issuer of existing shares to which voting rights are attached (ii) : -------------------------------------------- 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) Non-UK issuer ---- 2. Reason for the notification (please mark the appropriate box or boxes with an "X") An acquisition or disposal of voting rights X ---- An acquisition or disposal of financial instruments ---- An event changing the breakdown of voting rights ---- Other (please specify)(iii) : ---- 3. Details of person subject to the notification obligation (iv) Name BlackRock, Inc. City and country of registered office Wilmington, DE, USA (if applicable) 4. Full name of shareholder(s) (if different from 3.) (v) Name -------------------------------------------- City and country of registered office (if applicable) -------------------------------------------- 5. Date on which the threshold was 14/09/2020 crossed or reached (vi) : -------------------------------------------- 6. Date on which issuer notified (DD/MM/YYYY): 15/09/2020 -------------------------------------------- 7. Total positions of person(s) subject to the notification obligation % of voting % of voting rights Total of both Total number rights attached through financial in % (8.A + of voting rights to shares (total instruments 8.B) of issuer (vii) of 8. A) (total of 8.B 1 + 8.B 2) ------------------ --------------------- -------------- -------------------- Resulting situation on the date on which threshold was crossed or reached 10.85% 0.19% 11.05% 176,026,619 ------------------ --------------------- -------------- -------------------- Position of previous notification (if applicable) 11.01% 0.11% 11.13% ------------------ --------------------- -------------- -------------------- 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached (viii) A: Voting rights attached to shares Class/type of Number of voting rights % of voting rights shares (ix) ISIN code (if possible) Direct Indirect Direct Indirect (Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive 2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1) -------------------------- GB00B67KBV28 19,114,404 10.85% ---------------------- -------------------------- ------------------------- --------------------- SUBTOTAL 8. A 19,114,404 10.85% -------------------------------------------------- ------------------------------------------------ B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) Type of Expiration Exercise/ Number of voting % of voting financial date Conversion Period rights that may rights instrument (x) (xi) be acquired if the instrument is exercised/converted. ----------- ------------------------------ -------------------------------- --------------------- SUBTOTAL 8. B 1 ------------------------------ -------------------------------- --------------------- B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) Type of Expiration Exercise/ Physical or Number of % of voting financial date (x) Conversion cash voting rights rights instrument Period (xi) settlement (xii) ---------------- -------------------- -------------------- -------------------- CFD Cash 347,205 0.19% ----------- -------------------- -------------------- -------------------- SUBTOTAL 8.B.2 347,205 0.19% -------------------- -------------------- 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (xiii) Full chain of controlled undertakings through which the voting rights X and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (xiv) (please add additional rows as necessary) Name (xv) % of voting rights % of voting rights Total of both if if it equals or through financial it equals or is is higher than the instruments if it higher than the notifiable threshold equals or is higher notifiable threshold than the notifiable threshold ---------------------- --------------------- ------------------------ See Attachment ---------------------- --------------------- ------------------------ 10. In case of proxy voting, please identify: Name of the proxy holder ----------------------------------------------- The number and % of voting rights held ----------------------------------------------- The date until which the voting rights will be held ----------------------------------------------- 11. Additional information (xvi) BlackRock Regulatory Threshold Reporting Team Jana Blumenstein 020 7743 3650 Place of completion 12 Throgmorton Avenue, London, EC2N 2DL, U.K. Date of completion 15 September, 2020 ----------------------------------------------
Section 9 Attachment
Name (xv) % of voting rights % of voting rights Total of both if it equals or through financial if it equals is higher than instruments if or is higher the notifiable it equals or than the notifiable threshold is higher than threshold the notifiable threshold BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 4, LLC ------------------- ------------------- --------------------- BlackRock Holdco 6, LLC ------------------- ------------------- --------------------- BlackRock Delaware Holdings Inc. ------------------- ------------------- --------------------- BlackRock Fund Advisors ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock International Holdings, Inc. ------------------- ------------------- --------------------- BR Jersey International Holdings L.P. ------------------- ------------------- --------------------- BlackRock Holdco 3, LLC ------------------- ------------------- --------------------- BlackRock Cayman 1 LP ------------------- ------------------- --------------------- BlackRock Cayman West Bay Finco Limited ------------------- ------------------- --------------------- BlackRock Cayman West Bay IV Limited ------------------- ------------------- --------------------- BlackRock Group Limited ------------------- ------------------- --------------------- BlackRock Finance Europe Limited ------------------- ------------------- --------------------- BlackRock Investment Management (UK) Limited 9.62% 0.00% 9.62% ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock International Holdings, Inc. ------------------- ------------------- --------------------- BR Jersey International Holdings L.P. ------------------- ------------------- --------------------- BlackRock Holdco 3, LLC ------------------- ------------------- --------------------- BlackRock Cayman 1 LP ------------------- ------------------- --------------------- BlackRock Cayman West Bay Finco Limited ------------------- ------------------- --------------------- BlackRock Cayman West Bay IV Limited ------------------- ------------------- --------------------- BlackRock Group Limited ------------------- ------------------- --------------------- BlackRock Finance Europe Limited ------------------- ------------------- --------------------- BlackRock Advisors (UK) Limited ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 4, LLC ------------------- ------------------- --------------------- BlackRock Holdco 6, LLC
------------------- ------------------- --------------------- BlackRock Delaware Holdings Inc. ------------------- ------------------- --------------------- BlackRock Institutional Trust Company, National Association ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock Capital Holdings, Inc. ------------------- ------------------- --------------------- BlackRock Advisors, LLC ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock International Holdings, Inc. ------------------- ------------------- --------------------- BR Jersey International Holdings L.P. ------------------- ------------------- --------------------- BlackRock Holdco 3, LLC ------------------- ------------------- --------------------- BlackRock Cayman 1 LP ------------------- ------------------- --------------------- BlackRock Cayman West Bay Finco Limited ------------------- ------------------- --------------------- BlackRock Cayman West Bay IV Limited ------------------- ------------------- --------------------- BlackRock Group Limited ------------------- ------------------- --------------------- BlackRock Finance Europe Limited ------------------- ------------------- --------------------- BlackRock (Netherlands) B.V. ------------------- ------------------- ---------------------
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) (i) 1a. Identity of the issuer or the Central Asia Metals PLC underlying issuer of existing shares to which voting rights are attached (ii) : --------------------------------------------------- 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) Non-UK issuer ------ 2. Reason for the notification (please mark the appropriate box or boxes with an "X") An acquisition or disposal of voting rights X ------ An acquisition or disposal of financial instruments ------ An event changing the breakdown of voting rights ------ Other (please specify)(iii) : ------ 3. Details of person subject to the notification obligation (iv) Name BlackRock, Inc. City and country of registered office Wilmington, DE, USA (if applicable) 4. Full name of shareholder(s) (if different from 3.) (v) Name --------------------------------------------------- City and country of registered office (if applicable) --------------------------------------------------- 5. Date on which the threshold was 31/07/2020 crossed or reached (vi) : --------------------------------------------------- 6. Date on which issuer notified (DD/MM/YYYY): 03/08/2020 --------------------------------------------------- 7. Total positions of person(s) subject to the notification obligation % of voting % of voting rights Total of both Total number rights attached through financial in % (8.A + of voting rights to shares (total instruments 8.B) of issuer (vii) of 8. A) (total of 8.B 1 + 8.B 2) --------------------- ------------------------ ----------------- ----------------------- Resulting situation on the date on which threshold was crossed or reached 11.01% 0.11% 11.13% 176,026,619 --------------------- ------------------------ ----------------- ----------------------- Position of previous notification (if applicable) 10.99% 0.13% 11.13% --------------------- ------------------------ ----------------- ----------------------- 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached (viii) A: Voting rights attached to shares Class/type of Number of voting rights % of voting rights shares (ix) ISIN code (if possible) Direct Indirect Direct Indirect (Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive 2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC) (DTR5.1) (DTR5.2.1) (DTR5.2.1) -------------------------------- GB00B67KBV28 19,389,285 11.01% -------------------------- -------------------------------- ---------------------------- ------------------------ SUBTOTAL 8. A 19,389,285 11.01% ------------------------------------------------------------ ------------------------------------------------------ B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) Type of Expiration Exercise/ Number of voting % of voting financial date Conversion Period rights that may rights instrument (x) (xi) be acquired if the instrument is exercised/converted. -------------- ------------------------------------ ------------------------------------ ------------------------ Securities Lending 58,249 0.03% -------------- ------------------------------------ ------------------------------------ ------------------------ SUBTOTAL 8. B 1 58,249 0.03% ------------------------------------ ------------------------------------ ------------------------ B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) Type of Expiration Exercise/ Physical or Number of % of voting financial date (x) Conversion cash voting rights rights instrument Period (xi) settlement (xii)
------------------- ------------------------ ----------------------- ----------------------- CFD Cash 146,023 0.08% -------------- ------------------------ ----------------------- ----------------------- SUBTOTAL 8.B.2 146,023 0.08% ----------------------- ----------------------- 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (xiii) Full chain of controlled undertakings through which the voting rights X and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (xiv) (please add additional rows as necessary) Name (xv) % of voting rights % of voting rights Total of both if if it equals or through financial it equals or is is higher than the instruments if it higher than the notifiable threshold equals or is higher notifiable threshold than the notifiable threshold ------------------------- ------------------------ --------------------------- See Attachment ------------------------- ------------------------ --------------------------- 10. In case of proxy voting, please identify: Name of the proxy holder ----------------------------------------------------- The number and % of voting rights held ----------------------------------------------------- The date until which the voting rights will be held ----------------------------------------------------- 11. Additional information (xvi) BlackRock Regulatory Threshold Reporting Team James Michael 020 7743 3650 Place of completion 12 Throgmorton Avenue, London, EC2N 2DL, U.K. Date of completion 3 August, 2020 -------------------------------------------------
Section 9 Attachment
Name (xv) % of voting rights % of voting rights Total of both if it equals or through financial if it equals is higher than instruments if or is higher the notifiable it equals or than the notifiable threshold is higher than threshold the notifiable threshold BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 4, LLC ------------------- ------------------- --------------------- BlackRock Holdco 6, LLC ------------------- ------------------- --------------------- BlackRock Delaware Holdings Inc. ------------------- ------------------- --------------------- BlackRock Fund Advisors ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock International Holdings, Inc. ------------------- ------------------- --------------------- BR Jersey International Holdings L.P. ------------------- ------------------- --------------------- BlackRock Holdco 3, LLC ------------------- ------------------- --------------------- BlackRock Cayman 1 LP ------------------- ------------------- --------------------- BlackRock Cayman West Bay Finco Limited ------------------- ------------------- --------------------- BlackRock Cayman West Bay IV Limited ------------------- ------------------- --------------------- BlackRock Group Limited ------------------- ------------------- --------------------- BlackRock Finance Europe Limited ------------------- ------------------- --------------------- BlackRock Investment Management (UK) Limited 9.83% 0.00% 9.83% ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock International Holdings, Inc. ------------------- ------------------- --------------------- BR Jersey International Holdings L.P. ------------------- ------------------- --------------------- BlackRock Holdco 3, LLC ------------------- ------------------- --------------------- BlackRock Cayman 1 LP ------------------- ------------------- --------------------- BlackRock Cayman West Bay Finco Limited ------------------- ------------------- --------------------- BlackRock Cayman West Bay IV Limited ------------------- ------------------- --------------------- BlackRock Group Limited ------------------- ------------------- --------------------- BlackRock Finance Europe Limited ------------------- ------------------- --------------------- BlackRock Advisors (UK) Limited ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 4, LLC ------------------- ------------------- --------------------- BlackRock Holdco 6, LLC ------------------- ------------------- --------------------- BlackRock Delaware Holdings Inc. ------------------- ------------------- --------------------- BlackRock Institutional Trust Company, National Association ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock Capital Holdings, Inc. ------------------- ------------------- --------------------- BlackRock Advisors, LLC ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock International Holdings, Inc. ------------------- ------------------- --------------------- BR Jersey International Holdings L.P. ------------------- ------------------- --------------------- BlackRock Holdco 3, LLC
------------------- ------------------- --------------------- BlackRock Cayman 1 LP ------------------- ------------------- --------------------- BlackRock Cayman West Bay Finco Limited ------------------- ------------------- --------------------- BlackRock Cayman West Bay IV Limited ------------------- ------------------- --------------------- BlackRock Group Limited ------------------- ------------------- --------------------- BlackRock Finance Europe Limited ------------------- ------------------- --------------------- BlackRock (Netherlands) B.V. ------------------- ------------------- ---------------------
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) (i) 1a. Identity of the issuer or the Central Asia Metals PLC underlying issuer of existing shares to which voting rights are attached (ii) : -------------------------------------------- 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) Non-UK issuer ---- 2. Reason for the notification (please mark the appropriate box or boxes with an "X") An acquisition or disposal of voting rights X ---- An acquisition or disposal of financial instruments ---- An event changing the breakdown of voting rights ---- Other (please specify)(iii) : ---- 3. Details of person subject to the notification obligation (iv) Name BlackRock, Inc. City and country of registered office Wilmington, DE, USA (if applicable) 4. Full name of shareholder(s) (if different from 3.) (v) Name -------------------------------------------- City and country of registered office (if applicable) -------------------------------------------- 5. Date on which the threshold was 29/07/2020 crossed or reached (vi) : -------------------------------------------- 6. Date on which issuer notified (DD/MM/YYYY): 30/07/2020 -------------------------------------------- 7. Total positions of person(s) subject to the notification obligation % of voting % of voting rights Total of both Total number rights attached through financial in % (8.A + of voting rights to shares (total instruments 8.B) of issuer (vii) of 8. A) (total of 8.B 1 + 8.B 2) ------------------ --------------------- -------------- -------------------- Resulting situation on the date on which threshold was crossed or reached 10.99% 0.13% 11.13% 176,026,619 ------------------ --------------------- -------------- -------------------- Position of previous notification (if applicable) 11.04% 0.09% 11.13% ------------------ --------------------- -------------- -------------------- 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached (viii) A: Voting rights attached to shares Class/type of Number of voting rights % of voting rights shares (ix) ISIN code (if possible) Direct Indirect Direct Indirect (Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive 2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC) (DTR5.1) (DTR5.2.1) (DTR5.2.1) -------------------------- GB00B67KBV28 19,357,446 10.99% ---------------------- -------------------------- ------------------------- --------------------- SUBTOTAL 8. A 19,357,446 10.99% -------------------------------------------------- ------------------------------------------------ B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) Type of Expiration Exercise/ Number of voting % of voting financial date Conversion Period rights that may rights instrument (x) (xi) be acquired if the instrument is exercised/converted. ----------- ------------------------------ -------------------------------- --------------------- Securities Lending 89,020 0.05% ----------- ------------------------------ -------------------------------- --------------------- SUBTOTAL 8. B 1 89,020 0.05% ------------------------------ -------------------------------- --------------------- B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) Type of Expiration Exercise/ Physical or Number of % of voting financial date (x) Conversion cash voting rights rights instrument Period (xi) settlement (xii) ---------------- -------------------- -------------------- -------------------- CFD Cash 146,023 0.08% ----------- -------------------- -------------------- -------------------- SUBTOTAL 8.B.2 146,023 0.08% -------------------- -------------------- 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (xiii) Full chain of controlled undertakings through which the voting rights X and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (xiv) (please add additional rows as necessary) Name (xv) % of voting rights % of voting rights Total of both if if it equals or through financial it equals or is is higher than the instruments if it higher than the notifiable threshold equals or is higher notifiable threshold than the notifiable threshold ---------------------- --------------------- ------------------------ See Attachment ---------------------- --------------------- ------------------------ 10. In case of proxy voting, please identify: Name of the proxy holder ----------------------------------------------- The number and % of voting rights held ----------------------------------------------- The date until which the voting rights will be held ----------------------------------------------- 11. Additional information (xvi) BlackRock Regulatory Threshold Reporting Team James Michael 020 7743 3650 Place of completion 12 Throgmorton Avenue, London, EC2N 2DL, U.K. Date of completion 30 July, 2020 ----------------------------------------------
Section 9 Attachment
Name (xv) % of voting rights % of voting rights Total of both if it equals or through financial if it equals is higher than instruments if or is higher the notifiable it equals or than the notifiable threshold is higher than threshold the notifiable threshold BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock International Holdings, Inc. ------------------- ------------------- --------------------- BR Jersey International Holdings L.P. ------------------- ------------------- --------------------- BlackRock Holdco 3, LLC ------------------- ------------------- --------------------- BlackRock Cayman 1 LP ------------------- ------------------- --------------------- BlackRock Cayman West Bay Finco Limited ------------------- ------------------- --------------------- BlackRock Cayman West Bay IV Limited ------------------- ------------------- --------------------- BlackRock Group Limited ------------------- ------------------- --------------------- BlackRock Finance Europe Limited ------------------- ------------------- --------------------- BlackRock Investment Management (UK) Limited 9.83% 0.00% 9.83% ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 4, LLC ------------------- ------------------- --------------------- BlackRock Holdco 6, LLC ------------------- ------------------- --------------------- BlackRock Delaware Holdings Inc. ------------------- ------------------- --------------------- BlackRock Institutional Trust Company, National Association ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 4, LLC ------------------- ------------------- --------------------- BlackRock Holdco 6, LLC ------------------- ------------------- --------------------- BlackRock Delaware Holdings Inc. ------------------- ------------------- --------------------- BlackRock Fund Advisors ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock International Holdings, Inc. ------------------- ------------------- --------------------- BR Jersey International Holdings L.P. ------------------- ------------------- --------------------- BlackRock Holdco 3, LLC ------------------- ------------------- --------------------- BlackRock Cayman 1 LP ------------------- ------------------- --------------------- BlackRock Cayman West Bay Finco Limited ------------------- ------------------- --------------------- BlackRock Cayman West Bay IV Limited ------------------- ------------------- --------------------- BlackRock Group Limited ------------------- ------------------- --------------------- BlackRock Finance Europe Limited ------------------- ------------------- --------------------- BlackRock Advisors (UK) Limited ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock International Holdings, Inc. ------------------- ------------------- --------------------- BR Jersey International Holdings L.P. ------------------- ------------------- --------------------- BlackRock Holdco 3, LLC ------------------- ------------------- --------------------- BlackRock Cayman 1 LP ------------------- ------------------- --------------------- BlackRock Cayman West Bay Finco Limited ------------------- ------------------- --------------------- BlackRock Cayman West Bay IV Limited ------------------- ------------------- --------------------- BlackRock Group Limited ------------------- ------------------- --------------------- BlackRock Finance Europe Limited ------------------- ------------------- --------------------- BlackRock (Netherlands) B.V. ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock Capital Holdings, Inc. ------------------- ------------------- --------------------- BlackRock Advisors, LLC ------------------- ------------------- ---------------------
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) (i) 1a. Identity of the issuer or the Central Asia Metals PLC underlying issuer of existing shares to which voting rights are attached (ii) : -------------------------------------------- 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) Non-UK issuer ---- 2. Reason for the notification (please mark the appropriate box or boxes with an "X") An acquisition or disposal of voting rights X ---- An acquisition or disposal of financial instruments ---- An event changing the breakdown of voting rights ---- Other (please specify)(iii) : ---- 3. Details of person subject to the notification obligation (iv) Name BlackRock, Inc. City and country of registered office Wilmington, DE, USA (if applicable) 4. Full name of shareholder(s) (if different from 3.) (v) Name -------------------------------------------- City and country of registered office (if applicable)
-------------------------------------------- 5. Date on which the threshold was 23/07/2020 crossed or reached (vi) : -------------------------------------------- 6. Date on which issuer notified (DD/MM/YYYY): 24/07/2020 -------------------------------------------- 7. Total positions of person(s) subject to the notification obligation % of voting % of voting rights Total of both Total number rights attached through financial in % (8.A + of voting rights to shares (total instruments 8.B) of issuer (vii) of 8. A) (total of 8.B 1 + 8.B 2) ------------------ --------------------- -------------- -------------------- Resulting situation on the date on which threshold was crossed or reached 11.04% 0.09% 11.13% 176,026,619 ------------------ --------------------- -------------- -------------------- Position of previous notification (if applicable) 10.14% 0.00% 10.15% ------------------ --------------------- -------------- -------------------- 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached (viii) A: Voting rights attached to shares Class/type of Number of voting rights % of voting rights shares (ix) ISIN code (if possible) Direct Indirect Direct Indirect (Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive 2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC) (DTR5.1) (DTR5.2.1) (DTR5.2.1) -------------------------- GB00B67KBV28 19,443,608 11.04% ---------------------- -------------------------- ------------------------- --------------------- SUBTOTAL 8. A 19,443,608 11.04% -------------------------------------------------- ------------------------------------------------ B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) Type of Expiration Exercise/ Number of voting % of voting financial date Conversion Period rights that may rights instrument (x) (xi) be acquired if the instrument is exercised/converted. ----------- ------------------------------ -------------------------------- --------------------- SUBTOTAL 8. B 1 ------------------------------ -------------------------------- --------------------- B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) Type of Expiration Exercise/ Physical or Number of % of voting financial date (x) Conversion cash voting rights rights instrument Period (xi) settlement (xii) ---------------- -------------------- -------------------- -------------------- CFD Cash 160,293 0.09% ----------- -------------------- -------------------- -------------------- SUBTOTAL 8.B.2 160,293 0.09% -------------------- -------------------- 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (xiii) Full chain of controlled undertakings through which the voting rights X and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (xiv) (please add additional rows as necessary) Name (xv) % of voting rights % of voting rights Total of both if if it equals or through financial it equals or is is higher than the instruments if it higher than the notifiable threshold equals or is higher notifiable threshold than the notifiable threshold ---------------------- --------------------- ------------------------ See Attachment ---------------------- --------------------- ------------------------ 10. In case of proxy voting, please identify: Name of the proxy holder ----------------------------------------------- The number and % of voting rights held ----------------------------------------------- The date until which the voting rights will be held ----------------------------------------------- 11. Additional information (xvi) BlackRock Regulatory Threshold Reporting Team James Michael 020 7743 3650 Place of completion 12 Throgmorton Avenue, London, EC2N 2DL, U.K. Date of completion 24 July, 2020 ----------------------------------------------
Section 9 Attachment
Name (xv) % of voting rights % of voting rights Total of both if it equals or through financial if it equals is higher than instruments if or is higher the notifiable it equals or than the notifiable threshold is higher than threshold the notifiable threshold BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock International Holdings, Inc. ------------------- ------------------- --------------------- BR Jersey International Holdings L.P. ------------------- ------------------- --------------------- BlackRock Holdco 3, LLC ------------------- ------------------- --------------------- BlackRock Cayman 1 LP ------------------- ------------------- --------------------- BlackRock Cayman West Bay Finco Limited ------------------- ------------------- --------------------- BlackRock Cayman West Bay IV Limited ------------------- ------------------- --------------------- BlackRock Group Limited ------------------- ------------------- --------------------- BlackRock Finance Europe Limited ------------------- ------------------- --------------------- BlackRock Advisors (UK) Limited ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock International Holdings, Inc. ------------------- ------------------- --------------------- BR Jersey International Holdings L.P. ------------------- ------------------- --------------------- BlackRock Holdco 3, LLC ------------------- ------------------- --------------------- BlackRock Cayman 1 LP
------------------- ------------------- --------------------- BlackRock Cayman West Bay Finco Limited ------------------- ------------------- --------------------- BlackRock Cayman West Bay IV Limited ------------------- ------------------- --------------------- BlackRock Group Limited ------------------- ------------------- --------------------- BlackRock Finance Europe Limited ------------------- ------------------- --------------------- BlackRock Investment Management (UK) Limited 9.83% 0.00% 9.83% ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 4, LLC ------------------- ------------------- --------------------- BlackRock Holdco 6, LLC ------------------- ------------------- --------------------- BlackRock Delaware Holdings Inc. ------------------- ------------------- --------------------- BlackRock Institutional Trust Company, National Association ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock Capital Holdings, Inc. ------------------- ------------------- --------------------- BlackRock Advisors, LLC ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 4, LLC ------------------- ------------------- --------------------- BlackRock Holdco 6, LLC ------------------- ------------------- --------------------- BlackRock Delaware Holdings Inc. ------------------- ------------------- --------------------- BlackRock Fund Advisors ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock International Holdings, Inc. ------------------- ------------------- --------------------- BR Jersey International Holdings L.P. ------------------- ------------------- --------------------- BlackRock Holdco 3, LLC ------------------- ------------------- --------------------- BlackRock Cayman 1 LP ------------------- ------------------- --------------------- BlackRock Cayman West Bay Finco Limited ------------------- ------------------- --------------------- BlackRock Cayman West Bay IV Limited ------------------- ------------------- --------------------- BlackRock Group Limited ------------------- ------------------- --------------------- BlackRock Finance Europe Limited ------------------- ------------------- --------------------- BlackRock (Netherlands) B.V. ------------------- ------------------- ---------------------
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) (i) 1a. Identity of the issuer or the Central Asia Metals PLC underlying issuer of existing shares to which voting rights are attached (ii) : -------------------------------------------- 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) Non-UK issuer ---- 2. Reason for the notification (please mark the appropriate box or boxes with an "X") An acquisition or disposal of voting rights X ---- An acquisition or disposal of financial instruments ---- An event changing the breakdown of voting rights ---- Other (please specify)(iii) : ---- 3. Details of person subject to the notification obligation (iv) Name BlackRock, Inc. City and country of registered office Wilmington, DE, USA (if applicable) 4. Full name of shareholder(s) (if different from 3.) (v) Name -------------------------------------------- City and country of registered office (if applicable) -------------------------------------------- 5. Date on which the threshold was 11/06/2020 crossed or reached (vi) : -------------------------------------------- 6. Date on which issuer notified (DD/MM/YYYY): 12/06/2020 -------------------------------------------- 7. Total positions of person(s) subject to the notification obligation % of voting % of voting rights Total of both Total number rights attached through financial in % (8.A + of voting rights to shares (total instruments 8.B) of issuer (vii) of 8. A) (total of 8.B 1 + 8.B 2) ------------------ --------------------- -------------- -------------------- Resulting situation on the date on which threshold was crossed or reached 10.14% 0.00% 10.15% 176,026,619 ------------------ --------------------- -------------- -------------------- Position of previous notification (if applicable) 12.51% N/A 12.51% ------------------ --------------------- -------------- -------------------- 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached (viii) A: Voting rights attached to shares Class/type of Number of voting rights % of voting rights shares (ix) ISIN code (if possible) Direct Indirect Direct Indirect (Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive 2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC) (DTR5.1) (DTR5.2.1) (DTR5.2.1) -------------------------- GB00B67KBV28 17,863,560 10.14% ---------------------- -------------------------- ------------------------- --------------------- SUBTOTAL 8. A 17,863,560 10.14% -------------------------------------------------- ------------------------------------------------ B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion Period rights that may rights instrument (x) (xi) be acquired if the instrument is exercised/converted. ----------- ------------------------------ -------------------------------- --------------------- SUBTOTAL 8. B 1 ------------------------------ -------------------------------- --------------------- B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) Type of Expiration Exercise/ Physical or Number of % of voting financial date (x) Conversion cash voting rights rights instrument Period (xi) settlement (xii) ---------------- -------------------- -------------------- -------------------- CFD Cash 16,081 0.00% ----------- -------------------- -------------------- -------------------- SUBTOTAL 8.B.2 16,081 0.00% -------------------- -------------------- 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (xiii) Full chain of controlled undertakings through which the voting rights X and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (xiv) (please add additional rows as necessary) Name (xv) % of voting rights % of voting rights Total of both if if it equals or through financial it equals or is is higher than the instruments if it higher than the notifiable threshold equals or is higher notifiable threshold than the notifiable threshold ---------------------- --------------------- ------------------------ See Attachment ---------------------- --------------------- ------------------------ 10. In case of proxy voting, please identify: Name of the proxy holder ----------------------------------------------- The number and % of voting rights held ----------------------------------------------- The date until which the voting rights will be held ----------------------------------------------- 11. Additional information (xvi) BlackRock Regulatory Threshold Reporting Team James Michael 020 7743 3650 Place of completion 12 Throgmorton Avenue, London, EC2N 2DL, U.K. Date of completion 12 June, 2020 ----------------------------------------------
Section 9 Attachment
Name (xv) % of voting rights % of voting rights Total of both if it equals or through financial if it equals is higher than instruments if or is higher the notifiable it equals or than the notifiable threshold is higher than threshold the notifiable threshold BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 4, LLC ------------------- ------------------- --------------------- BlackRock Holdco 6, LLC ------------------- ------------------- --------------------- BlackRock Delaware Holdings Inc. ------------------- ------------------- --------------------- BlackRock Institutional Trust Company, National Association ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock International Holdings, Inc. ------------------- ------------------- --------------------- BR Jersey International Holdings L.P. ------------------- ------------------- --------------------- BlackRock Holdco 3, LLC ------------------- ------------------- --------------------- BlackRock Cayman 1 LP ------------------- ------------------- --------------------- BlackRock Cayman West Bay Finco Limited ------------------- ------------------- --------------------- BlackRock Cayman West Bay IV Limited ------------------- ------------------- --------------------- BlackRock Group Limited ------------------- ------------------- --------------------- BlackRock Finance Europe Limited ------------------- ------------------- --------------------- BlackRock Investment Management (UK) Limited 8.96% 8.96% ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock International Holdings, Inc. ------------------- ------------------- --------------------- BR Jersey International Holdings L.P. ------------------- ------------------- --------------------- BlackRock Holdco 3, LLC ------------------- ------------------- --------------------- BlackRock Cayman 1 LP ------------------- ------------------- --------------------- BlackRock Cayman West Bay Finco Limited ------------------- ------------------- --------------------- BlackRock Cayman West Bay IV Limited ------------------- ------------------- --------------------- BlackRock Group Limited ------------------- ------------------- --------------------- BlackRock Finance Europe Limited ------------------- ------------------- --------------------- BlackRock Advisors (UK) Limited ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 4, LLC ------------------- ------------------- --------------------- BlackRock Holdco 6, LLC ------------------- ------------------- --------------------- BlackRock Delaware Holdings Inc. ------------------- ------------------- --------------------- BlackRock Fund Advisors ------------------- ------------------- --------------------- BlackRock, Inc. ------------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ------------------- ------------------- --------------------- BlackRock Financial Management, Inc. ------------------- ------------------- --------------------- BlackRock International Holdings, Inc.
------------------- ------------------- --------------------- BR Jersey International Holdings L.P. ------------------- ------------------- --------------------- BlackRock Holdco 3, LLC ------------------- ------------------- --------------------- BlackRock Cayman 1 LP ------------------- ------------------- --------------------- BlackRock Cayman West Bay Finco Limited ------------------- ------------------- --------------------- BlackRock Cayman West Bay IV Limited ------------------- ------------------- --------------------- BlackRock Group Limited ------------------- ------------------- --------------------- BlackRock Finance Europe Limited ------------------- ------------------- --------------------- BlackRock (Netherlands) B.V. ------------------- ------------------- --------------------- 1. Identity of the issuer or the underlying Central Asia Metals PLC issuer of existing shares to which voting rights are attached: (ii) --------------------------------------- 2 Reason for the notification (please tick the appropriate box or boxes): An acquisition or disposal of voting rights S ---------------------------------------------------------------------------------- -------- An acquisition or disposal of qualifying financial instruments .. which may result in the acquisition of shares already issued to which voting rights are attached ---------------------------------------------------------------------------------- -------- An acquisition or disposal of instruments with similar economic .. effect to qualifying financial instruments ---------------------------------------------------------------------------------- -------- An event changing the breakdown of voting rights .. ---------------------------------------------------------------------------------- -------- Other (please .. specify): ------------------ -------------------------------------------------------------- -------- 3. Full name of person(s) subject BlackRock, Inc. to the notification obligation: (iii) ------------------------------------------------ 4. Full name of shareholder(s) (if different from 3.):(iv) ------------------------------------------------ 5. Date of the transaction and 12 April, 2016 date on which the threshold is crossed or reached: (v) ------------------------------------------------ 6. Date on which issuer notified: 13 April, 2016 ------------------------------------------------ 7. Threshold(s) that is/are crossed Total holding for BlackRock Investment or Management (UK) Limited has gone above reached: (vi, vii) 5% Voting rights attached to shares holding for BlackRock Investment Management (UK) Limited has gone above 5% Total holding for BlackRock, Inc. has gone above 5% Voting rights attached to shares holding for BlackRock, Inc. has gone above 5% ------------------------------------------------ 8. Notified details: A: Voting rights attached to shares (viii, ix) Class/type Situation previous Resulting situation after the triggering of to the triggering transaction shares transaction if possible using the ISIN CODE -------------------------------------- ----------------------------------------------------------------- Number Number Number Number of voting % of voting rights of of of rights (x) Shares Voting shares Rights -------------- ---------------------- --------- ------------------------- --------------------------- Direct Direct Indirect Direct Indirect (xi) (xii) ---- ------- ------- ------ ----- --------- ------------- ---------- ------------- ------------ GB00B67KBV28 Below 5% Below 5% N/A N/A 5,949,420 N/A 5.33% -------------- ---------------------- --------- ------------- ---------- ------------- ------------ B: Qualifying Financial Instruments Resulting situation after the triggering transaction Type of financial Expiration Exercise/ Number of voting % of voting instrument date (xiii) Conversion Period rights that may rights (xiv) be acquired if the instrument is exercised/ converted. ---------------- ------------------------------- --------------------------- ------------------ C: Financial Instruments with similar economic effect to Qualifying Financial Instruments (xv, xvi) Resulting situation after the triggering transaction Type of Exercise Expiration Exercise/ Number of voting % of voting financial price date (xvii) Conversion rights instrument rights (xix, instrument period refers to xx) (xviii) ------------- --------------- ---------------- ----------------------------- ----------------------- Nominal Delta ------------- --------------- ---------------- ----------------------------- ---------- ----------- Total (A+B+C) Number of voting rights Percentage of voting rights ------------------------------------------------------- 5,949,420 5.33% ------------------------------------------------------- 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: (xxi) See Annex Proxy Voting: 10. Name of the proxy holder: ------------------------------ 11. Number of voting rights proxy holder will cease to hold: ------------------------------ 12. Date on which proxy holder will cease to hold voting rights: ------------------------------ 13. Additional information: BlackRock Regulatory Threshold Reporting Team 14. Contact name: Gareth Slade ------------------------------------------- 15. Contact telephone number: 020 7743 3650 ------------------------------------------- Name % of voting % of voting rights Total of both rights if it through financial if it equals equals or is instruments if or is higher higher than it equals or than the notifiable the notifiable is higher than threshold threshold the notifiable threshold BlackRock, Inc. ---------------- ------------------- --------------------- BlackRock Holdco 2, Inc. ---------------- ------------------- --------------------- BlackRock Financial Management, Inc. ---------------- ------------------- --------------------- BlackRock International Holdings, Inc.
---------------- ------------------- --------------------- BR Jersey International Holdings L.P. ---------------- ------------------- --------------------- BlackRock Group Limited ---------------- ------------------- --------------------- BlackRock Investment Management (UK) Limited 5.33% 0.00% 5.33% ---------------- ------------------- ---------------------
For further information contact:
Central Asia Metals Tel: +44 (0) 20 7898 9001 Nigel Robinson, CEO Gavin Ferrar, CFO Louise Wrathall, Director of Corporate louise.wrathall@centralasiametals.com Relations Peel Hunt (Nominated Advisor and Tel: +44 (0) 20 7418 8900 Joint Broker) Ross Allister David McKeown BMO Capital Markets (Joint Broker) Tel: +44 (0) 20 7236 1010 Thomas Rider Pascal Lussier Duquette Blytheweigh (PR Advisors) Tel: +44 (0) 20 7138 3204 Tim Blythe Megan Ray Rachael Brooks
Note to editors:
Central Asia Metals, an AIM-listed UK company based in London, owns 100% of the Kounrad SX-EW copper project in central Kazakhstan and 100% of the Sasa zinc-lead mine in North Macedonia.
For further information, please visit www.centralasiametals.com and follow CAML on Twitter at @CamlMetals and on LinkedIn at Central Asia Metals Plc
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
END
HOLFLFLVLLIRFIL
(END) Dow Jones Newswires
January 26, 2021 08:15 ET (13:15 GMT)
1 Year Central Asia Metals Chart |
1 Month Central Asia Metals Chart |
It looks like you are not logged in. Click the button below to log in and keep track of your recent history.
Support: +44 (0) 203 8794 460 | support@advfn.com
By accessing the services available at ADVFN you are agreeing to be bound by ADVFN's Terms & Conditions