Catenae Innovation PLC Holding(s) in Company (2634I)

TIDMCTEA

RNS Number : 2634I

Catenae Innovation PLC

31 March 2020

TR-1: Standard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and 
  to the FCA in Microsoft Word format if possible) (i) 
 
 1a. Identity of the issuer or the                                       CATENAE INNOVATION PLC 
  underlying issuer of existing shares 
  to which voting rights are attached 
  (ii) : 
                                                              ------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with 
  an "X" if appropriate) 
 Non-UK issuer 
                                                                                                     ---- 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") 
 An acquisition or disposal of voting rights                                                           X 
                                                                                                     ---- 
 An acquisition or disposal of financial instruments 
                                                                                                     ---- 
 An event changing the breakdown of voting rights 
                                                                                                     ---- 
 Other (please specify)(iii) : 
                                                                                                     ---- 
 3. Details of person subject to the notification obligation (iv) 
 Name                                                          BRIAN WILLIAM THOMPSON 
 City and country of registered office 
  (if applicable) 
 4. Full name of shareholder(s) (if different from 3.) (v) 
 Name 
                                                              ------------------------------------------- 
 City and country of registered office 
  (if applicable) 
                                                              ------------------------------------------- 
 5. Date on which the threshold was                                            31/01/2020 
  crossed or reached (vi) : 
                                                              ------------------------------------------- 
 6. Date on which issuer notified (DD/MM/YYYY):                                30/03/2020 
                                                              ------------------------------------------- 
 7. Total positions of person(s) subject to the notification obligation 
                              % of voting       % of voting rights    Total of both   Total number 
                            rights attached      through financial     in % (8.A +     of voting rights 
                            to shares (total        instruments            8.B)        of issuer (vii) 
                                of 8. A)           (total of 8.B 
                                                    1 + 8.B 2) 
                          ------------------  ---------------------  --------------  -------------------- 
 Resulting situation 
  on the date 
  on which threshold 
  was crossed 
  or reached                     29.2%                                    29.2%           107,263,017 
                          ------------------  ---------------------  --------------  -------------------- 
 Position of                      n/a                                      n/a 
  previous notification 
  (if 
  applicable) 
                          ------------------  ---------------------  --------------  -------------------- 
 
 
 
 8. Notified details of the resulting situation on the date on which 
  the threshold was crossed or reached (viii) 
 A: Voting rights attached to shares 
 Class/type of      Number of voting rights                            % of voting rights 
  shares             (ix) 
  ISIN code (if 
  possible) 
                           Direct                   Indirect                       Direct                      Indirect 
                     (Art 9 of Directive      (Art 10 of Directive           (Art 9 of Directive         (Art 10 of Directive 
                         2004/109/EC)             2004/109/EC)              2004/109/EC) (DTR5.1)            2004/109/EC) 
                           (DTR5.1)                (DTR5.2.1)                                                 (DTR5.2.1) 
                                           ------------------------- 
 GB0033127910       31,318,797                                           29.2% 
                   ----------------------  -------------------------  ----------  --------------------  --------------------- 
 
 
 SUBTOTAL 8. A                         31,318,797                                              29.2% 
                   -------------------------------------------------  ------------------------------------------------------- 
 
 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC 
  (DTR5.3.1.1 (a)) 
 Type of            Expiration   Exercise/                        Number of voting                       % of voting 
  financial          date         Conversion Period                rights that may                        rights 
  instrument         (x)          (xi)                             be acquired if 
                                                                   the instrument 
                                                                   is 
                                                                   exercised/converted. 
                   -----------  -------------------------------  -------------------------------------  --------------------- 
 
 
 
                                 SUBTOTAL 8. B 1 
                                -------------------------------  -------------------------------------  --------------------- 
 
 B 2: Financial Instruments with similar economic effect according to 
  Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
 Type of       Expiration        Exercise/               Physical or cash          Number of voting      % of voting 
  financial     date (x)          Conversion              settlement (xii)         rights                 rights 
  instrument                      Period (xi) 
              ----------------  ----------------------  ------------------------  -------------------- 
 
 
 
                                                         SUBTOTAL 8.B.2 
                                                        ------------------------  -------------------- 
 
 
 
 
 9. Information in relation to the person subject to the notification 
  obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is not controlled                        X 
  by any natural person or legal entity and does not control any other 
  undertaking(s) holding directly or indirectly an interest in the 
  (underlying) issuer(xiii) 
 Full chain of controlled undertakings through which the voting rights 
  and/or the 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entity(xiv) (please add additional 
  rows as necessary) 
       Name (xv)           % of voting       % of voting rights       Total of both if 
                           rights if it       through financial        it equals or is 
                           equals or is       instruments if it        higher than the 
                            higher than      equals or is higher     notifiable threshold 
                          the notifiable     than the notifiable 
                             threshold            threshold 
                        -----------------  ---------------------  ------------------------ 
 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder 
                                           ----------------------------------------------- 
 The number and % of voting rights 
  held 
                                           ----------------------------------------------- 
 The date until which the voting rights 
  will be held 
                                           ----------------------------------------------- 
 
 11. Additional information (xvi) 
 
 
 
 
 Place of completion   NEWCASTLE, ENGLAND 
 Date of completion    30/03/2020 
                      ------------------- 
 

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March 31, 2020 09:35 ET (13:35 GMT)