Carillion PLC Holding(s) in Company (9889H)

TIDMCLLN

RNS Number : 9889H

Carillion PLC

13 June 2017

 
 
 
 
 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
-------------------------------------------------- 
 
 
 
 1. Identity of the issuer or                                         Carillion plc 
  the underlying issuer 
  of existing shares to which 
  voting rights are 
  attached: (ii) 
-----------------------------------------------------------  ------------------------------- 
 2 Reason for the notification (please tick the appropriate 
  box or boxes): 
-------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                 X 
------------------------------------------------------------  ------------------------------ 
 An acquisition or disposal of qualifying financial 
  instruments which may result in the acquisition 
  of shares already issued to which voting rights 
  are attached 
------------------------------------------------------------  ------------------------------ 
 An acquisition or disposal of instruments with 
  similar economic effect to qualifying financial 
  instruments 
------------------------------------------------------------  ------------------------------ 
 An event changing the breakdown of voting rights 
------------------------------------------------------------  ------------------------------ 
 Other (please 
  specify): 
----------------------------------------------------------    ------------------------------ 
 3. Full name of person(s)                                    Morgan Stanley (Institutional 
  subject to the                                                Securities Group and Global 
  notification obligation:                                          Wealth Management) 
  (iii) 
-----------------------------------------------------------  ------------------------------- 
 4. Full name of shareholder(s) 
  (if different from 3.):(iv) 
-----------------------------------------------------------  ------------------------------- 
 5. Date of the transaction                                             09.06.2017 
  and date on 
  which the threshold is 
  crossed or 
  reached: (v) 
-----------------------------------------------------------  ------------------------------- 
 6. Date on which issuer                                                13.06.2017 
  notified: 
-----------------------------------------------------------  ------------------------------- 
 7. Threshold(s) that is/are 
  crossed or 
  reached: (vi, vii)                                                        3% 
-----------------------------------------------------------  ------------------------------- 
 
 
 
 8. Notified details: 
------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
------------------------------------------------------------------------------------------------------- 
 Class/type      Situation previous            Resulting situation after the 
  of              to the triggering             triggering transaction 
  shares          transaction 
 
  if possible 
  using 
  the ISIN 
  CODE 
--------------  ----------------------------  --------------------------------------------------------- 
                 Number         Number         Number       Number of               % of voting 
                  of             of             of shares    voting                  rights (x) 
                  Shares         Voting                      rights 
                                 Rights 
--------------  -------------  -------------  -----------  ----------------------  -------------------- 
                                               Direct       Direct       Indirect   Direct   Indirect 
                                                             (xi)        (xii) 
--------------   -----------   ------------   -----------  -----------  ---------  -------  ----------- 
                 Below          Below 
 GB0007365546     3%             3%            1,337,289    1,337,289               0.31% 
                -------------  -------------  -----------  -----------  ---------  -------  ----------- 
 
 
 B: Qualifying Financial Instruments 
------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
------------------------------------------------------------------------------------------------------- 
 Type of          Expiration                  Exercise/     Number of    % of voting 
 financial         date (xiii)                Conversion    voting        rights 
 instrument                                   Period        rights 
                                              (xiv)         that 
                                                            may be 
                                                            acquired 
                                                            if 
                                                            the 
                                                            instrument 
                                                            is 
                                                            exercised/ 
                                                            converted. 
---------------  --------------------------  ------------  -----------  ------------------------------- 
 Right of 
  recall 
  over 
  securities 
  lending 
  agreements                 N/A                  N/A       1,060,468                0.25% 
---------------  --------------------------  ------------  -----------  ------------------------------- 
 
 C: Financial Instruments with similar economic effect 
  to Qualifying Financial Instruments (xv, xvi) 
------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
------------------------------------------------------------------------------------------------------- 
 Type of         Exercise      Expiration     Exercise/     Number of    % of voting 
  financial      price         date           Conversion    voting        rights (xix, 
  instrument                   (xvii)         period        rights        xx) 
                                              (xviii)       instrument 
                                                            refers to 
--------------  ------------  -------------  ------------  -----------  ------------------------------- 
                                                                         Nominal           Delta 
--------------  ------------  -------------  ------------  -----------  ---------  -------------------- 
 Equity Swap         N/A        03.04.2018        N/A        556,300       N/A             0.13% 
--------------  ------------  -------------  ------------  -----------  ---------  -------------------- 
 Equity Swap         N/A        18.05.2018        N/A       3,114,473      N/A             0.72% 
--------------  ------------  -------------  ------------  -----------  ---------  -------------------- 
 Equity Swap         N/A        06.09.2018        N/A       1,066,295      N/A             0.25% 
--------------  ------------  -------------  ------------  -----------  ---------  -------------------- 
 Equity Swap         N/A        12.09.2018        N/A        360,000       N/A             0.08% 
--------------  ------------  -------------  ------------  -----------  ---------  -------------------- 
 Equity Swap         N/A        18.02.2019        N/A       4,305,637      N/A            1.001% 
--------------  ------------  -------------  ------------  -----------  ---------  -------------------- 
 Equity Swap         N/A        27.02.2019        N/A        602,866       N/A             0.14% 
--------------  ------------  -------------  ------------  -----------  ---------  -------------------- 
 Equity Swap         N/A        20.03.2019        N/A       1,024,558      N/A             0.24% 
--------------  ------------  -------------  ------------  -----------  ---------  -------------------- 
 
 
 
 Total (A+B+C) 
------------------------------------------------------ 
 Number of voting rights   Percentage of voting rights 
------------------------  ---------------------------- 
 13,427,886                3.12% 
------------------------  ---------------------------- 
 
 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
  (xxi) 
---------------------------------------------------------------------------------------- 
 
 
 Proxy Voting: 
---------------------------------------------------------------------------------------- 
 10. Name of the proxy holder:                            N/A 
-------------------------------------------------------  ------------------------------- 
 11. Number of voting rights proxy                        N/A 
  holder will cease to hold: 
-------------------------------------------------------  ------------------------------- 
 12. Date on which proxy holder will                      N/A 
  cease to hold voting rights: 
-------------------------------------------------------  ------------------------------- 
 
                                                          Of the total voting rights 
  13. Additional information:                              attached to shares in Section 
                                                           8A, 1,337,289 (0.31%) of 
                                                           these are the result of a 
                                                           stock borrowing agreement 
-------------------------------------------------------  ------------------------------- 
 14. Contact name:                                        Wilma Fairholm 
-------------------------------------------------------  ------------------------------- 

 15. Contact telephone number:                            [phone] 
-------------------------------------------------------  ------------------------------- 
 
 

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June 13, 2017 11:53 ET (15:53 GMT)