GoldmanSachs International Form 8.5 (EPT/RI)-Amendment (0932R)

TIDMCNE

RNS Number : 0932R

GoldmanSachs International

01 July 2022

Amendment - due to the amendment of Derivative transactions, the disclosure made on 30 June for dealings on 29 June has been updated. Section 2(b) has been updated.

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

   1.         KEY INFORMATION 
 
 (a) Name of exempt principal trader:            (GS) GOLDMAN SACHS INTERNATIONAL 
 (b) Name of offeror/offeree in                  CAPRICORN ENERGY PLC 
  relation to whose relevant securities 
  this form relates: 
  Use a separate form for each offeror/offeree 
---------------------------------------------- 
 (c) Name of the party to the offer              CAPRICORN ENERGY PLC 
  with which exempt principal trader 
  is connected: 
---------------------------------------------- 
 (d) Date dealing undertaken:                    29 June 2022 
---------------------------------------------- 
 (e) In addition to the company                  YES - disclosed previously 
  in 1(b) above, is the exempt principal          for TULLOW OIL PLC 
  trader making disclosures in respect 
  of any other party to the offer? 
  If it is a cash offer or possible 
  cash offer, state "N/A" 
---------------------------------------------- 
 
   2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

   (a)        Purchases and sales 
 
    Class of       Purchases/    Total number          Highest              Lowest price 
     relevant         sales      of securities        price per         per unit paid/received 
     security                                     unit paid/received 
 21/13p ordinary   Purchases           502,062            2.2040 GBP                2.1737 GBP 
                                        19,559            2.6499 USD                2.6499 USD 
----------------  -----------  ---------------  -------------------- 
 21/13p ordinary     Sales             216,156            2.2080 GBP                2.1740 GBP 
----------------  -----------  ---------------  -------------------- 
 
   (b)        Cash-settled derivative transactions 
 
    Class of         Product         Nature of dealing         Number       Price per 
     relevant       description     e.g. opening/closing     of reference      unit 
     security        e.g. CFD      a long/short position,     securities 
                                    increasing/reducing 
                                   a long/short position 
 21/13p ordinary       CFD          Increasing a short            200,000   2.1737 GBP 
                                          position 
----------------  -------------  ------------------------  -------------- 
 21/13p ordinary       CFD           Reducing a short                   4   2.1818 GBP 
                                          position 
----------------  -------------  ------------------------  -------------- 
 21/13p ordinary       CFD          Increasing a short                 40   2.1822 GBP 
                                          position 
----------------  -------------  ------------------------  -------------- 
 21/13p ordinary       CFD           Reducing a short               1,242   2.1825 GBP 
                                          position 
----------------  -------------  ------------------------  -------------- 
 21/13p ordinary       CFD          Increasing a short            260,407   2.1837 GBP 
                                          position 
----------------  -------------  ------------------------  -------------- 
 21/13p ordinary       CFD           Reducing a short              12,973   2.1900 GBP 
                                          position 
----------------  -------------  ------------------------  -------------- 
 21/13p ordinary       CFD           Reducing a short               3,115   2.1903 GBP 
                                          position 
----------------  -------------  ------------------------  -------------- 
 21/13p ordinary       CFD           Reducing a short             124,576   2.1969 GBP 
                                          position 
----------------  -------------  ------------------------  -------------- 
 21/13p ordinary       CFD           Reducing a short               5,454   2.1969 GBP 
                                          position 
----------------  -------------  ------------------------  -------------- 
 21/13p ordinary       CFD           Reducing a short               7,618   2.2003 GBP 
                                          position 
----------------  -------------  ------------------------  -------------- 
 
   (c)        Stock-settled derivative transactions (including options) 
   (i)         Writing, selling, purchasing or varying 
 
    Class         Product        Writing,         Number       Exercise       Type      Expiry    Option 
  of relevant    description    purchasing,    of securities     price        e.g.       date      money 
   security       e.g. call      selling,        to which       per unit    American,              paid/ 
                   option         varying         option                    European              received 
                                   etc.           relates                     etc.                per unit 
 
 
   (ii)        Exercise 
 
      Class of        Product description    Exercising     Number of     Exercise 
  relevant security        e.g. call         / exercised    securities    price per 
                             option            against                      unit 
 
 
   (d)        Other dealings (including subscribing for new securities) 
 
 Class of relevant    Nature of dealing    Details         Price per 
      security        e.g. subscription,              unit (if applicable) 
                          conversion 
 
 
   3.         OTHER INFORMATION 
   (a)        Indemnity and other dealing arrangements 
 
 Details of any indemnity or option arrangement, or any 
  agreement or understanding, formal or informal, relating 
  to relevant securities which may be an inducement to deal 
  or refrain from dealing entered into by the exempt principal 
  trader making the disclosure and any party to the offer 
  or any person acting in concert with a party to the offer: 
  Irrevocable commitments and letters of intent should not 
  be included. If there are no such agreements, arrangements 
  or understandings, state "none" 
 
   NONE 
 
   (b)        Agreements, arrangements or understandings relating to options or derivatives 
 
 Details of any agreement, arrangement or understanding, 
  formal or informal, between the exempt principal trader 
  making the disclosure and any other person relating to: 
  (i) the voting rights of any relevant securities under 
  any option; or 
  (ii) the voting rights or future acquisition or disposal 
  of any relevant securities to which any derivative is referenced: 
  If there are no such agreements, arrangements or understandings, 
  state "none" 
 
   NONE 
 
 
 Date of disclosure:    01 July 2022 
 Contact name:          Papa Lette and Andrzej Szyszka 
--------------------- 
                        [phone] / +48(22) 
 Telephone number:       317 4817 
--------------------- 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk .

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July 01, 2022 11:02 ET (15:02 GMT)