Carnival PLC Director/PDMR Shareholding

 
TIDMCCL 
 
Carnival Corporation & plc 
 
                Notification of Transactions of Directors/PDMRS 
 
1    Details of the person discharging managerial responsibilities/person 
     closely associated 
 
a)   Name                 Arnold W. Donald 
 
2    Reason for the notification 
 
a)   Position/status      President & Chief Executive Officer of Carnival 
                          Corporation & plc / Director 
 
b)   Initial notification Initial Notification 
     / Amendment 
 
3    Details of the issuer, emission allowance market participant, auction 
     platform, auctioneer or auction monitor 
 
a)   Name                 Carnival Corporation 
 
b)   Legal Entity         F1OF2ZSX47CR0BCWA982 
     Identifier 
 
4A   Details of the transaction: 1 
 
a)   Description of the   Common stock with a nominal value of US$0.01 per 
     financial            share 
     instrument, type of 
     instrument           CUSIP: 143658300 
     Identification code 
 
b)   Nature of the        Grant of performance-based restricted stock units 
     transaction          ("Performance RSUs") pursuant to the Carnival 
                          Corporation 2011 Stock Plan. Each Performance RSU 
                          represents one share of Carnival Corporation common 
                          stock.  Each holder of Performance RSUs may earn 
                          from 0-200% of the stated target amount of 
                          Performance RSUs to the extent that Carnival 
                          Corporation & plc's annual operating income, as 
                          adjusted for certain fuel price changes and currency 
                          exchange rate impact for each of the three fiscal 
                          years in the 2018-2020 performance cycle and the 
                          average of each year's return on invested capital at 
                          the end of the three-year performance cycle exceed 
                          specified performance goals. 
 
c)   Price(s) and volume         Price(s)                  Volume(s) 
     (s)                           $0.00                     43,623 
 
d)   Aggregated 
     information          43,623 
     - Aggregated volume  $0.00 
     - Price 
 
e)   Date of the          2018-02-12 
     transaction 
 
f)   Place of the         Off Market 
     transaction 
 
4B   Details of the transaction: 2 
 
a)   Description of the   Common stock with a nominal value of US$0.01 per 
     financial            share 
     instrument, type of 
     instrument           CUSIP: 143658300 
     Identification code 
 
b)   Nature of the        Acquired 49,985 Performance RSU, originally granted 
     transaction          on April 14, 2015 pursuant to the Carnival 
                          Corporation 2011 Stock Plan. Each Performance RSU 
                          represents one share of Carnival Corporation common 
                          stock.  The reporting person was eligible to earn 
                          from 0-200% of the stated target amount of 
                          Performance RSUs to the extent that Carnival 
                          Corporation & plc's annual earnings before interest 
                          and taxes, as adjusted for certain fuel price 
                          changes and exchange rate impact, and return on 
                          invested capital at the end of the three year 
                          performance cycle exceed specified performance 
                          goals, as modified at the end of the three year 
                          performance cycle for Carnival Corporation & plc's 
                          total shareholder return rank relative to peers. 
                          This includes shares from the settlement of dividend 
                          equivalents accumulated during the Performance RSU 
                          restricted period. 
 
c)   Price(s) and volume         Price(s)                  Volume(s) 
     (s)                           $0.00                     49,985 
 
d)   Aggregated 
     information          49,985 
     - Aggregated volume  $0.00 
     - Price 
 
e)   Date of the          2018-02-13 
     transaction 
 
f)   Place of the         NYSE 
     transaction 
 
4C   Details of the transaction: 3 
 
a)   Description of the   Common stock with a nominal value of US$0.01 per 
     financial            share 
     instrument, type of 
     instrument           CUSIP: 143658300 
     Identification code 
 
b)   Nature of the        Sale of shares to satisfy the tax obligation on the 
     transaction          release of vested Performance RSU 
 
c)   Price(s) and volume         Price(s)                  Volume(s) 
     (s)                         $68.7349                    19,759 
 
d)   Aggregated 
     information          19,759 
     - Aggregated volume  $68.7349 
     - Price 
 
e)   Date of the          2018-02-13 
     transaction 
 
f)   Place of the         NYSE 
     transaction 
 
Arnaldo Perez 
 
General Counsel & Secretary 
 
Carnival Corporation & plc 
 
3655 NW 87th Avenue 
 
MLGL-815 
 
Miami, FL 33178 
 
T: 305.599.2600 
 
 
 
END 
 

(END) Dow Jones Newswires

February 15, 2018 11:30 ET (16:30 GMT)